Gentrack Group Limited logo

Annual Results for the Year Ended 30 September 2020

Full Year Results25 November 2020GTKInformation Technology

Results for announcement to the market
Name of issuer Gentrack Group Limited

Reporting Period 12 months to 30 September 2020

Previous Reporting Period 12 months to 30 September 2019

Currency NZD

Amount (000s) Percentage change

Revenue from continuing

operations

$100,533 (9.98%)

Total Revenue $100,533 (9.98%)

Net profit/(loss) from

continuing operations

($ 31,706) 856.45%

Total net profit/(loss) ($ 31,706) 856.45%

Interim/Final Dividend

Amount per Quoted Equity

Security

No dividend payable

Imputed amount per Quoted

Equity Security

Not Applicable

Record Date Not Applicable

Dividend Payment Date Not Applicable

Current period Prior comparable period

Net tangible assets per

Quoted Equity Security

($ 0.019)


$0.027

A brief explanation of any of

the figures above necessary

to enable the figures to be

understood

For commentary on the results please refer to the market

release, financial statements and investor presentation attached

Authority for this announcement

Name of person


authorised

to make this announcement

Jon Kershaw

Contact person for this

announcement

Jon Kershaw

Contact phone number +64 9 966 6090

Contact email address Jonk@gentrack.com

Date of release through MAP


26/11/2020


Audited financial statements accompany this announcement.

---

Gentrack Group Ltd | www.gentrack.com | info@gentrack.com | ARBN 169 195 751
MARKET ANNOUNCEMENT

26 November 2020

Gentrack Full year results to 30 September 2020

Gentrack Group Limited (NZX/ASX: GTK), a leading provider of software solutions for utilities

and airports, today released its results for the year to 30 September 2020.

Results Summary

• Revenue: $100.5m - down 10% on FY19

• Committed Monthly Recurring Revenue: $56.7m – up 18% on FY19

• EBITDA

1

: $12.1m - down 51% on FY19

• Statutory NPAT: ($31.7m) – driven by non-cash write-downs

• Adjusted NPAT

2

: $2.4m

• Net cash: $16.8m up $12.2m on FY19

• No Final Dividend payable

The results for the year show underlying EBITDA of $12.1m, down 51% on FY19, off the back of

lower FY20 revenues coming in at $100.5m, a 10% decrease on FY19. Despite the decline,

Annual Recurring and Committed Monthly Recurring Revenues for the year have increased by

4.9% and 18% respectively reflecting new utilities business in Australia and the UK, and net

growth in the meter points for existing customers in these regions. It also reflects new airports

business won in the year in Australia, North America and Europe.

Net Cash at 30 September 2020 has increased by $12.2m over the same period last year,

marking a strong year in cash generation. Costs were down by $3.2m in H2’20 (vs H1’20)

reflecting the impact of the cost-out programme in March 2020, COVID-19 cost reductions and

other savings measures.

The Group has recorded a Statutory NPAT loss of $31.7m for the full year including an

impairment charge of $34.5m primarily related to goodwill impairments in both the Blip and

Utilities businesses, reflecting uncertainty in the outlook.

In light of the NPAT loss, the Board has taken the decision not to pay a final dividend.

CEO Gary Miles said, “ The results reflect a tough year for our utilities and airports customers.

Pleasingly the revenue mix and shift in annual recurring revenues is positive. We see

opportunities in our markets and our strong net cash position sets us up to accelerate our

technology investment and lead the industry as it transforms to the cloud and clean

technologies. This year we’ve also played a key role in enabling our customers to adapt to

COVID, keeping their mission critical systems operational and ready to support customer

hardship at this time.”


1

EBITDA: Earnings before depreciation, amortisation, impairments and non-operating expenses related to acquisitions.

2

Adjusted NPAT - Underlying NPAT adjusted for the impairment of Goodwill and intangible assets


Gentrack Group Ltd | www.gentrack.com | info@gentrack.com | ARBN 169 195 751

“Coming into the business in October, I’m energised by the strong management team,

including recent hires, and the passion and experience of our people. We’re in a good position

to bring innovative cloud solutions as a key advantage for energy, water and airports

customers.”

As stated at the half year, COVID-19 had no operational impact on the business in H1. The full

year results however have been impacted by global economic events with some delays in

utilities projects and more significant delays in airports programmes.

The Utilities business achieved a 4.3% increase in Annual Recurring Revenue, with overall

revenue of $81.8m for the year declining by 7.3% due to the completion of prior projects and

customer losses, driven by supplier insolvencies, consolidations and competitive activity in the

UK. In Australia, key billing and customer management projects were started and put live

contributing to the increase in Annual Recurring Revenues and a subsequent decline in non-

recurring revenues.

Veovo has recorded revenues of $18.8m, down 20% on FY19, capping off a tough year for the

airports industry globally with revenue for many airports being reduced by over 80% as COVID-

19 travel restrictions were implemented. Airport operation systems are an essential service to

the aviation industry which has enabled Veovo to remain profitable. Numerous projects were

completed throughout the year in Europe, North America and Australia.

As per the outlook given in September, Gentrack continues to see market opportunities and

has plans for ongoing investment in new cloud technology and the skills required to compete.

It is expected that the full year EBITDA

1

run rate for FY21 will be well below that of the H2 FY20

run rate, however, this may reduce FY21 profitability closer to break-even depending on the

levels of future product investment and other factors.

A further update will be provided at the Annual Meeting in February.


All figures are presented in NZ$.

ENDS

*******

Contact:

James Spence, CFO

+64 9 966 6090


*******


Gentrack Group Ltd | www.gentrack.com | info@gentrack.com | ARBN 169 195 751

Full Year Results Investor Briefing Details

Gentrack Group Limited (NZX/ASX: GTK) invites investors to a conference call on Thursday 26

November 2020 at 11:30am NZT / 9.30am ADST (duration 1 hour) to review Gentrack’s results

for the full year ended 30 September 2020.

This investor briefing will be available via a webcast (presentation slides and audio only) or

‘audio only’ service. Please follow the instructions outlined below to access the event.

The audio recording from the briefing will be made available in the Gentrack Investor Centre

(https://www.gentrack.com/investors) following the call.

Webcast Instructions

To join the investor briefing online, click on the link below to view, listen to and ask questions

on the Investor presentation directly from your laptop, tablet or mobile device. Please note if

you are using the Webcast option, it is not necessary to dial into the audio conference as well,

unless you wish to ask verbal questions during Q&A. Audio will stream through your selected

device, so be sure to have headphones or your volume turned up. If you have technical

difficulties, please click the “Listen by Phone” button on the webcast player and dial the

number provided.

https://globalmeet.webcasts.com/starthere.jsp?ei=1393948&tp_key=de45d764be

Audio only – Participant Access Instructions

For the ‘audio only’ option, you can access the investor briefing from your phone. Please join

the briefing 5-10 minutes prior to the start time. You will be asked to provide the event name,

your name and participant passcode as below:

- Event Name: Gentrack Investor Briefing

- Participant Passcode: 563617

(Following entry, please provide the required details when prompted)

The dial-in numbers for available locations are listed below.

- Australia Tollfree/Freephone 1 800 590 693

- Australia, Brisbane Local +61 (0)7 3105 0937

- Australia, Melbourne Local +61 (0)3 8317 0929

- Australia, Sydney Local +61 (0)2 9193 3719

- Denmark Tollfree/Freephone 80 70 16 37

- Denmark, Copenhagen Local +45 35 15 80 48

- Hong Kong Tollfree/Freephone 800 961 113

- Hong Kong Local +852 3008 1533

- Ireland Tollfree/Freephone 1800 936 706

- Ireland, Dublin Local +353 (0)1 246 5637

- New Zealand Tollfree/Freephone 0800 423 972

- New Zealand, AKL Local +64 (0)9 9133 624

- Singapore Tollfree/Freephone 800 186 5106


Gentrack Group Ltd | www.gentrack.com | info@gentrack.com | ARBN 169 195 751

- Singapore Local +65 6320 9041

- United Kingdom Tollfree/Freephone 0800 358 6374

- United Kingdom Local +44 (0)330 336 9104

- United States, LA Local +1 323-794-2095

- United States/Canada Tollfree/Freephone 866-519-2796

Questions can be submitted online via the Webcast platform or the audio call system when

prompted. Personal information provided for the purpose of registration will not be disclosed

to any third parties and will only be used by Gentrack to manage participant interaction.


About Gentrack

Gentrack designs, builds and delivers the high-performing, cloud-first revenue and customer

experience solutions found at the heart of leading utilities and airports around the world.  Our

customers lead in some of the most deregulated and innovative markets in the world;

pioneering innovation, driving effective transformation in the management and delivery of two

of our planet’s most precious resources; energy and water.

More information: www.gentrack.com



Gentrack Group Ltd | www.gentrack.com | info@gentrack.com | ARBN 169 195 751

Appendix

NON-GAAP PROFIT REPORTING MEASURES

Gentrack’s standard profit measure prepared under New Zealand GAAP is net profit. Gentrack

has used non-GAAP profit measures when discussing financial performance in this document.

The directors and management believe that these measures provide useful information as

they are used internally to evaluate performance of business units, to establish operational

goals and to allocate resources.

Non-GAAP profit measures are not prepared in accordance with NZ IFRS (New Zealand

International Financial Reporting Standards) and are not uniformly defined, therefore the non-

GAAP profit measures reported in this document may not be comparable with those that other

companies report and should not be viewed in isolation or considered as a substitute for

measures reported by Gentrack in accordance with NZ IFRS.

Definitions

EBITDA: Earnings before depreciation, amortisation, impairments and non-operating expenses

related to acquisitions.

FY20 Adjusted NPAT Reconciliation

12 Months

30 September 20

NZ$m

Reported net (loss)/profit after tax (31.7)

Goodwill and intangible impairment 34.5

Less: Deferred tax impact of intangible impairment (0.4)

Adjusted NPAT 2.4



GAAP to non-GAAP profit reconciliation

3



12 Months 12 Months

Period NZ$m 30 Sep 19 30 Sep 20

Reported net profit/(loss) for the period (GAAP) (3.3) (31.7)

Add: Net finance expense 0.8 0.4

Less: Income tax (benefit) / expense


3.7 (2.6)

Add: Depreciation and amortisation 9.4 (12.4)

Less: Revaluation and acquisition related liability (0.4) (0.9)

Add: Impairment of goodwill and intangible assets 14.6 34.5

EBITDA 24.8 12.1



3

Extracted from audited full year financial statements.

---

FINANCIAL
STATEMENTS 2020

CONTENTS

2 Auditor’s Report

6 Directors’ Responsibility Statement

7 Statement of Comprehensive Income

8 Statement of Financial Position

9 Statement of Changes in Equity

10 S

tatement of Cash Flows

11 Notes to the Financial Statements

© 2020 KPMG, a New Zealand Partnership and a member firm of the KPMG global organisation of independent member firms affiliated with KPMG International
Limited, a private English company limited by guarantee. All rights reserved.

Independent Auditor’s Report

To the shareholders of Gentrack Group Limited

Report on the audit of the consolidated financial statements

Opinion

In our opinion, the accompanying consolidated

financial statements of Gentrack Group Limited

(the ’company’) and its subsidiaries (the 'group') o n

pages 7 to 43:

i.present fairly in all material respects the Group’s

financial position as at 30 September 2020 and its

financial performance and cash flows for the year

ended on that date; and

ii.comply with New Zealand Equivalents to

International Financial Reporting Standards and

International Financial Reporting Standards.

We have audited the accompanying consolidated

financial statements which comprise:

— the consolidated statement of financial

position as at 30 September 2020;

— the consolidated statements of

comprehensive income, changes in equity

and cash flows for the year then ended; and

— notes, including a summary of significant

accounting policies and other explanatory

information.

Basis for opinion

We conducted our audit in accordance with International Standards on Auditing (New Zealand) (‘ ISAs (NZ)’) . We

believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion.

We are independent of the group in accordance with Professional and Ethical Standard 1 International Code of

Ethics for Assurance Practitioners (Including International Independence Standards) (New Zealand) issued by the

New Zealand Auditing and Assurance Standards Board and the International Ethics Standards Board for

Accountants’ International Code of Ethics for Professional Accountants (including International Independence

Standards) (‘IESBA Code’), and we have fulfilled our other ethical responsibilities in accordance with these

requirements and the IESBA Code.

Our responsibilities under ISAs (NZ) are further described in the auditor’s responsibilities for the audit of the

consolidated financial statements section of our report.

Our firm has also provided other services to the group in relation to tax compliance, tax advisory and other

assurance services. Subject to certain restrictions, partners and employees of our firm may also deal with the

group on normal terms within the ordinary course of trading activities of the business of the group. These

matters have not impaired our independence as auditor of the group. The firm has no other relationship with, or

interest in, the group.

Materiality

The scope of our audit was influenced by our application of materiality. Materiality helped us to determine the

nature, timing and extent of our audit procedures and to evaluate the effect of misstatements, both individually

and on the consolidated financial statements as a whole. The materiality for the consolidated financial

statements as a whole was set at $1m determined with reference to a benchmark of group Revenue. We chose

the benchmark because, in our view, this is a key measure of the group’s performance.

Key audit matters
Key audit matters are those matters that, in our professional judgement, were of most significance in our audit

of the consolidated financial statements in the current period. We summarise below those matters and our key

audit procedures to address those matters in order that the shareholders as a body may better understand the

process by which we arrived at our audit opinion. Our procedures were undertaken in the context of and solely

for the purpose of our statutory audit opinion on the consolidated financial statements as a whole and we do not

express discrete opinions on separate elements of the consolidated financial statements.

The key audit matter How the matter was addressed in our audit

1.Revenue from implementation services

Refer to note 3.2 of the consolidated

financial statements.

The Group has reported revenues of

$101m (2019: $112m) which includes

implementation services revenue of

$15m. We focused on the revenue

from implementation services as a key

audit matter due to inherent

complexities of software

implementation projects and the

estimates involved.

Revenue from implementation

services is recognised based on the

stage of completion calculated using

either the proportion of actual hours at

the reporting date compared to

managements estimates for total

forecast hours or with reference to

milestones.

Accurate recording of revenue is

highly dependent on:

— Detailed knowledge of individual

characteristics of a contract,

including unique terms,

knowledge of software and length

of time to complete contractual

milestones;

— Ongoing adjustments to

estimated hours to complete

implementation taking into

consideration changes in scope,

estimated timing and project

delays; and

— Changes to total project revenue

for contract variations or additional

billing for changes in scope or

additional hours incurred.

We focused our procedures on the implementation service projects that

were in progress at balance date based on the significance of

implementation service revenue to the total revenue of the Group.

For the projects selected for testing we checked that revenue

recognised is consistent with contractual terms, including considering

how the initial licence fee, design and implementation, and

maintenance phases of the contract are arranged.

We recalculated the stage of completion based on hours to date as a

proportion of total forecast hours or with reference to milestones. We

also inspected a sample of milestone billings and compared those to

invoice and cash receipts and considered the reasonableness of the

related balance sheet positions.

We assessed the forecast hours through discussion with project

managers and senior management and challenged key assumptions,

including consideration of alternative scenarios and how management

addressed risks in the contract.

We compared significant changes in total forecast hours to

correspondence with customers, legal documentation or contract

variations. We evaluated potential exposure to liquidated damages by

reviewing legal correspondence and correspondence with customers.

We also considered the historical accuracy of managements’ estimates

of forecast hours by analysing previous forecasts to actual hours.

The key audit matter How the matter was addressed in our audit
2.Impairment assessment

Refer to notes 5.3 and 5.4 of the

consolidated financial statements.

Impairment assessment is considered

a key audit matter due to the

subjective nature of impairment

models and the significant

judgements and estimates

management uses to determine the

expected financial performance and

value in use of the Group’s cash

generating units. This requires

management to make assumptions in

relation to forecasted cash flows, the

terminal growth rate and discount

rates used in a discounted cash flow

model.

As a result of management’s

impairment assessment, goodwill,

intangibles and capitalised

development amounting to $34m has

been impaired during the financial

year.

To evaluate management’s assessment of the carrying value of the

respective cash generating units:

— We considered management’s conclusion on separately identifiable

cash generating units.

— We assessed the significant future cash flow assumptions by

comparing actual results to business plans, strategies and budgets.

We examined the documentation supporting the budgeting process

and inspected the forecasted pipeline for FY 2021.

— Our corporate finance specialists examined whether the

methodology adopted in the discounted cash flow value in use

models are consistent with accepted valuation approaches within

the software industry. In addition, our specialists assessed the

mathematical accuracy of the models, and considered whether the

discount and terminal growth rate assumptions applied to the

estimated future cash flows are within an acceptable range for the

industry and lifecycle of the businesses.

— We challenged the assumptions and judgements used by

management by performing sensitivity analysis, considering a

range of likely outcomes based on various scenarios.

— Where management concluded impairment is necessary (Blip

Systems A/S and Utilities), we considered the extent of impairment

with reference to historic performance, future business plans and

pipelines, and degree of uncertainty in relation to future financial

performance.

— We also assessed the reasonableness of the incurred impairment

expense by comparing the carrying value of cash generating units

to the market capitalisation value as of 30 September 2020.

To evaluate management’s assessment of the carrying value of

capitalised development we assessed the probability of future

economic benefits arising from capitalised development by considering

future revenue pipelines attributed to each type of capitalised

development recognised on the balance sheet.

Other information

The Directors, on behalf of the group, are responsible for the other information included in the entity’s Annual

Report. Other information may include the Chairman and Chief Executive’s report and disclosures relating to

corporate governance. Our opinion on the consolidated financial statements does not cover any other

information and we do not express any form of assurance conclusion thereon.

The Annual Report is expected to be made available to us after the date of this Independent Auditor's

Report. Our responsibility is to read the Annual Report when it becomes available and consider whether the

other information it contains is materially inconsistent with the consolidated financial statements, or our

knowledge obtained in the audit, or otherwise appear misstated. I f so, we are required to report such matters to

the Directors.

Use of this independent auditor’s r eport
This independent auditor’s report is made solely to the shareholders as a body. Our audit work has been

undertaken so that we might state to the shareholders those matters we are required to state to them in the

independent auditor’s report and for no other purpose. To the fullest extent permitted by law, we do not accept

or assume responsibility to anyone other than the shareholders as a body for our audit work, this independent

auditor’s report, or any of the opinions we have formed.

Responsibilities of the Directors for the consolidated financial

statements

The Directors, on behalf of the company, are responsible for:

— the preparation and fair presentation of the consolidated financial statements in accordance with generally

accepted accounting practice in New Zealand (being New Zealand Equivalents to International Financial

Reporting Standards) and International Financial Reporting Standards;

— implementing necessary internal control to enable the preparation of a consolidated set of financial

statements that is fairly presented and free from material misstatement, whether due to fraud or error; and

— assessing the ability to continue as a going concern. This includes disclosing, as applicable, matters related

to going concern and using the going concern basis of accounting unless they either intend to liquidate or to

cease operations, or have no realistic alternative but to do so.

Auditor’s responsibilities for the audit of the consolidated financial

statements

Our objective is:

— to obtain reasonable assurance about whether the consolidated financial statements as a whole are free

from material misstatement, whether due to fraud or error; and

— to issue an independent auditor’s report that includes our opinion.

Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance

with ISAs NZ will always detect a material misstatement when it exists.

Misstatements can arise from fraud or error. They are considered material if, individually or in the aggregate,

they could reasonably be expected to influence the economic decisions of users taken on the basis of these

consolidated financial statements.

A further description of our responsibilities for the audit of these consolidated financial statements is located at

the External Reporting Board (XRB) website at:

http://www.xrb.govt.nz/standards-for-assurance-practitioners/auditors-responsibilities/audit-report-1/

This description forms part of our independent auditor’s report.

The engagement partner on the audit resulting in this independent auditor's report is Jason Doherty.

For and on behalf of

KPMG

Auckland

26 November 2020

DIRECTORS’ RESPONSIBILITY STATEMENT
DIRECTORS’ RESPONSIBILITY STATEMENT/6

The Directors are required to prepare financial statements for each financial year that present fairly the financial position of Gentrack

Group and its operations and cash flows for that period.

The Directors consider these financial statements have been prepared using accounting policies suitable to Gentrack Group’s

circumstances, which have been consistently applied and supported by reasonable judgements and estimates, and that all relevant

financial reporting and accounting standards have been followed.

The Directors are responsible for keeping proper accounting records that disclose with reasonable accuracy, at any time, the financial

position of Gentrack Group and to enable them to ensure that the financial statements comply with the Companies Act 1993. They are also

responsible for safeguarding the assets of Gentrack Group and hence for taking reasonable steps for the prevention and detection of fraud

and other irregularities.

The Board of Directors of Gentrack Group authorised these financial statements for issue on 26 November 2020.

For and on behalf of the Board of Directors:

Andy Green Fiona Oliver

Chairman

Date: 26 November 2020

Director

Date: 26 November 2020

STATEMENT OF COMPREHENSIVE INCOME
FOR THE YEAR ENDED 30 SEPTEMBER 2020

STATEMENT OF COMPREHENSIVE INCOME/7

NOTES

2020

NZ$000

2019

NZ$000

Revenue 3.2,3.3 100,533 111,682

Expenditure 3.4 (88,440) (86,869)

Profit before depreciation, amortisation, revaluation of financial

liabilities, impairment of goodwill and intangible assets,

financing and tax

12,093 24,813

Depreciation and amortisation 3.5 (12,354) (9,440)

Revaluation of acquisition related financial liability 5.8 891 384

Impairment of goodwill and intangible assets 5.2,5.3,5.4

(34,511) (14,551)

(Loss)/Profit before financing and tax

(33,881) 1,206

Net finance expense 3.6 (386) (763)

(Loss)/Profit before tax (34,267) 443

Income tax benefit/(expense) 7.1 2,561 (3,758)

Loss attributable to the shareholders of the company (31,706) (3,315)

OTHER COMPREHENSIVE INCOME

Translation of international subsidiaries (882) (1,675)

Total comprehensive loss for the period

(32,588) (4,990)

EARNINGS PER SHARE FOR LOSS ATTRIBUTABLE TO THE

SHAREHOLDERS OF THE COMPANY

(EXPRESSED IN DOLLARS PER SHARE)

Basic earnings per share 6.4 ($0.32) ($0.03)

Diluted earnings per share 6.4

($0.32) ($0.03)

WEIGHTED AVERAGE NUMBER OF ORDINARY SHARES ISSUED

Ba

sic 6.4

98,645 98,605

Diluted 6.4

100,053 98,872

The accompanying notes form part of these financial statements.

STATEMENT OF FINANCIAL POSITION
AS AT 30 SEPTEMBER 2020

STATEMENT OF FINANCIAL POSITION/8

SECTION

2020

NZ$000

2019

NZ$000

CURRENT ASSETS

Cash and cash equivalents 4.3 19,321 8,626

Trade and other receivables 5.1 18,951 31,279

Inventory 5.9 464 572

Total current assets 38,736 40,477

NON-CURRENT ASSETS

Property, plant and equipment 5.5 2,763 3,453

Lease assets 2.5,9.1 10,338 -

Goodwill 5.2 106,599 134,434

Intangibles 5.4 45,428 60,482

Deferred tax assets 7.2 4,649 2,793

Total non-current assets 169,777 201,162

Total assets 208,513 241,639

CURRENT LIABILITIES

Bank loans 4.2 2,536 4,000

Trade payables and accruals 5.6 3,905 5,487

Lease liabilities 2.5,9.1 2,692 -

Contract liabilities 12,419 12,173

GST payable 3,206 2,030

Financial liabilities 5.8 - 2,451

Employee entitlements 5.7 5,552 4,588

Income tax payable (150) 2,051

Total current liabilities 30,160 32,780

NON-CURRENT LIABILITIES

Related party loan 4.2 - 450

Lease liabilities 2.5, 9.1 12,435 -

Lease incentives 2.5 - 3,028

Employee entitlements 5.7 428 411

Deferred tax liabilities 7.2 4,997 7,361

Total non-current liabilities 17,860 11,250

Total liabilities 48,019 44,030

Net assets 160,494 197,609

EQUITY

Share capital 6.1 191,229 191,229

Share based payment reserve 699 389

Foreign currency translation reserve 6,782 7,664

Retained earnings (38,216) (1,673)

Total equity 160,494 197,609

For and on behalf of the Board who authorised these financial statements for issue on 26 November 2020.

Andy Green Fiona Oliver

Chairman

Date: 26 November 2020

Director

Date: 26 November 2020

The accompanying notes form part of these financial statements.

STATEMENT OF CHANGES IN EQUITY
FOR THE YEAR ENDED 30 SEPTEMBER 2020

STATEMENT OF CHANGES IN EQUITY/9

2020

NZ$000 SECTION

SHARE

CAPITAL

SHARE BASED

PAYMENT

RESERVE

RETAINED

EARNINGS

FOREIGN

CURRENCY

TRANSLATION

RESERVE

TOTAL

EQUITY

Balance as at 1 October 191,229 389 (1,673) 7,664 197,609

Change in accounting policy 2.5 - - (1,833) - (1,833)

Restated total equity at 1 October 191,229 389 (3,506) 7,664 195,776

Loss attributable to the

shareholders of the company

- - (31,706) - (31,706)

Other comprehensive loss - - - (882) (882)

Total comprehensive loss for the

period, net of tax

- - (31,706) (882) (32,588)

TRANSACTION WITH OWNERS

Di

vidend paid 6.3

- - (3,004) - (3,004)

Share based payments 6.2 - 310 - - 310

Balance at 30 September 191,229 699 (38,216) 6,782 160,494

2

019

$000

SHARE

CAPITAL

SHARE BASED

PAYMENT

RESERVE

RETAINED

EARNINGS

TRANSLATION

RESERVE

TOTAL

EQUITY

Balance as at 1 October 190,968 570 15,548 9,339 216,425

Change in accounting policy - - (443) - (443)

1

90,968 570 15,105 9,339 215,982

Profit attributable to the

shareholders of the company

- - (3,315) - (3,315)

Other comprehensive income

- - - (1,675) (1,675)

Total comprehensive income for

the period, net of tax

- - (3,315) (1,675) (4,990)

TRANSACTION WITH OWNERS

Issue of capital - - - - -

Dividend paid

- - (

13,463) - (13,463)

Share based payments

2

61 (181) - - 80

Balance at 30 September

191,229 389 (1,673) 7,664 197,609

The accompanying notes form part of these financial statements.

STATEMENT OF CASH FLOWS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

STATEMENT OF CASH FLOWS/10

SECTION

2020

NZ$000

2019

NZ$000

CASH FLOWS FROM OPERATING ACTIVITIES

Receipts from customers 110,731 108,083

Payments to suppliers and employees

(83,547) (87,154)

Lease liability finance charge 9.1

(931) -

Income tax paid

(4,287) (8,138)

Net cash inflow from operating activities

21,966 12,791

CASH FLOWS FROM INVESTING ACTIVITIES

Acquisition of property, plant and equipment 5.5 (324) (640)

Purchase of intangible assets 5.4

(331) (5,653)

Payment of acquisition related option 5.8

(2,419) -

Net cash outflow from investing activities

(3,074) (6,293)

CASH FLOWS FROM FINANCING ACTIVITIES

Payments for lease liabilities (2,497) -

Drawdown of borrowings

5,007 8,439

Repayment of borrowings

(6,871) (4,000)

Interest (paid)

(375) (679)

Dividends paid 6.3

(3,004) (13,463)

Net cash (outflow) from financing activities

(7,740) (9,703)

Net increase/(decrease) in cash held 11,152 (3,205)

Foreign currency translation adjustment (457) 431

Cash at beginning of the financial period

8,626 11,400

Closing cash and cash equivalents

19,321 8,626

The accompanying notes form part of these financial statements.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/11

General information Accounting polices Critical judgements

General information

The notes are consolidated into nine sections. Each section contains an introduction and general information which is indicated

by the symbol above. The layout of these financial statements has been streamlined to present them in a way that is more intuitive for

readers to follow. This is achieved by laying out the accounting policies and critical judgements alongside the notes and focusing

information in a way which provides increased clarity and ease of understanding.

The first section details general information about Gentrack Group and guidance on how to navigate through the financial statements.

Accounting policies

The principal accounting policies adopted in the preparation of these financial statements are set out throughout the

document where they are applicable. These policies have been consistently applied to all the years presented, unless otherwise stated.

Certain comparatives have been updated to ensure consistency with current year presentation.

Accounting policies are identified by this symbol above.

Critical judgements

The preparation of the financial statements requires management to make judgements, estimates and assumptions

that affect the reported amounts in the financial statements. Management continually evaluates its judgements and estimates in

relation to assets, liabilities, contingent liabilities, revenue and expenses. Management bases its judgements and estimates on

historical experience and on various other factors it believes to be reasonable under the circumstances, the result of which form

the basis of the carrying values for assets and liabilities that are not readily apparent from other sources. Actual results may differ

from these estimates under different assumptions and conditions and may materially affect financial results or the financial

position reported in future periods.

Further details of the nature of these critical judgements and estimates may be found throughout the financial statements as they are

applicable and are identified by this symbol.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/12

1.GENERAL INFORMATION

Gentrack Group Limited is a limited liability company, domiciled and incorporated in New Zealand and registered under the New Zealand

Companies Act 1993. The registered office of the Company is 17 Hargreaves Street, St Marys Bay, Auckland 1011, New Zealand.

The financial statements presented are for Gentrack Group Limited and its subsidiaries for the year ended 30 September 2020. Prior year

comparatives are for the year ended 30 September 2019.

The financial statements of Gentrack Group for the year ended 30 September 2020 were authorised for issue in accordance with a

resolution of the directors on 26 November 2020.

Gentrack Group’s principal activity is the development, integration, and support of enterprise billing and customer management software

solutions for the utility (energy and water) and airport industries.

COVID-19 PANDEMIC

On 11 March 2020, the World Health Organisation declared a global pandemic as a result of the outbreak and spread of COVID-19.

Gentrack Group, like most other organisations is impacted by COVID-19 in a variety of ways, both financially and operationally. During the

period from 11 March 2020 onwards due to restrictions imposed to contain the spread of COVID-19 many businesses were forced to close

or move to remote ways of working. Gentrack Group had the necessary infrastructure in place and had thoroughly tested its ability to

support remote working and during this period Gentrack Group has been able to largely operate as normal. In these challenging times

Gentrack Group has been able to keep its people safe and follow all directions from the Governments where it operates with minimal

operational disruption.

The financial impact of COVID-19 on Gentrack Group has been felt through a reduction in expected revenue, as our customers have

delayed projects. Pleasingly our Utilities customers in the second half of FY2020 have displayed resilience to the impacts of COVID-19 and

continue to interact with Gentrack Group on largely normal terms. However, the longer-t erm implications of COVID-19 are still somewhat

uncertain particularly for the Airport business where our customers have been severely impacted.

Gentrack Group continues to closely monitor the longer-term financial and economic implications of COVID-19 on its operations.

In preparing these financial statements Gentrack Group has considered the increased level of uncertainty resulting from COVID-19 in

applying its accounting estimates and judgements, details of these are provided below:

ACCOUNTING ESTIMATE AND JUDGEMENT AREA REFERENCE

Recoverability of trade receivables Section 5.1

Impairment testing – Five year cashflow forecasts Section 5.3

Blip Systems – full impairment of goodwill and intangibles Section 5.3

Impairment testing – Capitalised Development Section 5.4

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/13

2.BASIS OF PREPARATION AND ACCOUNTING POLICIES

This section outlines the legislation and accounting standards which have been followed in the preparation of the financial

statements along with explaining how the information has been consolidated and presented.

2.1 KEY LEGISLATION AND ACCOUNTING STANDARDS

The financial statements of Gentrack Group have been prepared in accordance with New Zealand Generally Accepted Accounting Practice

(NZ GAAP). They comply with the New Zealand Equivalents to International Financial Reporting Standards (NZ IFRS) and other applicable

Financial Reporting Standards as appropriate to profit-oriented entities. The financial statements comply with International Financial

Reporting Standards (IFRS).

Gentrack Group is an FMC entity for the purposes of the Financial Reporting Act 2013 and Financial Markets Conduct Act 2013 and is listed

on the New Zealand Stock Exchange (NZX) and the Australian Securities Exchange (ASX).

The financial statements have been prepared in accordance with the requirements of the Financial Reporting Act 2013, Financial Markets

Conduct Act 2013 and the Companies Act 1993.

2.2 BASIS OF CONSOLIDATION

Subsidiaries are entities over which Gentrack Group has control. Gentrack Group controls an entity when it is exposed to, or has rights to,

variable returns from its involvement with the entity and has the ability to affect those returns through its power over the entity. In

assessing control, potential voting rights that currently are exercisable are taken into account. Subsidiaries are fully consolidated from the

date that control is transferred to Gentrack Group. They are deconsolidated from the date that control ceases.

The accounting policies of subsidiaries have been changed when necessary to align them with the policies adopted by Gentrack Group.

Intra-group balances and any unrealised income and expenses arising from intra-group transactions, are fully eliminated in preparing the

financial statements.

FUNCTIONAL AND PRESENTATION CURRENCY

Items included in the financial statements of each of Gentrack Group’s entities are measured using the currency of the primary economic

environment in which the entity operates (the functional currency). The financial statements are presented in New Zealand dollars (NZD)

which is Gentrack Group’s presentation currency. All financial information has been presented rounded to the nearest thousand dollars

($000) in the financial statements.

TRANSACTIONS AND BALANCES

Foreign currency transactions are translated into the functional currency using the exchange rates prevailing at the dates of the

transactions. Foreign exchange gains and losses resulting from the settlement of such transactions and from the translation at year-end

exchange rates of monetary assets and liabilities denominated in foreign currencies are recognised in the s tatement of c omprehensive

income. Foreign exchange gains and losses are presented in the statement of c omprehensive i ncome within net finance expense.

FOREIGN CURRENCY TRANSLATION RESERVE (FCTR)

Gentrack Group translates the results of its foreign operations from their functional currencies to the presentation currency using the

closing exchange rate at balance date for assets and liabilities and the average monthly exchange rates for income and expenses. The

difference arising from the translation of the s tatement of f inancial position at the closing rates and the statement of comprehensive

income at the average rates is recorded within the foreign currency translation reserve within the statement of changes in equity.


2.3 BUSINESS COMBINATIONS

Business combinations are accounted for using the acquisition method as at the acquisition date, which is the date on which control is

transferred to Gentrack Group. Control is the exposure or right to variable returns from involvement with the entity and the ability to

affect those returns through power over the entity.

Gentrack Group recognises the fair value of all identifiable assets, liabilities and contingent liabilities of the acquired business. Goodwill is

measured as the excess cost of the acquisition over the recognised assets and liabilities. When the excess is negative (negative goodwill),

the amount is recognised immediately in the statement of comprehensive income.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/14

2.3 BUSINESS COMBINATIONS (CONTINUED)

Gentrack Group applies the anticipated acquisition method where it has the right and the obligation to purchase any remaining non-

controlling interest (so-called put/call arrangements). Under the anticipated acquisition method, the interests of the non-controlling

shareholder are derecognised when Gentrack Group’s liability relating to the purchase of its shares is recognised. The recognition of the

financial liability implies that the interests subject to the purchase are deemed to have been acquired already. Therefore, the corresponding

interests are presented as already owned by Gentrack Group even though legally they are still non-controlling interests. The initial

measurement of the fair value of the financial liability recognised by Gentrack Group forms part of the consideration for the acquisition.

Gentrack Group has not made any acquisitions during the year ended 30 September 2020 or 2019. For details of acquisitions made in prior

years refer to the 2018 Annual Report.

2.4 GROUP INFORMATION

The financial statements include the following subsidiaries:

ENTITY PRINCIPAL ACTIVITY

COUNTRY OF

INCORPORATION

SHAREHOLDING

2020

SHAREHOLDING

2019

Gentrack Group Australia Pty Limited Holding company Australia 100% 100%

Gentrack Pty Limited Software sales and support Australia 100% 100%

Veovo Holdings (Denmark) ApS Holding company Denmark 100% 100%

Veovo A/S (formally Blip Systems A/S)

Software development sales

and support

Denmark 100% 79.81%

CA Plus Limited

Software development sales

and support

Malta 100% 75%

Veovo Group Limited Holding company New Zealand 100% 100%

Gentrack Limited

Software development sales

and support

New Zealand 100% 100%

Gentrack Holdings (UK) Limited Holding company United Kingdom 100% 100%

Gentrack UK Limited

Software development sales

and support

United Kingdom 100% 100%

Junifer Systems Limited Dormant United Kingdom 100% 100%

Evolve Parent Limited Holding company United Kingdom 100% 100%

Evolve Analytics Limited Dormant United Kingdom 100% 100%

Gentrack (Singapore) Pte Limited Software sales and support Singapore 100% 100%

Veovo Inc Software sales and support USA 100% 100%

Veovo NZ Limited Dormant New Zealand 100% 100%

Veovo UK Limited Dormant United Kingdom 100% 100%

Veovo IP Limited Dormant New Zealand 100% -

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/15

2.5 ADOPTION OF NEW ACCOUNTING STANDARDS

During the current reporting period Gentrack Group has adopted NZ IFRS 16 Leases (NZ IFRS 16) and has had to change its accounting

policies as a result of adopting this new standard. The impact of adopting NZ IFRS 16 is disclosed below and in further details in section 9.1.

NZ IFRS 16 LEASES – IMPACT OF ADOPTION

NZ IFRS 16 deals with the recognition, measurement, presentation and disclosure of leases and replaces NZ IAS 17 Leases (NZ IAS 17). NZ IFRS

16 introduces a single model for lessees which recognises all leases on the balance sheet through an asset representing the exclusive rights to

use the lease item during the lease term and a liability for the obligation to make lease payments. NZ IFRS 16 removes the distinction between

operating and finance leases and aims to provide the users of the financial statements relevant information to assess the effect that leases

have on the statement of financial position, statement of comprehensive income and cash flows of the reporting entity.

NZ IFRS 16 is effective for Gentrack Group beginning on or after 1 October 2019. Gentrack Group has adopted NZ IFRS 16 using the

modified retrospective transition approach. Under this approach, the cumulative effect of initially applying NZ IFRS 16 is recognised as an

adjustment to retained earnings at 1 October 2019. Comparative figures for the year ended 30 September 2019 are not restated but

instead continue to reflect the accounting policies under NZ IAS 17.

On transition to NZ IFRS 16 Gentrack Group has recognised lease liabilities in relation to leases which were previously classified as

operating leases under NZ IAS 17. These liabilities were measured at the present value of the remaining lease payments discounted using

the lessees incremental borrowing rate as of 1 October 2019. The weighted average lessees incremental borrowing rate applied to these

lease liabilities on 1 October 2019 was 5.68%.

PRACTICAL EXPEDIENTS APPLIED

On transition to NZ IFRS 16, Gentrack Group has used the following practical expedients permitted by the standard:

• Exclusion of initial direct costs for the measurement of the lease asset at the date of initial application;

• Excluded lease contracts of insignificant value;

• Use of hindsight in determining a lease term;

• Reliance on previous assessments on whether leases are onerous.

A reconciliation of operating lease commitments at 30 September 2019 to the lease liability recognised at 1 October 2019 is shown below.

2020

NZ$000

Operating lease commitments at 30 September 29,395

The effect of discounting (5,062)

Adjustments related to options and lease term (6,713)

Lease liabilities at 1 October 2019 17,620

Less than one year 2,530

One to five years 6,568

More than five years 8,522

Lease liabilities at 1 October 2019 17,620

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/16

PRACTICAL EXPEDIENTS APPLIED (CONTINUED)

A reconciliation of the adjustment to retained earnings at 1 October 2019 in applying NZ IFRS 16 is shown below.

2020

NZ$000

Lease incentives 3,739

Prepaid lease payments (388)

Lease asset 12,671

Lease liability (17,620)

Foreign currency differences 149

Deferred tax (384)

Adjustment to retained earnings from applying NZ IFRS 16 (1,833)

2.6 IMPACT OF STANDARDS ISSUED BUT NOT YET ADOPTED

The International Accounting Standards Board has issued IFRS 17 Insurance Contracts, as well as amendments to existing international

accounting standards. IFRS 17 is mandatory for reporting periods on, or after 1 January 2021. Gentrack Group does not intend to adopt

this standard before its mandatory date.

Gentrack Group financial reporting will be presented in accordance with these new and amended standards when they become

mandatory, however none are expected to have a material impact on Gentrack Group’s consolidated results.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/17

3.GROUP PERFORMANCE

This section outlines further details of Gentrack Group’s financial performance by building on the information presented in the

statement of comprehensive income.

3.1 OPERATING SEGMENTS

An operating segment is a component of an entity that engages in business activities from which it may earn revenue and incur expenses,

whose operating results are regularly reviewed by the entity’s Chief Operating Decision Maker to make decisions about resources to be

allocated to the segment and assess its performance, and for which discrete financial information is available. Operating segments are

aggregated for disclosure purposes where they have similar products and services, production processes, customers, distribution methods

and regulatory environments.

Gentrack Group currently operates in two business segments, utility billing software and airport management software, as at

30 September 2020. These segments have been determined based on the reports reviewed by the Board (Chief Operating

Decision Maker) to make strategic decisions.

The assets and liabilities of Gentrack Group are reported to and reviewed by the Chief Operating Decision Maker in total and are not

allocated by business segment. Therefore, operating segment assets and liabilities are not disclosed.

2020

UTILITY

NZ$000

AIRPORT

NZ$000

TOTAL

NZ$000

TIMING OF REVENUE RECOGNITION

Point in time 7,379 2,018 9,397

Over time 74,397 16,739 91,136

Total revenue 81,776 18,757 100,533

Expenditure (71,565) (16,875) (88,440)

Segment contribution (1) 10,211 1,882 12,093

2019

UTILITY

NZ$000

AIRPORT

NZ$000

TOTAL

NZ$000

TIMING OF REVENUE RECOGNITION

Point in time 6,326 5,440 11,766

Over time 81,853 18,063 99,916

Total revenue 88,179 23,503 111,682

Expenditure (68,174) (18,695) (86,869)

Segment contribution (1) 20,005 4,808 24,813

A reconciliation of segment contribution to loss attributable to the shareholders of the company is provided below:

2020

NZ$000

2019

NZ$000

Segment contribution (1) 12,093 24,813

Depreciation and amortisation (12,354) (9,440)

Revaluation of acquisition related financial liabilities

891 384

Impairment of goodwill and intangible assets

(34,511) (14,551)

Net finance expense

(386) (763)

Income tax benefit/(expense)

2,561 (3,758)

Loss attributable to the shareholders of the company

(31,706) (3,315)

(1) Segment contribution is defined as profit before depreciation, amortisation, acquisition related costs, revaluation of financial liabilities, impairment of goodwill and intangible assets, financing and tax

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/18

3.1 OPERATING SEGMENTS (CONTINUED)

2020

NZ$000

2019

NZ$000

REVENUE BY DOMICILE OF ENTITY

Australia 22,659 22,724

New Zealand

16,447 18,142

United Kingdom

55,458 60,469

Rest of World

5,969 10,347

Total revenue

100,533 111,682

REVENUE BY DOMICILE OF CUSTOMER

Australia 25,755 24,947

New Zealand

8,456 12,244

United Kingdom

52,746 58,913

Rest of World

13,576 15,578

Total revenue

100,533 111,682

In 2020 and 2019, no single customer including their subsidiaries accounted for 10% or more of Gentrack Group’s revenue.

3.2 OPERATING REVENUE

Gentrack Group recognises revenue from customers when the performance obligation has been accomplished. A performance

obligation is accomplished when the customer has received all of the benefits promised under the performance obligation. The

following sections detail the type of revenue recognised within each category. Effective from 1 October 2018 Gentrack Group

adopted NZ IFRS 15 Revenue from Contracts with Customers, this did not result in significant changes in accounting policies related to

revenue recognition. Refer to the 2019 Annual Report for details on the method and timing of revenue recognition.

Revenue recognition involves certain revenue streams being recognised based on the stage of completion. This process uses

estimations of time required to complete the project and is based on detailed information on hours worked to date, prior

experience and project scheduling tools. Gentrack Group employs project managers to provide regular information to

management on the progress of all projects. All estimates are reviewed by management prior to revenue recognition.

ANNUAL FEES

Annual fees include software support and maintenance charged on software licenses, software subscriptions and managed services.

Revenue from annual fees is generally recognised over the period as the benefits are consumed by the customer.


SUPPORT SERVICES

Support services are post implementation value-add professional services related to ongoing upgrades, minor software revisions and

extended support. Support services revenue is recognised when the service is complete or on a stage of completion basis.


LICENSES

Revenue from license fees is recognised when the customer is able to benefit from the licensed software. License fees that are highly

interrelated with project services are recognised based on a stage of completion of the project.

PROJECT SERVICES

Revenue from project services is recognised based on the stage of completion of the project. This is typically in accordance with the

achievement of contract milestones and/or hours expended and forecast hours to complete the project.

OTHER

Other revenue is primarily revenue from hardware and the recharge of ad-hoc costs that are recharged to customers. Revenue from

hardware sales is recognised when the hardware has been delivered to the customer.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/19

3.2 OPERATING REVENUE (CONTINUED)

SECTION

2020

NZ$000

2019

NZ$000

OPERATING REVENUE:

Annual fees 60,394 54,904

Support services

20,636 23,335

Project services

13,286 21,377

Licenses

2,177 5,708

Other

2,070 5,006

Total operating revenue

98,563 110,330

OTHER INCOME:

Government grants 3.3 1,970 1,352

Total revenue

100,533 111,682

3.3 OTHER INCOME

GOVERNMENT GRANTS

Government grants are recognised at their fair value where there is a reasonable assurance that the grant will be received, and

Gentrack Group will comply with all attached conditions. When a grant relates to an expense item, it is recognised as income

over the period necessary to match the grant on a systematic basis to the costs that it is intended to compensate.

During 2020, Gentrack Group recognised a total of $2.0m (2019: $1.0m) of grants from Callaghan Innovation in New Zealand and

Research and Development Expenditure Credits (RDEC) from the UK Government. T hese government grants provide a percentage return

for eligible Research and Development conducted by Gentrack Group. At balance date, the Callaghan grant has a 10% retention o f

$0.1m which is yet to be paid and is subject to an independent auditor review. The RDEC grant is a tax incentive and at balance date

$0.6m was outstanding, the benefit will be applied to Gentrack Group’s tax payable when the income tax return for 30 September 2020

is filed.

3.4 EXPENDITURE

The table below provides a detailed breakdown of the total expenditure presented in the statement of comprehensive income.

2020

NZ$000

2019

NZ$000

PROFIT/(LOSS) BEFORE TAX INCLUDES THE FOLLOWING SPECIFIC EXPENSES

Employee entitlements 65,780 58,914

Administrative costs

6,721 11,691

Third party customer-related costs

6,450 6,967

Advertising and marketing

898 1,565

Consulting and subcontracting

5,754 5,346

Other operating expenses

2,837 2,386

Total expenditure

88,440 86,869

Included in the total expenditure shown above, Gentrack Group has expensed $15.7m of research and development expenditure in 2020

(2019: $8.4m) related to software research and development in the statement of comprehensive income. This r esearch and development

expenditure includes payroll overheads, employee benefits and other employee-related expenses.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/20

3.5 DEPRECIATION AND AMORTISATION

Depreciation on assets is calculated using the straight-line method to allocate the difference between their original costs and

their residual values over their estimated useful lives.

Except for goodwill and brands, intangible assets are amortised on a straight-line basis in the statement of comprehensive income over

their estimated useful lives, from the date that they are available for use.

2020

NZ$000

2019

NZ$000

Depreciation 3,289 1,001

Amortisation 9,065 8,439

Total depreciation and amortisation

12,354 9,440

3.6 NET FINANCE EXPENSE

Finance income comprises interest income and foreign currency gains that are recognised in the statement of comprehensive

income. Interest income is recognised as it accrues, using the effective interest method.

Finance expense comprises interest expense on borrowings, lease liability finance charges, foreign currency losses and impairment losses

recognised on the financial assets (except for trade receivables) that are recognised in the statement of comprehensive income. All

borrowing costs are recognised in the statement of comprehensive income using the effective interest method.

SECTION

2020

NZ$000

2019

NZ$000

FINANCE INCOME

Interest income 7 11

7 11

FINANCE EXPENSE

Interest expense (383) (690)

Lease liability finance charges 9.1

(931) -

Interest paid - NPV discount

(7) (54)

Foreign exchange losses

928 (30)

(393) (774)

Net finance expense (386) (763)

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/21

4.CASH, BORROWINGS AND CASH FLOWS

This section outlines further from the statement of cashflows and provides details on the cash and cash equivalents held in the

statement of financial position.

Cash comprises cash at bank and on hand.

4.1 RECONCILIATION OF NET SURPLUS TO CASH FLOWS

SECTION

2020

NZ$000

2019

NZ$000

RECONCILIATION OF OPERATING CASH FLOWS WITH

NET PROFIT AFTER TAX

Loss after tax (31,706) (3,315)

ADJUSTMENTS FOR NON-CASH ITEMS

Deferred tax 7.2 (4,237) (2,386)

Impairment provision - Trade receivables

1,939 1,866

Loss on foreign exchange transactions

(928) 28

Share based payments 6.2

310 80

Net interest expense 3.6

375 679

Revaluation and interest on financial liability

(884) (330)

Other non-cash items

(3) 6

Depreciation and amortisation 3.5

12,354 9,440

Impairment of goodwill and other intangibles 5.2,5.3,5.4

34,511 14,551

Non-cash items

11,731 20,619

ADD/(DEDUCT) MOVEMENTS IN OTHER WORKING CAPITAL ITEMS

(Increase)/Decrease in trade and other receivables 10,850 (9,717)

(Decrease)/Increase in tax payable

(2,611) (1,995)

Increase/(Decrease) in GST payable

1,215 728

Increase/(Decrease) in contract liabilities

196 4,409

Increase/(Decrease) in employee entitlements

965 825

(Decrease)/Increase in trade payables and accruals

(380) (2,078)

Net working capital movements

10,235 (7,828)

Net cash inflow from operating activities 21,966 12,791

4.2 BANK FACILITIES AND BORROWINGS

Gentrack Group has a NZ$20m multi-currency facility with ASB Bank Limited to provide additional funding as required for acquisitions and

general corporate purposes. This facility expires on 28 March 2022 and at 30 September 2020, $2.5m was drawn down (2019: $4.0m).

The facility is secured by a general security agreement under which ASB has a security interest in Gentrack Group assets. Covenants are in

place and compliance is reported quarterly. At all times during the year Gentrack Group has met the covenant requirements.

Interest is payable at a rate calculated as a base rate plus a pre-determined margin. During the year, the average rates for the NZD

denominated borrowings were 1.83%.

During the year the Related party borrowings from Shireburn Company Limited, the minority shareholder of CA Plus was repaid in full.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/22

4.3 CASH AND CASH EQUIVALENTS

Cash and cash equivalents comprise cash in hand, deposits held at call with banks, other short-term and highly liquid

investments with original maturities of three months or less.

2020

NZ$000

2019

NZ$000

Bank balances 19,320 8,625

Cash on hand 1 1

Total cash and cash equivalents

19,321 8,626

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/23

5.ASSETS AND LIABILITIES

This section outlines further details of Gentrack Group’s financial position by building on information presented in the statement

of financial position

.

5.1 TRADE AND OTHER RECEIVABLES

Gentrack Group recognises trade and other receivables initially at fair value and subsequently measured at amortised cost

using the effective interest method, less provision for impairment. An impairment provision for trade receivables consists of the

expected credit loss in accordance with NZ IFRS 9 and a specific provision.

A specific provision is established when there is objective evidence that Gentrack Group will not be able to collect all amounts

due according to the original terms of the receivables. The carrying amount of an asset is reduced through the use of provision

accounts, and the amount of the loss is recognised in the statement of comprehensive income. When a receivable is

uncollectible, it is written off against the specific impairment provision account. Subsequent recoveries of amounts previously written off

are credited against the statement of comprehensive income.

2020

NZ$000

2019

NZ$000

Trade receivables 15,084 22,254

Impairment provision – Expected credit loss (390) (460)

Impairment provision – Specific provision

(3,460) (2,408)

Provision for credits

(131) (150)

Contract assets

5,683 9,593

Sundry receivables and prepayments

2,165 2,450

Total trade and other receivables

18,951 31,279

MOVEMENT IN TRADE RECEIVABLES IMPAIRMENT PROVISION

2020

NZ$000

2019

NZ$000

Opening balance 2,868 504

Increase in impairment provision 2,618 2,794

Write back in impairment provision

(566) (177)

Effect of movement in foreign exchange

13 (210)

Bad debt written off

(1,083) (43)

Total trade receivables impairment provision

3,850 2,868

During the year a specific provision of $0.2m was raised related to the Airports business. This provision was raised as a result of the

pressure that COVID-19 has had on our Airport customers.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/24

5.1 TRADE AND OTHER RECEIVABLES (CONTINUED)

The expected credit loss provision for trade receivables has been measured using the same techniques as the prior year, determined as

follows.

2020

CURRENT

NZ$000

1-60 DAYS

PAST DUE

NZ$000

61-120

DAYS PAST

DUE

NZ$000

121-180

DAYS PAST

DUE

NZ$000

OVER 180

DAYS PAST

DUE

NZ$000

TOTAL

NZ$000

Gross carrying amount 8,513 3,214 356 806 2,195 15,084

Baseline 21 21 5 20 106 173

Aging and Customer duration 1 6 3 39 112 161

Country, Customer and Market 16 8 2 6 24 56

Total expected credit loss rate 0.45% 1.09% 2.84% 8.08% 11.03% 2.59%

Expected credit loss allowance 38 35 10 65 242 390

2019

CURRENT

NZ$000

1-60 DAYS

PAST DUE

NZ$000

61-120

DAYS PAST

DUE

NZ$000

121-180

DAYS PAST

DUE

NZ$000

OVER 180

DAYS PAST

DUE

NZ$000

TOTAL

NZ$000

Gross carrying amount 12,848 3,248 2,842 746 2,570 22,254

Baseline 39 23 7 11 123 202

Aging and Customer duration 9 14 7 13 138 181

Country, Customer and Market 37 7 2 3 27 76

Total expected credit loss rate 0.67% 1.37% 0.57% 3.57% 11.17% 2.07%

Expected credit loss allowance 85 45 16 27 287 460

5.2 GOODWILL

Goodwill represents the difference between the cost of acquisition and the fair value of the net identifiable assets acquired.

Goodwill is stated at cost less any accumulated impairment losses. Goodwill is allocated to cash-generating units (CGU) and is

not amortised but is tested annually for impairment

.

2020

NZ$000

2019

NZ$000

Opening balance 134,434 146,189

Goodwill impairment (28,040) (10,380)

Exchange rate differences

205 (1,375)

Closing net book value

106,599 134,434

Goodwill allocated to Utilities 103,699 106,758

Goodwill allocated to Airport 20/20

2,900 2,900

Goodwill allocated to Blip Systems

- 8,292

Goodwill allocated to Evolve Analytics

- 16,484

Net book value

106,599 134,434

During the year due to the further alignment of t he Utilities and Evolve Analytics CGU’s, the Evolve Analytics CGU has been combined

within the Utilities CGU. With the increased alignment it is now no longer possible to meaningfully separate the cashflows and therefore

they are now reported as a single CGU.

During the year goodwill was impaired for Utilities ($19.3m) and Blip Systems ($8.7m), refer to section 5.3 for further details.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/25

5.3 IMPAIRMENT TESTING

IMPAIRMENT OF GOODWILL AND OTHER ASSETS

At each reporting date, Gentrack Group assesses whether there is any indication that an asset may be impaired. Where an

indicator of impairment exists, Gentrack Group makes a formal estimate of the recoverable amount. Where the carrying value

of an asset exceeds its recoverable amount, the asset is considered impaired and is written down to its recoverable amount.

Recoverable amount is the greater of fair value less costs to sell or the asset’s value in use. For the purposes of assessing impairment,

assets are grouped at the lowest levels for which there are separately identifiable cash flows (cash-generating units). Non-financial assets

other than goodwill that suffered an impairment are reviewed for possible reversal of the impairment at each reporting date.

In assessing value in use, the estimated future cash flows are discounted to their present value using a pre-tax discount rate that reflects

the current market assessments and the time value of money and the risks specific to the asset. Value in use is determined by discounting

the future cash flows generated by each CGU. Cash flows were projected based on five-year business plans. The Weighted Average Cost of

Capital (WACC) is based on CAPM methodology using market specific inputs. The WACC for each CGU is reviewed at least annually. The

key assumptions are detailed in the table below.

Gentrack Group tests annually whether goodwill has suffered any impairment or more often as required, in accordance with the

accounting policy stated above. The recoverable amounts of cash-generating units have been determined based on value in use

calculations. Preparing five-year forecasts in a COVID-19 environment has been a challenging task due to the uncertainty of the

future. In preparing the five-year forecasts, management has reviewed the assumptions and weighed up the information available at the

time to ensure the forecasts are appropriate given the CGU’s position and the prevailing market conditions.

These calculations require the use of assumptions, the details of these assumptions and the potential impact of changes to the

assumptions are presented below.


CASH GENERATING UNIT

2020 REVENUE

GROWTH

2021 - 2025

WACC

2020

2019 REVENUE

GROWTH

2020 - 2024

WACC

2019

Utilities 4% CAGR 9.8% 8% CAGR 8.7%

Airport 20/20 5% CAGR 10.1% 10% CAGR 8.8%

The terminal revenue growth rate for all CGU’s is calculated based on the 2025 year and assumes a continuous growth of a minimum of

projected inflation estimates of 1.75% (2019: 1.25%). These values assigned to the key assumptions represent management’s assessments

of future trends and are based on both external and internal sources.

IMPAIRMENT TESTING RESULTS

Airport 20/20

The calculations confirmed there was no impairment of goodwill during the year for the Airport 20/20 CGU’s. Management believes that

any reasonable possible change in the key assumptions for Airport 20/20 would not cause the carrying amount to exceed the recoverable

amount.

Utilities

In the Utilities CGU impairment test the carrying value exceeded the value in use by $19.3m, as such the Utilities CGU goodwill has been

impaired by $19.3m and the carrying value following impairment is $137.8m. The Utilities CGU is being impaired because the expected

revenue growth has not been delivered. The reduction in revenue growth is a result of a number of factors including; unpredictable

market conditions (Brexit and COVID-19) and emergence of stronger competition with new market offerings in the UK energy market.

The business plan is under review by Gentrack Group’s new CEO (Gary Miles) who joined Gentrack Group on 1 October 2020.

The carrying value, after the impairment of, $137.8m (value in use) remains sensitive to the future performance of the CGU. Management

considers that based on the current customer revenue profile, sales opportunity pipeline and quality of prospects it is not appropriate to

recognise any further impairment at this stage. However, if the expected future performance does not eventuate, there may be need for

further impairment. Sensitivities are summarised below.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/26

IMPAIRMENT TESTING RESULTS (CONTINUED)

Utilities (Continued)

Changes in key assumptions were considered as sensitivities. These are summarised in the table below.

CASH GENERATING UNIT

RECOVERABLE

AMOUNT

EBITDA

+5%

EBITDA

-5%

WACC

+1%

WACC

-1%

Utilities 137,848 7,192 (7,192) (17,163) 22,129

Airport 20/20 4,857 463 (463) (813) 1,046

Following the $19.3m impairment the Utilities CGU remains sensitive to WACC discount rate, EBITDA and terminal growth rate.

Blip Systems – Full impairment

Blip Systems was acquired by Gentrack Group in April 2017, as an innovative supplier of passenger tracking solutions principally for

airports. During the 6 months to 31 March 2020, expected sales growth was not delivered. Further, Blip Systems is impacted by COVID-19

with uncertainty over when the business will return to business as usual.

In view of the recent performance and the uncertainties around future performance of Blip Systems in a COVID-19 environment,

management considered a full impairment of the $10.7m carrying value of these acquired assets was appropriate to recognise at 31 March

2020. The $10.7m impairment includes $8.7m in goodwill and $2.0m of intangible assets.

Details of the impairment related amounts are included in section 5.2 and section 5.4.

Gentrack Group will continue to leverage the Blip Systems intellectual property and it remains an important part of the overall Veovo

product offering. At present there is a pipeline of potential opportunities as airports globally look to technology to address crowd

management and social distancing requirements essential to the COVID-19 recovery

.

5.4 INTANGIBLE ASSETS

CAPITALISED DEVELOPMENT

Costs that are directly associated with the development of software are recognised as intangible assets where the following

criteria are met:

•it is technically feasible to complete the software product so that it will be available for use;

•management intends to complete the software product and use or sell it;

•there is an ability to use or sell the software product;

•it can be demonstrated how the software product will generate probable future economic benefits;

•adequate technical, financial and other resources to complete the development and to use or sell the software product are available;

and

•the expenditure attributable to the software product during its development can be reliably measured.

Software development costs that meet the above criteria are capitalised. Other development expenditure that does not meet the above criteria

is recognised as an expense as incurred. Development costs previously recognised as expenses are not recognised as assets in a subsequent

period. Software development costs recognised as assets are amortised over their estimated useful lives.

BRANDS

Brands are considered to have an indefinite useful life and are held at cost and are not amortised but are subject to an annual impairment test

consistent with the methodology outlined for goodwill above.

OTHER INTANGIBLE ASSETS

Other intangible assets consist of internal use software, acquired source code, trade-marks and customer relationships. They have finite useful

lives and are measured at cost less accumulated amortisation and accumulated impairment losses.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/27

5.4 INTANGIBLE ASSETS (CONTINUED)

AMORTISATION

Except for goodwill and brands, intangible assets are amortised on a straight-line basis in the statement of comprehensive

income over their estimated useful lives, from the date that they are available for use.

The estimated useful lives for the current and comparative periods are as follows:

•Acquired source code10 years

•Customer relationships10 years

•Trademarks 4 years

•Capitalised development5 years

Amortisation methods, useful lives and residual values are reviewed at each financial year end and adjusted if appropriate.

2020

SOFTWARE

NZ$000

CUSTOMER

RELATIONSHIPS

NZ$000

BRAND

NAMES

NZ$000

TRADEMARKS

NZ$000

CAPITALISED

DEVELOPMENT

NZ$000

TOTAL

NZ$000

Opening balance 31,413 15,718 5,024 621 7,706 60,482

Additions - - - - 331 331

Amortisation (4,861) (2,473) - (169) (1,562) (9,065)

Impairment (1,616) (390) - - (4,464) (6,470)

Movement in foreign exchange 110 33 - 2 5 150

Closing net book value 25,046 12,888 5,024 454 2,016 45,428

Cost 44,945 24,129 5,024 839 2,726 77,663

Accumulated amortisation (19,899) (11,240) - (385) (710) (32,235)

Net book value 25,046 12,888 5,024 454 2,016 45,428

2

019

SOFTWARE

NZ$000

CUSTOMER

RELATIONSHIPS

NZ$000

BRAND

NAMES

NZ$000

TRADEMARKS

NZ$000

CAPITALISED

DEVELOPMENT

NZ$000

TOTAL

NZ$000

Opening balance 39,126 19,002 5,024 793 4,242 68,187

Additions 526 - - - 5,128 5,654

Amortisation (4,890) (2,471) - (163) (915) (8,439)

Impairment (2,837) (617) - - (717) (4,171)

Movement in foreign exchange (512) (196) - (9) (32) (749)

Closing net book value 31,413 15,718 5,024 621 7,706 60,482

Cost 47,170 24,676 5,024 840 8,810 86,520

Accumulated amortisation (15,757) (8,958) - (219) (1,104) (26,038)

Net book value 31,413 15,718 5,024 621 7,706 60,482

During the year capitalised development products have been impaired by $4.5m. These impairments related to the following products:

•GBERS (Great Britain Energy Retail System) $1.5m

•SGERS (Singapore Energy Retail System) $0.8m

•NZERS (New Zealand Energy Retail System) $0.1m

•AUWRS (Australia Water Retail System) $2.0m

These impairments have been made because of product rationalisation and delays in capturing additional customers and market share to

support the full carrying value of the products. Apart from GBERS, all the products listed above continue to be used by active customers

and there are either known future opportunities or the potential to market these products to customers in the future.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/28

5.5 PROPERTY, PLANT AND EQUIPMENT

In the statement of financial position property, plant and equipment is stated at historical cost less depreciation. Historical cost

includes expenditure that is directly attributable to the acquisition of the items.

Depreciation on assets is calculated using the straight-line method to allocate the difference between their original costs and their residual

values over their estimated useful lives, as follows:

•Office equipment, fixtures and fittings 7 years

•Computer equipment 3 to 7 years

•Leasehold improvementsTerm of lease

The assets’ residual values and useful lives are reviewed and adjusted if appropriate at each balance date.

An asset’s carrying amount is written down immediately to its recoverable amount if the asset’s carrying amount is greater than its

estimated recoverable amount.

Gains and losses on disposals are determined by comparing proceeds with carrying amounts and are recognised in the statement of

comprehensive income.


2020

FURNITURE &

EQUIPMENT

NZ$000

COMPUTER

EQUIPMENT

NZ$000

LEASEHOLD

IMPROVEMENTS

NZ$000

TOTAL

NZ$000

Opening balance 969 849 1,635 3,453

Additions 22 300 2 324

Depreciation (197) (556) (185) (938)

Disposals - (16) - (16)

Movement in foreign exchange (6) (55) 1 (60)

Net book value 788 522 1,453 2,763

Cost 2,097 3,918 2,087 8,103

Accumulated depreciation (1,309) (3,396) (635) (5,340)

Net book value 788 522 1,453 2,763

2019

FURNITURE &

EQUIPMENT

NZ$000

COMPUTER

EQUIPMENT

NZ$000

LEASEHOLD

IMPROVEMENTS

NZ$000

TOTAL

NZ$000

Opening balance 1,122 930 1,784 3,836

Additions 66 547 44 657

Depreciation (209) (608) (184) (1,001)

Disposals (2) (21) - (23)

Movement in foreign exchange (8) 1 (9) (16)

Net book value 969 849 1,635 3,453

Cost 2,133 3,783 2,086 8,002

Accumulated depreciation (1,164) (2,934) (451) (4,549)

Net book value 969 849 1,635 3,453

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/29

5.6 TRADE PAYABLES AND ACCRUALS

Gentrack Group recognises trade and other payables initially at fair value and subsequently measured at amortised cost using

the effective interest method. They represent liabilities for goods and services provided prior to the end of the financial year

that are unpaid. The amounts are unsecured, non-interest bearing and are usually paid within 45 days of recognition.

2020

NZ$000

2019

NZ$000

Trade creditors 1,803 3,742

Sundry accruals 2,102 1,745

Total trade payables and accruals

3,905 5,487

5.7 EMPLOYEE ENTITLEMENTS

Liabilities for salaries and wages, including non-monetary benefits, long service leave and annual leave are recognised in

employee benefits in respect of employees’ services up to the reporting date. They are measured at the amounts expected to

be paid when the liabilities are settled. Cost for non-accumulating sick leave is recognised when the leave is taken and

measured at the rates paid or payable.

2020

NZ$000

2019

NZ$000

CURRENT

Long service leave 611 635

Other short-term employee benefits

4,941 3,953

5,552 4,588

NON-CURRENT

Long service leave 428 411

Total employee entitlements

5,980 4,999

5.8 FINANCIAL LIABILITIES

The potential cash payments related to put options issued by Gentrack Group for the equity of acquired companies is accounted

for as a financial liability. The amount that may become payable under the option on exercise is initially recognised at fair value.

Options are subsequently reassessed to fair value, using the effective interest rate method, and any change arising is reflected

as an adjustment to the financial liability and a corresponding entry is recognised in the statement of comprehensive income.


2020

NZ$000

2019

NZ$000

CURRENT

Put/Call option – Blip Systems - 2,451

NON-CURRENT

Put/Call option – Blip Systems - -

Total financial liabilities

- 2,451

In December 2019 Gentrack Group settled the call/put option related to the acquisition of Blip Systems with a payment of $2.5m. For

more information on the Blip Systems acquisition and the option please refer to the 2018 Annual Report.

In May 2020, deferred consideration of €1 was paid in relation to acquiring the final 25% in CA Plus Limited. The acquisition of CA Plus

Limited included $0.9m of trade payables which could be written off if the deferred consideration fell below a certain level. These trade

payables were written off during the year resulting in a $0.9m credit in the statement of comprehensive income.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/30

5.9 INVENTORY

Inventories are stated at the lower of cost and net realisable value. Cost is calculated using a weighted average method and

includes expenditure incurred to purchase the inventory and transport it to its current location. Net realisable value is the

estimated selling price of the inventory in the ordinary course of business less costs necessary to make the sale. The cost of

inventories consumed during the year are recognised as an expense and included in expenditure in the statement of comprehensive

income.

5.10 PROVISIONS

Gentrack Group recognises a provision when it has a present legal or constructive obligation as a result of past events, it is

probable that an outflow of resources will be required to settle the obligation, and the amount has been reliably estimated.

Provisions are not recognised for future operating losses.

Where there are a number of similar obligations, the likelihood that an outflow will be required in settlement is determined by considering

the class of obligations as a whole.

Provisions are measured at the present value of the expenditure expected to be required to settle the obligation using a pre-tax rate that

reflects current market assessments of the time value of money and the risks specific to the obligation. The increase in the provision due

to the passage of time is recognised as a finance expense in the statement of comprehensive income.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/31

6.CAPITAL STRUCTURE

This section outlines Gentrack Group’s capital structure and details of share-based employee incentives which have an

impact on Gentrack Group’s equity.

Ordinary shares are classified as equity. Incremental costs directly attributable to the issue of ordinary shares and share options

are recognised as a deduction from equity, net of any tax effects. Where any Gentrack Group company purchases the

Company’s equity share capital (treasury shares), the consideration paid is deducted from equity attributable to the Company’s

equity holders until the shares are cancelled or transferred outside Gentrack Group.

Ordinary shares are fully paid and have no par value. The holders of ordinary shares are entitled to receive dividends as declared from

time to time and are entitled to one vote per share at meetings of the Company and rank equally with regard to the Company’s residual

assets.

6.1 CAPITAL MANAGEMENT

The capital structure of Gentrack Group consists of equity raised by the issue of ordinary shares in the parent company.

Gentrack Group manages its capital to ensure that companies in the Group are able to continue as going concerns. Gentrack Group is not

subject to any externally imposed capital requirements.

SHARES ISSUED SHARE CAPITAL

2020

000

2019

000

2020

NZ$000

2019

NZ$000

Ordinary Shares 98,645 98,525 191,229 190,968

Issue of new ordinary shares - 120 - 261

98,645 98,645 191,229 191,229

6.2 SHARE-BASED PAYMENTS

Gentrack Group operates equity settled, share-based payments schemes under which it receives services from employees, as

consideration for equity instruments of Gentrack Group. A valuation has been completed for each scheme at the grant date to

estimate the fair value of the performance rights allocated. Management also make estimates about the number of performance

rights that are expected to vest which determines the expense recorded in the statement of comprehensive income.

EQUITY SETTLED LONG TERM INCENTIVE SCHEME – EARNINGS PER SHARE CUMULATIVE AVERAGE GROWTH

RATE (EPS CAGR)

During the year the Gentrack Group Board approved the fifth annual issue and two one-off issues of the equity settled long term incentive

scheme first implemented in 2016 for selected key personnel. The scheme is intended to attract and reward key personnel to focus on

long-term performance. The number of performance rights are allocated based on a percentage of salary or other such percentage and

are calculated with reference to the 10-trading day volume weighted average price (VWAP) of shares traded on the NZX based on dates

indicated in the issue documentation.

The two one-off issues during the year under this scheme include tenure only components which will vest based on the timelines included

in the issue documentation.

The fair value of the performance rights is determined at the grant date using the Black Scholes valuation method. The fair

value of the performance rights is recorded as an expense in the statement of comprehensive income over the vesting period,

based on Gentrack Group’s estimate of the number of performance rights that will vest, with a corresponding entry to the

share-based payment reserve within equity. During the year ended 30 September 2020, $0.3m has been recognised in the statement of

comprehensive income for that period (2019: $0.1m).

The number of performance rights subject to the EPS hurdle that will vest and be exercisable after three years depends on achievement of

the EPS performance hurdle. The performance hurdle is that 50% of the EPS Performance Rights will vest if EPS CAGR of Gentrack Group

over the three financial years is 7%, with the number of performance rights that vest increasin g on a linear basis to 100% if EPS CAGR of

12% is achieved.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/32

6.2 SHARE-BASED PAYMENTS (CONTINUED)

Details of the outstanding performance rights are detailed below:

2020

EXPIRY DATE


TOTAL VALUE OF

GRANTED

PERFORMANCE

RIGHTS

NZ$000

PERFORMANCE

RIGHTS GRANTED

000

EPS SCHEMES 2017-2020

1 October 2017 30 November 2020 318 55

1 October 2018 30 November 2021 411 86

1 October 2019 30 November 2022 1,055 217

1 April 2020 1 April 2023 1,364 1,026

1 August 2020 1 August 2021 28 24

Total EPS Schemes 3,176 1,408

GRANT DATE

2019

EXPIRY DATE


TOTAL VALUE OF

GRANTED

PERFORMANCE

RIGHTS

NZ$000

PERFORMANCE

RIGHTS GRANTED

000

EPS SCHEMES 2016-2018

1 October 2016 30 November 2019 214 76

1 October 2017 30 November 2020 449 78

1 October 2018 30 November 2021 542 114

Total EPS Schemes

1,205 268

Below is a summary of the performance rights, granted, exercised and forfeited during 2020 for the EPS schemes:

2020 2019

GRANT DATE


AVERAGE EXERCISE

PRICE PER

PERFORMANCE RIGHT


NUMBER OF

PERFORMANCE

RIGHTS

000

AVERAGE EXERCISE

PRICE PER

PERFORMANCE

RIGHT


NUMBER OF

PERFORMANCE

RIGHTS

000

As at 1 October $4.49 268 $3.25 306

Granted during the year $1.93 1,267 $4.75 114

Exercised during the year

- - $2.18 (120)

Forfeited during the year

$3.78 (127) $2.18 (32)

As at 30 September

$2.25 1,408 $4.49 268

GRANT DATE

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/33

6.3 DIVIDENDS

Details of the dividends paid during the year ended 30 September 2020 are provided below:

CENTS PER SHARE DIVIDENDS PAID

2020


2019


2020

NZ$000

2019

NZ$000

Final dividend paid 3.0c 8.7c 3,004 8,572

Interim dividend paid - 5.0c - 4,891

3.0c 13.5c 3,004 13,463

6.4 EARNINGS PER SHARE

Gentrack Group presents basic and diluted earnings per share (EPS) data for its ordinary shares. Basic EPS is calculated by

dividing the net profit attributable to ordinary shareholders of the Company by the weighted average number of ordinary

shares on issue during the year, excluding shares purchased and held as treasury shares.

Diluted EPS is determined by adjusting the net profit attributable to ordinary shareholders and the weighted average number of ordinary

shares on issue for the effects of the dilutive impact of potential ordinary shares, which comprise performance share rights granted to

employees.

Potential ordinary shares are treated as dilutive when, and only when, their conversion to ordinary shares would decrease EPS or increase

the profit per share.


2020 2019

(Loss)/Profit attributable to the shareholders of the company (31,706) (3,315)

(Loss)/Profit attributable to the shareholders of the company adjusted for the effect

of dilution

(31,706) (3,315)

Basic weighted average number of ordinary shares issued

98,645 98,605

Shares deemed to be issued for no consideration in respect of share-based

payments

1,408 267

Weighted average number of shares used in diluted earnings per share

100,053 98,872

Basic earnings per share

($0.32) ($0.03)

Diluted earnings per share

($0.32) ($0.03)

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/34

7.TAX

7.1 INCOME TAX EXPENSE

In the statement of comprehensive income, the income tax expense comprises current and deferred tax. Current tax is the

expected tax payable on the taxable income for the year, using tax rates enacted or substantially enacted at the reporting date,

and any adjustment to tax payable in respect of previous years. Current tax payable also includes any tax liability arising from

the declaration of dividends.

2020

NZ$000

2019

NZ$000

INCOME TAX EXPENSE COMPRISES:

Current tax expense 1,676 6,144

Deferred tax expense

(4,237) (2,386)

Tax (benefit)/expense

(2,561) 3,758

RECONCILIATION OF INCOME TAX EXPENSE

The relationship between the expected income tax expense based on the domestic effective tax rate of Gentrack Group at 28% (2019:

28%) and the reported tax expense in the statement of comprehensive income can be reconciled as follows:

2020

NZ$000

2019

NZ$000

(Loss)/Profit before tax (34,267) 443

Taxable income (34,267) 443

Domestic tax rate for Gentrack Group 28% 28%

Expected tax (benefit)/expense

(9,595) 124

Non-deductible expense 8,350 3,922

Foreign subsidiary company tax 1,009 (543)

Prior period adjustments

(2,325) 255

Actual tax (benefit)/expense

(2,561) 3,758

As at 30 September 2020 Gentrack Group has $8.7m (2019: $6.3m) of imputation credits available for use in subsequent

reporting periods.

7.2 DEFERRED TAX ASSETS AND LIABILITIES

Deferred tax is recognised, using the liability method, on temporary differences arising between the tax bases of assets and liabilities and

their carrying amounts in the financial statements.

Deferred income tax is determined using tax rates (and laws) that have been enacted or substantially enacted by the reporting date and

are expected to apply when the related deferred income tax asset is realised or the deferred income tax liability is settled.

Deferred income tax is provided on temporary differences arising on investments in subsidiaries, except for deferred income tax liabilities

where the timing of the reversal of the temporary difference is controlled by Gentrack Group and it is probable that the temporary

difference will not reverse in the foreseeable future.

Deferred income tax assets and liabilities are offset when there is a legally enforceable right to offset current tax assets against current tax

liabilities and when the deferred income tax assets and liabilities relate to income tax levied by the same taxation authority on either the

same taxable entity or different entities where there is an intention to settle the balance on a net basis.

Additional income tax expenses that arise from the distribution of cash dividends are recognised at the same time that the liability to pay

the related dividend is recognised. Gentrack Group does not distribute non-cash assets as dividends to its shareholders.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/35

7.2 DEFERRED TAX ASSETS AND LIABILITIES (CONTINUED)

Deferred tax assets are reviewed at each reporting date and are reduced to the extent that it is no longer probable that the related

benefits will be realised.

A deferred tax asset is recognised to the extent that it is probable that future taxable profits will be available against which

temporary differences can be utilised. Management applies judgement when reviewing current business plans and forecasts to

ascertain the likelihood of future taxable profits.

The movement in temporary differences has been recognised in the statement of comprehensive income. Deferred tax has been

recognised at a rate at which they are expected to be realised: 28% for New Zealand entities, 30% for Australian entities, 17% for UK

entities, 22% for Denmark entities and 35% for Malta entities.

Movement in temporary timing differences during the year:

2020

OPENING

BALANCE

NZ$000

TEMPORARY

MOVEMENT

RECOGNISED

NZ$000

CURRENCY

TRANSLATION

NZ$000

CLOSING

BALANCE

NZ$000

Trade and other receivables (68) (15) (1) (84)

Intangible assets (7,196) 2,303 (20) (4,913)

Contract liabilities 661 202 8 871

Provisions 1,056 673 9 1,738

Losses carried forward 1,076 944 (4) 2,016

Other (97) 130 (9) 24

Net deferred tax (4,568) 4,237 (17) (348)

2

019

OPENING

BALANCE

NZ$000

TEMPORARY

MOVEMENT

RECOGNISED

NZ$000

CURRENCY

TRANSLATION

NZ$000

CLOSING

BALANCE

NZ$000

Trade and other receivables (197) 123 6 (68)

Intangible assets (10,308) 2,948 164 (7,196)

Contract liabilities 701 (28) (12) 661

Provisions 2,312 (1,216) (40) 1,056

Losses carried forward 613 511 (48) 1,076

Other (143) 48(2) (97)

Net deferred tax (7,022) 2,386 68 (4,568)

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/36

8.FINANCIAL RISK MANAGEMENT

Gentrack Group is exposed to credit risk, liquidity risk and market risks which include foreign currency risk, commodity price risk

and interest risk. This section details of each of these financial risks and how they are managed by Gentrack Group.

The Board of Directors has overall responsibility for the establishment and oversight of G

entrack Group’s risk management

framework. Gentrack Group’s risk management policies are established to identify and analyse (amongst other risks) the

financial risks faced by Gentrack Group, to set appropriate risk limits and controls, and to monitor risks and adherence to limits.

Risk management policies and systems are reviewed regularly to reflect changes in market conditions and Gentrack Group’s activities.

8.1 CREDIT RISK

Credit risk is the risk of financial loss to Gentrack Group if a customer or counter party to a financial instrument fails to meet its contractual

obligations, and it arises principally from Gentrack Group’s trade receivables from customers in the normal course of business.

Gentrack Group’s exposure to credit risk is influenced mainly by the individual characteristics of each customer. The credit

worthiness of a customer or counter party is determined by a number of qualitative and quantitative factors. Qualitative factors

include external credit ratings (where available), payment history and strategic importance of customer or counter party.

Quantitative factors include transaction size, net assets of customer or counter party, and ratio analysis on liquidity, cash flow and

profitability.

In relation to trade receivables, it is Gentrack Group’s policy that all customers who wish to trade on terms are subject to credit

verification on an ongoing basis with the intention of minimising bad debts. The nature of Gentrack Group’s trade receivables is

represented by regular turnover of product and billing of customers based on the contractual payment terms.

Gentrack Group has an impairment provision that represents its estimate of future incurred losses in respect of trade and other

receivables. The impairment provision consists of the expected credit loss provision in accordance with NZ IFRS 9 and a specific doubtful

debt provision used where there is objective evidence that indicates a trade receivable is impaired.

The carrying amount of Gentrack Group’s financial assets represents the maximum credit exposure as summarised in the table below:

2020 2019

GROSS

NZ$000

IMPAIRMENT

PROVISION

NZ$000

GROSS

NZ$000

IMPAIRMENT

PROVISION

NZ$000

Current 8,513 (38) 12,848 (115)

Past due 1-60 days 3,214 (918) 3,248 (326)

Past due 61-120 days

356 (178) 2,842 (594)

Past due 121-180 days

806 (600) 746 (248)

Past due over 180 days

2,195 (2,116) 2,570 (1,585)

15,084 (3,850) 22,254 (2,868)

Gentrack Group’s trade receivables are not exposed to any significant credit exposure to any single counterparty or group of

counterparties having similar characteristics. Trade receivables consist of a number of customers in various geographical areas. Based on

historic information about customer default rates, management considers the credit quality of trade receivables that are not past due or

impaired to be good.

As at 30 September 2020 there are no significant concentrations of credit risk for financial assets designated as at amortised cost or at fair

value. The carrying amount reflects Gentrack Group’s maximum exposure to credit risk for these financial assets.

Judgement has been applied to the recovery of all trade receivables, with management confirming that all carrying amounts are deemed

to be recoverable and not impaired.

The credit risk for cash and cash equivalents is considered negligible, since the counterparties are highly reputable financial intuitions with

high quality external credit ratings.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/37

8.2 MARKET RISK

Market risk is the risk that changes in market prices, such as foreign exchange rates and interest rates, will affect Gentrack Group’s income

or the value of its holdings of financial instruments. The objective of market risk management is to manage and control market risk

exposures within acceptable parameters, while optimising the return on risk.

FOREIGN CURRENCY RISK

Gentrack Group is exposed to currency risk on transactions that are denominated in a currency other than the functional currency of

Gentrack Group (NZD), primarily the following currencies Australian Dollar (AUD), Pound Sterling (GBP), EURO (EUR) and US Dollar (USD),

and Danish Kroner ( DKK).

Gentrack Group’s exposure to foreign currency risk at the reporting date was as follows (all amounts are denominated in New Zealand

Dollars):

2020

AUD

NZ$000

GBP

NZ$000

EUR

NZ$000

USD

NZ$000

DKK

NZ$000

Cash and cash equivalents 5,634 10,675 70 1,029 96

Trade and other receivables 4,790 8,874 1,056 1,369 1,521

Trade and other payables (218) (1,479) (507) (1,768) (103)

Bank loans - (2,536) - --

Net exposure 10,206 15,534 619 630 1,514

2019

Cash and cash equivalents 1,309 3,903 112 425 208

Trade and other receivables 4,834 14,469 2,271 5,829 2,950

Trade and other payables (397) (1,384) (1,874) (1,539) (402)

Financial liabilities - -- - (2,451)

Net exposure 5,746 16,988 509 4,715 305

The following table summarises the sensitivity of profit or loss and equity with regards to Gentrack Group’s financial assets and financial

liabilities affected by AUD/NZD exchange rate, the GBP/NZD exchange rate, the EUR/NZD exchange rate, the USD/NZD exchange rate and

the DKK/NZD exchange rate with all other aspects being equal. It assumes a +/-10% change in the NZD to the currency exchange rate for

the year ended 30 September 2020 (2019: 10%). These +/-10% sensitivities have been determined based on the average market volatility

in exchange rates in the preceding 12 months.


P

ROFIT/EQUITY

AUD

NZ$000

GBP

NZ$000

EUR

NZ$000

USD

NZ$000

DKK

NZ$000

2020

10% strengthening in NZD (928) (1,412) (56) (57) (138)

10% weakening in NZD 1,134 1,726 69 70 168

2019

10% strengthening in NZD (522) (1,544) (46) (429) (28)

10% weakening in NZD 638 1,888 57 524 34

Gentrack Group’s exposure to foreign exchange rates varies during the year depending on the volume of foreign currency transactions.

Even so, the analysis above is representative of Gentrack Group’s exposure to market risk.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/38

8.3 LIQUIDITY RISK

Liquidity risk is the risk that Gentrack Group will not be able to meet its financial obligations as and when they become due and payable.

Gentrack Group’s approach to managing liquidity risk is to ensure, as far as possible, that it will always have sufficient liquidity to meet its

liabilities when they become due and payable, under both normal and stressed conditions, without incurring unacceptable losses or risking

damage to Gentrack Group’s reputation.

Gentrack Group has sufficient cash to meet its requirements in the foreseeable future.

The following table details Gentrack Group’s contractual maturities of financial liabilities, as at the reporting date:

ON

DEMAND

NZ$000

LESS THAN 3

MONTHS

NZ$000

3 TO 12

MONTHS

NZ$000

1 TO 5

YEARS

NZ$000

>5 YEARS

NZ$000

TOTAL

NZ$000

2020

Bank loan - - 2,536 - - 2,536

Related party loan - - - - - -

Trade payables - 1,803 - - - 1,803

Financial liabilities - -- - - -

- 1,803 2,536 - - 4,339

2019

Bank loan - 4,000 - - - 4,000

Related party loan -

- 450 - 450

Trade payables - 3,742 - - - 3,742

Financial liabilities - -2,451 - - 2,451

- 7,742 2,451 450 - 10,643

8.4 INTEREST RATE RISK

Gentrack Group’s interest rate risk primarily arises from short term bank borrowing, cash and advances from related parties. Borrowings

and deposits at variable interest rates expose Gentrack Group to cash flow interest rate risk. Borrowings and deposits at fixed rates expose

Gentrack Group to fair value interest rate risk.

The following tables detail the interest rate repricing profile and current interest rate of the interest-bearing financial assets and liabilities.

EFFECTIVE

INTEREST

RATE

NZ$000

FLOATING

NZ$000

FIXED UP TO

3 MONTHS

NZ$000

FIXED UP TO

6 MONTHS

NZ$000

FIXED UP TO

5 YEARS

NZ$000

TOTAL

NZ$000

ASSETS

Bank balances - 19,320 - - - 19,320

LIABILITIES

Bank loans 1.83% (2,536) - - - (2,536)

Total exposure 16,784 - - - 16,784

EFFECTIVE

INTEREST

RATE +1%

NZ$000

EFFECTIVE

INTEREST

RATE -1%

NZ$000

Bank balances 195 (195)

Bank loans (74) (21)

Total exposure 121 (216)

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/39

8.5 FINANCIAL INSTRUMENTS

Gentrack Group’s financial assets are measured at amortised cost. Gentrack Group’s financial assets are held within a business

model whose objective is to hold the financial asset in order to collect contractual cash flows and the financial asset gives rise

to contractual cash flows on specified dates that are payments of principal and interest on the principal outstanding.

Gentrack Group’s financial liabilities are measured at amortised cost except for contingent consideration which is required to be measured

at fair value through profit and loss.

Gentrack Group’s financial assets and liabilities by category are summarised as follows:

CASH AND CASH EQUIVALENTS

Cash and cash equivalents comprise of cash at bank and on hand and the carrying amount is equivalent to fair value.

TRADE RECEIVABLES

These assets are short term in nature and are reviewed for impairment; the carrying value approximates their fair value.

TRADE PAYABLES

These liabilities are mainly short term in nature with the carrying value approximating the fair value.

LOANS AND BORROWINGS

Loans and borrowings have a floating interest rate. Fair value is estimated using the discounted cash flow model based on current market

interest rate for a similar product; the carrying value approximates their fair value.

FAIR VALUES

Gentrack Group’s financial instruments that are measured subsequent to initial recognition at fair values are grouped into levels based on

the degree to which their fair value is observable:

•Level 1 – fair value measurements derived from quoted prices in active markets for identical assets.

•Level 2 – fair value measurements derived from inputs other than quoted prices included within level 1 that are observable for

the asset or liability, either directly or indirectly.

•Level 3 – fair value measurements derived from valuation techniques that include inputs for the asset or liability which are not

based on observable market data

.

There have been no transfers between levels or changes in the valuation methods used to determine the fair value of Gentrack Group’s

financial instruments during the period. As at 30 September 2020 Gentrack Group has nil of level 3 financial instruments. In 2019 Gentrack

Group had $2.5m in level 3 financial instruments relating to a call/put option for the acquisition of Blip Systems, this financial instrument

was contingent consideration and was settled in December (2019: $2.5m). Please Refer to note 33 of the 2018 Annual Report for further

information on the Blip Systems acquisition.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/40

8.5 FINANCIAL INSTRUMENTS (CONTINUED)

FINANCIAL INSTRUMENTS BY CATEGORY

2020

NZ$000

2019

NZ$000

FINANCIAL ASSETS MEASURED AT AMORTISED COST

Cash and cash equivalents 19,321 8,626

Trade and other receivables

18,951 31,279

38,272 39,905

FINANCIAL LIABILITIES MEASURED AT AMORTISED COST

Loans and borrowings (2,536) (4,450)

Trade payables

(1,803) (3,742)

FINANCIAL LIABILITIES MEASURED AT FAIR VALUE

Financial Liabilities - (2,451)

(4,339) (10,643)

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/41

9.OTHER INFORMATION

9.1 LEASE ASSETS AND LEASE LIABILITIES

RECOGNITION AND MEASUREMENT OF GENTRACK GROUP’S LEASING ACTIVITIES

Gentrack Group predominantly leases property for fixed periods of 1-12 years and may have extension options. These

extension options are usually at the discretion of Gentrack Group and are included in the measurement of the lease asset if

management intends to exercise the extension. Lease terms are negotiated on an individual basis and contain a variety of

terms and conditions. However, these lease agreements do not impose any covenants.

Prior to 1 October 2019, leases of property, plant and equipment were classified as either finance or operating leases. Payments made

under operating leases (net of any incentives received from the lessor) were charged to profit or loss on a straight-line basis over the

period of the lease.

From 1 October 2019, leases are recognised as a right of use asset (lease asset) and a corresponding lease liability at the date at which the

leased asset is available for use. Each lease payment is allocated between the liability and finance cost. The finance cost is charged to

profit or loss over the lease period. The lease asset is depreciated over the shorter of the asset’s useful life and the lease term on a

straight-line basis.

Assets and liabilities arising from a lease are initially measured on a present value basis. Lease liabilities include the net present value of

the following lease payments:

• fixed payments (including in-substance fixed payments), less any lease incentives receivable

• variable lease payments that are based on an index or a rate

• amounts expected to be payable by the lessee under residual value guarantees

• the exercise price of a purchase option if the lessee is reasonably certain to exercise that option, and

• payments of penalties for terminating the lease, if the lease term reflects the lessee exercising that option.

The lease payments are discounted using the lessee’s incremental borrowing rate, being the rate that the lessee would have to pay to

borrow the funds necessary to obtain an asset of similar value in a similar economic environment with similar terms and conditions.

Lease assets are measured at cost comprising the following:

• the amount of the initial measurement of lease liability

• any lease payments made at or before the commencement date less any lease incentives received

• any initial direct costs, and

• restoration costs.

See section 1 for more information on adjustments recognised on adoption of NZ IFRS 16 Leases, practical expedients applied and the

impact of first-time adoption of NZ IFRS 16 on these financial statements.

Key movements related to the lease assets and lease liabilities are presented below:

LEASE ASSETS

2020

NZ$000

Balance at 1 October 2019, due to first time adoption of NZ IFRS 16 12,671

Additions during the year -

Depreciation charges (2,350)

Exchange differences 17

Lease assets at 30 September 10,338

Property 10,302

Office equipment 36

Lease assets at 30 September 10,338

Office equipment includes Coffee Machines and Printer/Copiers.

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/42

9.1 LEASE ASSETS AND LEASE LIABILITIES (CONTINUED)

LEASE LIABILITIES

2020

NZ$000

Balance at 1 October 2019, due to first time adoption of NZ IFRS 16 17,620

Leases entered into during the period -

Principal repayments (2,457)

Exchange differences (36)

Lease liabilities at 30 September 15,127

Less than one year 2,692

One to five years 5,229

More than five years 7,206

Lease liabilities at 30 September 15,127

LEASE EXPENSES

2020

NZ$000

Depreciation charges 2,351

Finance charges 931

Lease expenses 3,282

9.2 AUDITORS REMUNERATION

2020

NZ$000

2019

NZ$000

KPMG – audit fees 517 537

KPMG – review fees 116 43

KPMG – taxation services

221 177

Entrust – audit fees

6 7

Total fees paid to auditor(s)

860 764

NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS/43

9.3 KEY MANAGEMENT PERSONNEL AND RELATED PARTIES

Key management personnel are defined as those persons having authority and responsibility for planning, directing and controlling

the activities of Gentrack Group, directly or indirectly, and include the Directors, the Chief Executive, their direct reports. The

following table summarises remuneration paid to key management personnel.


2020

NZ$000

2019

NZ$000

Salaries, bonus and other benefits 4,157 3,466

Share-based payments - 261

Directors' fees

386 422

4,543 4,149

Gentrack Group’s Directors are also directors of other companies. During the year ended 30 September 2020 no transactions have

occurred between Gentrack Group and any of these companies.

Some of the Directors and key management personnel are shareholders in Gentrack Group Limited. Gentrack Group does not transact

with the Directors or key management personnel, and their related parties, other than in their capacity as Directors, consultants, and

employees. Refer to note 2.4 for more information on other related parties.

9.4 OTHER DISCLOSURES

CAPITAL COMMITMENTS

There are no capital commitments at 30 September 2020 (2019: $Nil).

CONTINGENCIES

ASB New Zealand has provided guarantees of $0.9m (2019: $0.9m) on behalf of the Gentrack Group, these guarantees are in place for

software implementation projects, property leases and exchange listings.

EVENTS AFTER BALANCE DATE

There were no material events after balance date.

On 25 November 2020, the Gentrack Group Board determined that no final dividend will be paid out for the 2020 financial year (2019:

$3.0m).

---

Copyright © 2020. This document is the intellectual property of Gentrack. The intended recipient may use this information only for the purpose for which it was
supplied, including copying and archiving for internal use. It may not be disclosed to third parties without the prior written consent of Gentrack.

GENTRACK GROUP LTD (GTK)

FY20—FULL YEAR RESULTS

AS AT 30 SEPTEMBER 2020

DISCLAIMER
This presentation may contain forward-looking statements. Forward-looking statements often

include words such as ‘anticipate’, ‘expect’, ‘plan’ or similar words in connection with discussions of

future operating or financial performance.

The forward-looking statements are based on management’s and directors’ current expectations and

assumptions regarding Gentrack’s business and performance, the economy and other future

conditions, circumstances and results. As with any projection or forecast, forward-looking

statements are inherently susceptible to uncertainty and changes in circumstances. Gentrack’s actual

results may vary materially from those expressed or implied in its forward-looking statements.

This presentation includes audited financial information for the full year ended 30 September 2020.

All figures are shown in NZ$.

2

INVESTOR BRIEFING AGENDA
•CEO Introduction: Gary Miles

•Financial Results: James Spence

•Forward-focus: Gary Miles

•Q&A

3

CEO INTRODUCTION: GARYMILES
Experience:

•25 years in B2B software/services leadership

•Founded, ran and exited two successful companies

•Served on the executive team at Amdocs (DOX) – global leader

Turn around

Technology

infusion

Innovatingwhile

operating

Customer success

andgrowth

Why Gentrack:

Track Record:

Great customers in

dynamic, early

adopter countries

Proven capabilities

in B2B / B2C across

water and energy

A global industry

transforming at pace

Technology will play

a pivotal role in this

transformation

4

James Spence
CHIEF FINANCIAL OFFICER

FINANCIAL RESULTS

5

5
FY20 – FINANCIAL HEADLINES

1

EBITDA: Earnings before depreciation, amortisation, impairments and non-operating expenses related to acquisitions.

2

Adjusted NPAT - Underlying NPAT adjusted for the impairment of Goodwill and intangible assets

6

EBITDA

N PAT

NET CASH

REVENUE

$100.5m

Down 10% on FY19

$12.1m

Down 51% on FY19

$16.8m

Up 263% on FY19

ADJUSTED

2

$2.4m

Down 75%

on FY19

1

ARR

STAT U TO R Y

-$31.7m

Down from

$3.3m in FY19

$81.3m

Up 4.9% on FY19

Improved working capital resulting in strong cash generation

and balance sheet position at year-end

Completed a cost-out process in February/March – lower H2

costs by $3.2m on H1

ARR and CMRR Growth vs FY19 (4.9% and 18.3% respectively)

Our Airports business (‘Veovo’) remains profitable despite

industry downturn.

•Total FY20 revenue down on reduced project revenues

•Recurring revenue growth held back by UK supplier

insolvencies and losses

•Reduction in revenue driving lower profitability, with partial

improvement in H2 due to cost reductions

•Impairments of $34.5m reflecting uncertain outlook.

NZ$’m‘000
FY19FY20FY19FY20FY19FY20

REVENUE

88.281.823.518.7111.7100.5

Personnel Costs55.557.011.011.766.568.7

R&D Capitalised(5.0)(0.3)(0.1)0.0(5.1)(0.3)

Other Costs17.714.97.85.125.520.0

EBITDA

20.010.24.81.924.812.1

Depreciation and Amortisation(9.4)(12.4)

Acquisition and related costs0.40.9

Impairment of goodwill and intangible assets(14.6)(34.5)

Net Finance Expense(0.8)(0.4)

Income Tax(3.7)2.6

REPORTED NET PROFIT/(LOSS) AFTER TAX

1

(3.3)(31.7)

•All segments remain profitable; H2 run-rate

improved

•Comments on revenue/opex/impairments

on subsequent slides

•Other costs lower due to COVID, and cost

saving measures, + impact of IFRS16

•Conservative approach to R&D

capitalisation in FY20

•Depreciation and amortisation higher on

adoption of IFRS16

•Finance expense minimised reflecting

strong balance sheet position.

1

Underlying EBITDA being earnings before depreciation, amortisation, impairments and non-operating expenses related to acquisitions.

EBITDA is a non-GAAP measure – refer to slide 24 for a reconciliation to reported net profit.

2

Adjusted NPAT - Underlying NPAT adjusted for the impairment of Goodwill and intangible assets

AIRPORTSUTILITIES

GROUP

GROUP PROFIT AND LOSS

7

2.8
8.0

22.7

54.7

3.1

7.1

22.6

49.0

Rest of World

New Zealand

Australia

United Kingdom

40.1

47.1

27.9

23.8

20.2

10.9

Total Revenue

$81.8m

Down 7.3% on FY19

Annual Recurring

Revenue

$70.9m

Up 4.3% on FY19

87% of total utilities revenue

UTILITIES – GROWTH IN RECURRING REVENUES

•Despite the Utilities segment deemed as ‘essential services’,

worldwide uncertainty has led customers to delay

committing to large transformational projects, resulting in a

decline in non-recurring project revenue year on year.

UTILITIES REVENUE FY19 - FY20(NZ$m‘000)

UTILITIES REVENUE BY GEOGRAPHY FY19 vs FY20 (NZ$m ‘000)

Committed Monthly Recurring

Revenues (CMRR)

Non-contracted Recurring

Revenues (TRR)

1

Non-recurring

Revenues (NRR)

FY19FY20

CMRR

Up 17.5%

on FY19

FY20

FY19

•Utilities has experienced growth in Committed Monthly

Recurring Revenue (CMRR), up 17.5% on FY19

•Driven by new business wins in the UK and Australia and increases in meter

points for existing UK customers

•Growth offset by some UK supplier insolvencies and losses.

•Non-recurring Revenues down due to the completion of large

projects in UK and Australia

1

Evolve revenues shown in FY19 as CMRR have been restated above as Non-contracted/Transactional Recurring Revenues (TRR). This is due to the mix of

subscription and service revenues associated with our assurance offering in FY20.

8

$81.8m

$88.2m

8.2
4.6

4.5

1.4

9.9

7.8

3.6

2.2

Europe

North

America

Oceania

Rest of

World

7.9

9.6

1.7

0.8

13.9

8.3

AIRPORTS REMAIN PROFITABLE

AIRPORTS REVENUE FY19 -FY20 (NZ$m‘000)

Total Revenue

$18.7m

Down 20% on FY19

Annual Recurring

Revenue

$10.4m

Up 8.8% on FY19

56% of total airports revenue

•Pandemic impact on Aviation has been dramatic during FY20. At the

worst, airports temporarily closed. By September 2020, IATA report

passenger numbers are still down 80%+.This has had a significant

effect on all our airports customers, with unprecedented cost savings

across the industry

•This has led to delayed signing of contracts, now being pushed to

FY21 and FY22 by our customers.

•Veovohas been able to secure new customers in Sweden,

Australiaand Mexico

•Recurring revenues have been resilient thanks to the criticality

ofVeovo’ssystems to airport operations

•Pre-Pandemic “go-live” of projects in Florida and New

Yo rkstrengthened recurring revenues

•Completion of major projects in North America and the UK has

meant a reduction in NRR as new contracts have been delayed

in to FY21 and FY22 by the pandemic.

AIRPORTS REVENUE ANALYSIS FY19 -FY20

(NZ$m ‘000)

CMRR

Up 22%

on FY19

FY20

FY19

FY19FY20

1

Ports of New York and New Jersey revenues for FY19 have been reclassed from Oceania to North America

1

9

Committed Monthly Recurring

Revenues (CMRR)

Non-contracted Recurring

Revenues (TRR)

Non-recurring

Revenues (NRR)

$18.7m

$23.5m

41.6
45.3

45.8

42.6

OVERALL EXPENDITURE DOWN IN H2

GROUP COSTS – FY19 - FY20 ANALYSIS (NZ$m ‘000)*

•H1 FY20 increase in opex

following hiring in FY19/early FY20

•Action taken in March 2020 led to lower

personnel costs in H2: -$2.1m

•Additional cost savings due to COVID,

and cost saving measures

•R&D capitalisation minimal in FY20 –

conservative approach

•Further cost measures under review in FY21,

with investment required in some areas.

GROUP COSTS – H1 20 – H2 20 ANALYSIS (NZ$m ‘000)*

Gentrack Costs HoHFY19-20 (NZ$m ‘000)*

H1 FY19

H2 FY19H1 FY20

H2 FY20

Capitalised Development Costs (NZ$m ‘000)

$3.7m

FY18

$5.1m

FY19

$0.3m

FY20

*IFRS 16 came into effect 1/10/19 for Gentrack and has a 6 month impact of circa $1.44m –this is reflected from H1 FY20

10

ASSET WRITE-DOWNS
•Rationalisation of previously capitalised software

•Blip: as per H1, the impact of COVID-19 and ongoing uncertainty

onBLIP business,full impairment of the $10.7m intangible asset

carrying value​ in FY20

•Utilities: partial write-down of goodwill taken due to uncertainty.

Goodwill/other

($4.5m)

Capitalised Software

NZ$m

Intangible Asset

($10.7m)

($34.5m)

Blip

($19.3m)

Utilities

11

STRONG CASH FLOW IN YEAR
•FY20 net cash generation of $12.2m driven by focus on management of

receivables and cost control measures

•Capitalisation significantly reduced in FY20: $0.3m

•Low utilisation of $20m debt facility (maturity March 2022)

•Improvement in collections, primarily from UK business

•Y/E net cash position of $16.8m provides liquidity and scope for investment.

EBITDA TO NET CASH FLOW FY20 (NZ$m ‘000)

$19.3m

$8.6m

$2.5m

$4.0m

$16.8m

$4.6m

12

OUTLOOK REMAINS
UNCHANGED

•We will not be providing further FY21 guidance at this stage

•The company continues to see market opportunities and will invest

to provide market-leading solutions for our customers. We will also

continue to invest in new skills and the development of our people

in line with our tech strategy

•With upward pressure on costs as new skills are recruited, and

increased competitive intensity, it is expected that the full year

EBITDA

1

run rate for FY21 will be below that of H2 FY20

•This may potentially reduce FY21 profitability closer to break-even

depending on levels of future product investment and other factors.

Planning in relation to our product investment strategy is ongoing.

•A further update will be provided at the Annual Meeting in

February.

1

Underlying EBITDA being earnings before depreciation, amortisation, impairments and non-operating expenses related to

acquisitions.

13

FORWARD-FOCUS
Gary Miles

CHIEF EXECUTIVE OFFICER

14

NEW LEADERSHIP
Experienced

Executive Team

New Board

appointments

Andy Green – ChairNick Luckock

Fiona OliverDarc Rasmussen

Stewart Sherriff

15

A SNAPSHOT OF OUR CURRENT MARKETS
Highly dynamic market as investment in renewables

and system modernisations will shape global trends

Ongoing financial pressures

on service providers

Increased GTK

competition

NZ

AU

GB

New tenders for system modernisation

Service Provider consolidations and

failures (SOLRs) continue

Remains primarily regulated with legacy systems

Introduction of metered services, improvement of CX

and efficiency pressures beginning to drive change

Metered services and need to automate are

triggering tenders for system modernisation

Contested (B2B) water transforms while

larger regulated market (B2C) is static

New tenders for system modernisation

Regulated, fragmented and still

Passenger traffic and airport revenues down (e.g.

80% in many cases) while airports focus on costs

Re-prioritised

transformation projects

Focusing on essential

services

Airport operational systems are deemed

an essential service

Passenger flow systems have a role to play

in the COVID era

NZ

AU

GB

16

MY ASPIRATIONS FOR GENTRACK
3

Accelerate the industry's move to the

cloud and automated operations

Lead the revolution to

Cleantech

Build, deploy and operate our solutions

around the world as the industry

deregulates andtransforms.

Be a place of choice for our customers,

shareholders and employees

17

Constantly Innovating

Leading Globally with a Full

Accountability Model

A Technology First Company

As a Customer and People

Centric Organisation

OUR PRIORITY –
RETURN TO GROWTH

•Improve customer service and profitability for existing

energy and water customers

•Maintain profitability and our position as a loyal,

dependable supplier for airports customers

•Roll out new solutions to support the dynamic

cleantech initiatives of our customers

•Win new business and strengthen pipeline – several

ongoing tenders

•Accelerate our investment in new tech and skills

...while defining a longer-term growth strategy

18

Copyright © 2020. This document is the intellectual property of Gentrack. The intended recipient may use this information only for the purpose for which it was
supplied, including copying and archiving for internal use. It may not be disclosed to third parties without the prior written consent of Gentrack.

Q&A

19

Copyright © 2020. This document is the intellectual property of Gentrack. The intended recipient may use this information only for the purpose for which it was
supplied, including copying and archiving for internal use. It may not be disclosed to third parties without the prior written consent of Gentrack.

APPENDICES

20

Period NZ$m
12 Months

30 Sep 19

12 Months

30 Sep 20

Reported net (loss)/profit after tax

(3.3)(31.7)

Add: Net finance expense

0.80.4

Less: Income tax (benefit) / expense

3.7(2.6)

Add: Depreciationand amortisation

9.412.4

Less: Revaluation and acquisition related liability

(0.4)(0.9)

Add: Impairment of goodwill and intangible assets

14.634.5

EBITDA

24.812.1

GAAP TO NON-GAAP PROFIT RECONCILIATION

21

22
NZ$mFY19FY20

FY20 Constant

Currency

2

Difference∆ %

Revenue111.7100.598.1(2,434)-2%

Operating Costs

86.988.486.4

(2,012)-2%

EBITDA

1

24.8 12.111.7

(422)-3%

Statutory NPAT

(3.3) (31.7) (31.3)

403-1%

1.Underlying EBITDA, being earnings before depreciation, amortisation, impairments and non-operating expenses related to

acquisitions. EBITDA is a non-GAAP measure – refer to slide 21 for a reconciliation to reported net profit.

2.Based on FY19 exchange rates applied to FY20 actuals

FY20 ON A CONSTANT CURRENCY BASIS

23
END OF YEAR GLOBAL HEADCOUNT

538

FY18

557

FY19

489

FY20

-68 on

FY19

•FY20 headcount reduction resulting from the cost review

process across the global business in February/March 2020

•Ongoing recruitment for new skills globally to support our

technology programme

We kept our people safe and actively engaged with
customers, adapting as they evolved with the social

impacts of the pandemic.

We enabled our customers to provide hardship

support and innovative tariffs to customers

impacted by the pandemic

Our people and our technology enabled utilities

and airports to continue operating as providers of

essential services

We delivered fully remote technical, business and

project services to customers globally

COVID-19: SUPPORTING OUR

CUSTOMERS WITH PROVEN TECH

24

CORPORATE AND SOCIAL RESPONSIBILITY
IN THE COMMUNITY

This year our teams globally have supported various community initiatives,

fundraising for community causes including Gumboot Day to raise awareness

of mental illness and suicide, Pink T-shirt day to make a stand against bullying

and Movemberfor men’s mental health, and much muchmore! Our people

are taking the time to DO GOOD in our communities.

DO GOOD

We care about doing

honest business that is

good for our customers,

families, communities and

the planet.

SUSTAINABILITY

Just as our customers live and breathe sustainability,

we too are doing our part for the environment through

our global sustainability programme -Project Gaia. Gaia,

translated as “Mother Earth”, frames the various initiatives in

the business targeting our environmental footprint and how we

can play a greater role in the energy and water revolution.

HEALTH AND SAFETY

The health and safety of our people is paramount. They have

after all adapted and provided the platform in what has been

an exceptional year, to ensure we can support our customers

throughout COVID. This year we’ve remained focused on their

wellbeing and mindfulness through our global Wellness

Programme and remain committed to keeping them safe so they

can continue to innovate and deliver their best.

DIVERSITY AND INCLUSION

As a global business, we are naturally diverse. This year

we’ve taken steps to ensure that D&I remains a

key part of our culture and values. It has shaped

how we recruit our people globally, how we

celebrate our diversity and ensured that

our people know the real value of

diverse thinking across our business.

25

Copyright © 2020. This document is the intellectual property of Gentrack. The intended recipient may use this information only for the purpose for which it was
supplied, including copying and archiving for internal use. It may not be disclosed to third parties without the prior written consent of Gentrack.

WWW.GENTRACK.COM

26

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