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Substantial holder notice – HGH in HMY

Substantial Holder Notice19 November 2020HGHFinancials

Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013

To NZX Limited

and

To Harmoney Corp Limited

Date this disclosure made: 19 November 2020

Date on which substantial holding began: 19 November 2020

Substantial product holder(s) giving disclosure

Full name(s): Heartland Group Holdings Limited

Summary of substantial holding

Class of quoted voting products: Ordinary shares

Summary for Heartland Group Holdings Limited

For this disclosure,—

(a) total number held in class: 8,518,864

(b) total in class: 100,912,724

(c) total percentage held in class: 8.440%

Details of relevant interests

Details for Heartland Group Holdings Limited

Nature of relevant interest(s): registered holder and beneficial owner of financial products. Note that this interest

is subject to certain escrow restrictions prohibiting the disposal of the shares until the occurrence of certain

events.

For that relevant interest,—

(a) number held in class: 8,518,864

(b) percentage held in class: 8.440%

(c) current registered holder(s): Heartland Group Holdings Limited

(d) registered holder(s) once transfers are registered: Heartland Group Holdings Limited

For a derivative relevant interest, also—

(a) type of derivative: Not applicable

(b) details of derivative: Not applicable





2

(c) parties to the derivative: Not applicable

(d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest in the

derivative: Not applicable

Details of transactions and events giving rise to substantial holding

Details of the transactions or other events requiring disclosure: Heartland Group Holdings Limited has owned

shares in Harmoney Corp Limited since 29 November 2019. In preparation for Harmoney Corp Limited’s initial

public offering and listing on the ASX and foreign exempt listing on the NZX, Harmoney Corp Limited (i)

consolidated its existing shares on issuance on 29 October 2020; and (ii) converted all Series shares to ordinary

shares on 17 November 2020. As a consequence, Heartland Group Holdings Limited now holds 8,518,864

ordinary shares. As a result of Harmoney Corp Limited’s listing on 19 November 2020, Heartland Group Holdings

Limited becomes a substantial product holder in respect of the shares described in this notice for the purposes of

section 276 of the Financial Markets Conduct Act 2013.

Additional information

Address(es) of substantial product holder(s): Heartland Group Holdings Limited, Heartland House, Level 3, 35

Teed Street, Newmarket 1023, Auckland, New Zealand

Contact details: Michael Drumm, Chief Legal & Bank Risk Officer

Michael.Drumm@heartland.co.nz

09 927 9136


Name of any other person believed to have given, or believed to be required to give, a disclosure under the

Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: Not

applicable

Certification

I, Michael Drumm, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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