Substantial holder notice – HGH in HMY
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX Limited
and
To Harmoney Corp Limited
Date this disclosure made: 19 November 2020
Date on which substantial holding began: 19 November 2020
Substantial product holder(s) giving disclosure
Full name(s): Heartland Group Holdings Limited
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for Heartland Group Holdings Limited
For this disclosure,—
(a) total number held in class: 8,518,864
(b) total in class: 100,912,724
(c) total percentage held in class: 8.440%
Details of relevant interests
Details for Heartland Group Holdings Limited
Nature of relevant interest(s): registered holder and beneficial owner of financial products. Note that this interest
is subject to certain escrow restrictions prohibiting the disposal of the shares until the occurrence of certain
events.
For that relevant interest,—
(a) number held in class: 8,518,864
(b) percentage held in class: 8.440%
(c) current registered holder(s): Heartland Group Holdings Limited
(d) registered holder(s) once transfers are registered: Heartland Group Holdings Limited
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
2
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest in the
derivative: Not applicable
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure: Heartland Group Holdings Limited has owned
shares in Harmoney Corp Limited since 29 November 2019. In preparation for Harmoney Corp Limited’s initial
public offering and listing on the ASX and foreign exempt listing on the NZX, Harmoney Corp Limited (i)
consolidated its existing shares on issuance on 29 October 2020; and (ii) converted all Series shares to ordinary
shares on 17 November 2020. As a consequence, Heartland Group Holdings Limited now holds 8,518,864
ordinary shares. As a result of Harmoney Corp Limited’s listing on 19 November 2020, Heartland Group Holdings
Limited becomes a substantial product holder in respect of the shares described in this notice for the purposes of
section 276 of the Financial Markets Conduct Act 2013.
Additional information
Address(es) of substantial product holder(s): Heartland Group Holdings Limited, Heartland House, Level 3, 35
Teed Street, Newmarket 1023, Auckland, New Zealand
Contact details: Michael Drumm, Chief Legal & Bank Risk Officer
Michael.Drumm@heartland.co.nz
09 927 9136
Name of any other person believed to have given, or believed to be required to give, a disclosure under the
Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: Not
applicable
Certification
I, Michael Drumm, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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