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SPH Notice – BlackRock Inc. and related bodies corporate

Substantial Holder Notice17 November 2020CENUtilities

1
Disclosure of movement of 1% or more in substantial holding

or change in nature of relevant interest, or both

Sections 277 and 278, Financial Markets Conduct Act 2013

To: New Zealand Stock Exchange

and

To: Contact Energy Limited

Relevant event being disclosed: Movement of 1% or more in substantial holding

Date of relevant event: 16 November 2020

Date this disclosure made: 18 November 2020

Date last disclosure made: 20 October 2020

Substantial product holder(s) giving disclosure

Full name(s): BlackRock, Inc. and related bodies corporate

Summary of substantial holding

Class of quoted voting products: Ordinary Shares

Summary for: Product holders listed in Appendix A

For this disclosure,—

(a) total number held in class: 72,080,379

(b) total in class: 718,565,905

(c) total percentage held in class: 10.031%

For last disclosure,—

(a) total number held in class: 64,519,540

(b) total in class: 718,131,884

(c) total percentage held in class: 8.984%

Details of transactions and events giving rise to relevant event

Details of the transactions or other events requiring disclosure: Refer to Appendix B

Details after relevant event

Details for: Product holders listed in Appendix A

Nature of relevant interest(s): The power to control the acquisition or disposal of the

quoted voting product and/or the exercise of a right to vote attached to the quoted voting

product, arising only from the powers of investment contained in each case under

investment management agreements appointing each entity as investment manager of

funds or separate accounts (i.e. entity currently exercising investment discretion on behalf


2

of the relevant funds or separate accounts). No relevant agreement document needs to be

attached under Regulation 139.

For that relevant interest,—

(a) number held in class: Refer to Appendix A

(b) percentage held in class: Refer to Appendix A

(c) current registered holder(s): Refer to Appendix A

(d) registered holder(s) once transfers are registered: Not Applicable

Additional information

Address(es) of substantial product holder(s): Refer to Appendix A

Contact details: Bradley Taylor, Tel +1-302-797-6268, Email

bradley.taylor@blackrock.com

Nature of connection between substantial product holders: Refer to Appendix A

Name of any other person believed to have given, or believed to be required to give, a

disclosure under the Financial Markets Conduct Act 2013 in relation to the financial

products to which this disclosure relates: Not applicable.

Certification

I, Bradley Taylor, certify that, to the best of my knowledge and belief, the information

contained in this disclosure is correct and that I am duly authorised to make this disclosure

by all persons for whom it is made.

Appendix A
ClassCCY

Number of

Securities

%

BlackRock (Netherlands) B.V.ORDNZD97,5350.014%subsidiary of

BlackRock Inc.

Rembrandt Tower, 17th floor

Amstelplein

Amsterdam Netherlands

BlackRock Advisors (UK) LimitedORDNZD28,810,2634.009%subsidiary of

BlackRock Inc.

12 Throgmorton Avenue.

London, EC2N 2DL,

United Kingdom

BlackRock Asset Management

Canada Limited

ORDNZD209,1940.029%subsidiary of

BlackRock Inc.

161 Bay Street, Suite 2500

Toronto, Ontario M5J 2S1

Canada

BlackRock Asset Management

Deutschland AG

ORDNZD3,372,0410.469%subsidiary of

BlackRock Inc.

Max-Joseph-Straße 6

D-80333 Munich, Germany

BlackRock Asset Management North

Asia Limited

ORDNZD1,0560.000%subsidiary of

BlackRock Inc.

15/F, 16/F, 17/F Champion

Tower & 17/F ICBC Tower,

Three Garden Road, Central,

Hong Kong

BLACKROCK FINANCIAL

MANAGEMENT, INC.

ORDNZD60,0220.008%subsidiary of

BlackRock Inc.

1209 Orange Street,

Wilmington, New Castle

County,

Delaware 19801, United

BlackRock Fund AdvisorsORDNZD31,279,3464.353%subsidiary of

BlackRock Inc.

400 Howard Street

San Francisco, CA, 94105

United States

BlackRock Institutional Trust

Company, National Association

ORDNZD5,576,9090.776%subsidiary of

BlackRock Inc.

1225 17th Street,

Suite 300,

Denver, CO 80202 (Colorado,

USA)

BlackRock Investment Management

(Australia) Limited

ORDNZD6,1160.001%subsidiary of

BlackRock Inc.

Level 37 Chifley Tower,

2 Chifley Square

Sydney NSW 2000 Australia

BlackRock Investment Management

(UK) Limited

ORDNZD2,635,5410.367%subsidiary of

BlackRock Inc.

12 Throgmorton Avenue

London EC2N 2DL

United Kingdom

BlackRock Investment Management,

LLC

ORDNZD2,2550.000%subsidiary of

BlackRock Inc.

1209 Orange Street,

Wilmington, New Castle

County,

Delaware 19801, United

BlackRock Japan Co., Ltd.ORDNZD30,1010.004%subsidiary of

BlackRock Inc.

Marunouchi Trust Tower Main,

1-8-3 Marunouchi,

Chiyoda-ku, Tokyo 100-8217

(Japan)

Holder of Relevant Interests

Total Held in Class

Nature of

Association

Address

CENpage 1 of 1

Appendix B
Transaction

Date

Person whose relevant interest changed

Person's votes

affected

19-Oct-20BlackRock Fund Advisorsin specien/aORD114,696114,696

19-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.56ORD33,37833,378

19-Oct-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.56ORD-96,143-96,143

20-Oct-20BlackRock Fund Advisorson mkt buy7.7ORD24,39724,397

20-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.70ORD85,27685,276

20-Oct-20BLACKROCK FINANCIAL MANAGEMENT,

INC.

on mkt sell7.70ORD-24,295-24,295

20-Oct-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.7ORD-11,857-11,857

20-Oct-20BlackRock Investment Management, LLCon mkt sell7.70ORD-2,282-2,282

20-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.70ORD55,64055,640

20-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.71ORD33,38433,384

20-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.71ORD11,12811,128

20-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.71ORD22,25622,256

20-Oct-20BlackRock Advisors (UK) Limitedon mkt sell7.71ORD-44,512-44,512

20-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.71ORD11,55911,559

20-Oct-20BlackRock Fund Advisorson mkt buy7.71ORD1,8971,897

20-Oct-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.71ORD-18,733-18,733

21-Oct-20BlackRock Fund Advisorsin specien/aORD95,88595,885

21-Oct-20BlackRock Fund Advisorsin specien/aORD38,35438,354

21-Oct-20BlackRock Fund Advisorson mkt buy7.69ORD37,49037,490

21-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.69ORD131,033131,033

21-Oct-20BlackRock Advisors (UK) Limitedon mkt sell7.69ORD-2,002-2,002

21-Oct-20BlackRock Fund Advisorson mkt buy7.7ORD91,74291,742

21-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.70ORD22,46022,460

21-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.70ORD33,69033,690

21-Oct-20BlackRock Advisors (UK) Limitedon mkt sell7.7ORD-37,479-37,479

21-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.7ORD56,15056,150

22-Oct-20BlackRock Fund Advisorsin specien/aORD77,07277,072

22-Oct-20BlackRock Fund Advisorsin specien/aORD38,53638,536

22-Oct-20BLACKROCK FINANCIAL MANAGEMENT,

INC.

on mkt sell7.63ORD-22,159-22,159

22-Oct-20BlackRock Investment Management, LLCon mkt sell7.63ORD-1,279-1,279

22-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.64ORD67,38667,386

22-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.64ORD67,38667,386

23-Oct-20BLACKROCK FINANCIAL MANAGEMENT,

INC.

on mkt sell7.59ORD-21,332-21,332

23-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.59ORD33,68433,684

23-Oct-20BlackRock Institutional Trust Company,

National Association

on mkt buy7.65ORD3,0783,078

23-Oct-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.65ORD-24,509-24,509

23-Oct-20BlackRock Fund Advisorson mkt buy7.65ORD23,14123,141

26-Oct-20BlackRock Fund Advisorsin specien/aORD38,38638,386

26-Oct-20BlackRock Fund Advisorsin specien/aORD21,18621,186

26-Oct-20BlackRock Investment Management (UK)

Limited

in specien/aORD-5,042-5,042

27-Oct-20BlackRock Fund Advisorson mkt buy7.55ORD77,07277,072

27-Oct-20BlackRock Fund Advisorsin specien/aORD-77,072-77,072

27-Oct-20BLACKROCK FINANCIAL MANAGEMENT,

INC.

on mkt sell7.56ORD-17,012-17,012

27-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.55ORD22,45622,456

27-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.55ORD22,45622,456

28-Oct-20BlackRock Fund Advisorsin specien/aORD77,07277,072

28-Oct-20BlackRock Advisors (UK) Limitedon mkt sell7.51ORD-1,903-1,903

28-Oct-20BlackRock Advisors (UK) Limitedon mkt sell7.50ORD-11,227-11,227

28-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.50ORD18,23218,232

28-Oct-20BlackRock Institutional Trust Company,

National Association

on mkt buy7.50ORD16,28816,288

28-Oct-20BlackRock Fund Advisorsin specien/aORD-57,804-57,804

29-Oct-20BlackRock Fund Advisorsin specien/aORD-211,948-211,948

29-Oct-20BlackRock Fund Advisorson mkt sell7.42ORD-96,340-96,340

29-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.45ORD44,90844,908

30-Oct-20BlackRock Fund Advisorsin specien/aORD77,07277,072

30-Oct-20BlackRock Fund Advisorsin specien/aORD-6,756-6,756

CONTACT ENERGY LIMITED

Nature of change /

Consideration (NZD)

Class and number of

securities affected

CENpage 1 of 3

Transaction
Date

Person whose relevant interest changed

Person's votes

affected

Nature of change /

Consideration (NZD)

Class and number of

securities affected

30-Oct-20BlackRock Advisors (UK) Limitedon mkt buy7.38ORD112,280112,280

30-Oct-20BlackRock Fund Advisorson mkt sell7.38ORD-71,011-71,011

30-Oct-20BlackRock Institutional Trust Company,

National Association

on mkt buy7.38ORD14,02314,023

30-Oct-20BlackRock Fund Advisorsin specien/aORD-7,062-7,062

30-Oct-20BlackRock Fund Advisorsin specien/aORD20,29220,292

02-Nov-20BlackRock Fund Advisorsin specien/aORD-10,593-10,593

02-Nov-20BlackRock Fund Advisorsin specien/aORD-7,062-7,062

02-Nov-20BlackRock Fund Advisorsin specien/aORD32,46532,465

02-Nov-20BlackRock Fund Advisorsin specien/aORD-19,268-19,268

02-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.35ORD33,68733,687

02-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.35ORD67,37467,374

02-Nov-20BlackRock Fund Advisorsin specien/aORD57,80457,804

03-Nov-20BlackRock Fund Advisorsin specien/aORD77,07277,072

03-Nov-20BlackRock Fund Advisorsin specien/aORD173,412173,412

03-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.53ORD101,061101,061

03-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.53ORD67,37467,374

03-Nov-20BlackRock Fund Advisorson mkt buy7.53ORD123,124123,124

03-Nov-20BlackRock Fund Advisorsin specien/aORD38,53638,536

04-Nov-20BlackRock Fund Advisorson mkt sell7.60ORD-1,681-1,681

04-Nov-20BlackRock Fund Advisorsin specien/aORD38,77638,776

04-Nov-20BlackRock Fund Advisorsin specien/aORD58,16458,164

04-Nov-20BlackRock Fund Advisorsin specien/aORD116,328116,328

04-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.68ORD168,465168,465

04-Nov-20BlackRock Institutional Trust Company,

National Association

on mkt buy7.6ORD2,8432,843

05-Nov-20BlackRock Fund Advisorsin specien/aORD-38,776-38,776

05-Nov-20BlackRock Fund Advisorsin specien/aORD-7,062-7,062

05-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.63ORD44,92044,920

05-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.63ORD134,760134,760

05-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.63ORD33,69033,690

05-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.63ORD123,530123,530

05-Nov-20BlackRock Fund Advisorsin specien/aORD58,16458,164

06-Nov-20BlackRock Fund Advisorson mkt buy7.84ORD116,328116,328

06-Nov-20BlackRock Fund Advisorsin specien/aORD58,16458,164

06-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.85ORD112,300112,300

06-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.75ORD22,46022,460

06-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.75ORD78,61078,610

06-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.75ORD67,38067,380

06-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.8ORD235,830235,830

06-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.82ORD78,61078,610

06-Nov-20BlackRock Fund Advisorson mkt buy7.75ORD21,91021,910

06-Nov-20BlackRock Fund Advisorsin specien/aORD252,044252,044

09-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.88ORD157,276157,276

09-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.85ORD22,46822,468

10-Nov-20BlackRock Fund Advisorson mkt buy7.96ORD270,034270,034

10-Nov-20BlackRock Fund Advisorson mkt buy8.05ORD731,946731,946

10-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.92ORD101,106101,106

10-Nov-20BlackRock Advisors (UK) Limitedon mkt buy8.1ORD22,46822,468

10-Nov-20BlackRock Advisors (UK) Limitedon mkt buy8.1ORD44,93644,936

10-Nov-20BlackRock Advisors (UK) Limitedon mkt buy8.10ORD44,93644,936

10-Nov-20BlackRock Advisors (UK) Limitedon mkt buy8.1ORD56,17056,170

10-Nov-20BlackRock Advisors (UK) Limitedon mkt buy8.1ORD56,17056,170

10-Nov-20BlackRock Advisors (UK) Limitedon mkt buy7.91ORD112,340112,340

10-Nov-20BlackRock Advisors (UK) Limitedon mkt buy8.1ORD213,446213,446

11-Nov-20BlackRock Fund Advisorson mkt buy8.06ORD137,321137,321

11-Nov-20BlackRock Fund Advisorsin specien/aORD97,01597,015

11-Nov-20BlackRock Advisors (UK) Limitedon mkt buy8.04ORD22,46622,466

11-Nov-20BlackRock Advisors (UK) Limitedon mkt buy8.09ORD44,93244,932

11-Nov-20BlackRock Advisors (UK) Limitedon mkt buy8.09ORD44,93244,932

11-Nov-20BlackRock Advisors (UK) Limitedon mkt buy8.09ORD861861

11-Nov-20BlackRock Advisors (UK) Limitedon mkt buy8.09ORD22,46622,466

11-Nov-20BlackRock Institutional Trust Company,

National Association

on mkt sell8.09ORD-11,188-11,188

11-Nov-20BlackRock Fund Advisorson mkt buy8.09ORD28,08828,088

11-Nov-20BlackRock Investment Management (UK)

Limited

in specien/aORD-100,266-100,266

12-Nov-20BlackRock Fund Advisorsin specien/aORD38,80638,806

12-Nov-20BlackRock Fund Advisorsin specien/aORD77,61277,612

12-Nov-20

BlackRock Fund Advisors

in specien/aORD38,80638,806

12-Nov-20

BlackRock Fund Advisors

on mkt buy8ORD73,76973,769

CENpage 2 of 3

Transaction
Date

Person whose relevant interest changed

Person's votes

affected

Nature of change /

Consideration (NZD)

Class and number of

securities affected

12-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD44,92844,928

12-Nov-20

BlackRock Fund Advisors

on mkt buy8ORD275,485275,485

12-Nov-20

BlackRock Asset Management Deutschland

AG

on mkt buy8ORD3,1583,158

12-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD67,39267,392

12-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD22,46422,464

12-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD22,46422,464

12-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD112,320112,320

12-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD56,16056,160

12-Nov-20

BlackRock Fund Advisors

in specien/aORD97,01597,015

13-Nov-20

BlackRock Fund Advisors

in specien/aORD58,20958,209

13-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD101,097101,097

13-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD78,63178,631

13-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD89,86489,864

13-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD235,893235,893

13-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD33,69933,699

16-Nov-20

BlackRock Fund Advisors

in specien/aORD97,01597,015

16-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD22,46822,468

16-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD22,46822,468

16-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD22,46822,468

16-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD33,70233,702

16-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD33,70233,702

16-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD224,680224,680

16-Nov-20

BlackRock Advisors (UK) Limited

on mkt buy8ORD1,7221,722

16-Nov-20

BlackRock Institutional Trust Company,

National Association

on mkt buy8ORD3,0363,036

16-Nov-20

BLACKROCK FINANCIAL MANAGEMENT,

INC.

on mkt buy8ORD8888

16-Nov-20

BlackRock Institutional Trust Company,

National Association

on mkt sell8ORD-19,819-19,819

16-Nov-20

BlackRock Fund Advisors

in specien/aORD58,20958,209

CENpage 3 of 3

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