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Pacific Edge Unaudited Financial Results to 30 Sept 2020

Half Year Results25 November 2020PEBHealthcare

Market Announcement
26 November 2020


1


PACIFIC EDGE UNAUDITED FINANCIAL RESULTS FOR THE SIX MONTHS TO 30 SEPTEMBER 2020


Transformational half year for Pacific Edge with commercial agreements and accelerating revenue growth


Summary of performance for the period (% changes compared to prior comparative period (pcp)):


• Total revenue increased 50% to $4.1m

• Operating revenue from test sales increased 46% to $3.3m

• U.S. operating revenue increased 46% to $2.9m

• Three consecutive record revenue months achieved in the U.S. following LCD inclusion in July 2020, despite

the ongoing negative impact from COVID-19 on test volumes

• Rest of World (ROW

1

) operating revenue increased 40% to $0.4m, driven by strong growth in the NZ market

following the lifting of Covid-19 restrictions

• Total Laboratory Throughput (TLT) reduced 16% to 6,864 tests

• ROW commercial test volumes increased 18% to 1,631 tests

• Total operating expenses reduced 8% to $11.2m

• Total Comprehensive Loss improved 25% to $7.1m

• Net cash, cash equivalents and short term deposits increased to $29.3m as at 30 September 2020, following

a $22m placement to ANZ New Zealand Investments

• Commenced scale up of commercial operations in U.S. to leverage key commercial milestones of LCD

inclusion and agreement with Kaiser Permanente


Cancer diagnostics company, Pacific Edge Limited (NZX: PEB) is pleased to report accelerating revenue growth in

key growth markets, as it starts to benefit from the major commercial milestones achieved during the first half of

the financial year.


“The Pacific Edge team made significant progress on our strategic growth objectives in the first half,” said David

Darling, Chief Executive Officer of Pacific Edge. “We delivered strong revenue growth, which included three

consecutive months of record revenue in the U.S. following Cxbladder’s LCD inclusion in July 2020, despite the

ongoing negative impact from COVID-19 on our Cxbladder test volumes.


“Our balance sheet has been strengthened allowing us to scale up the business faster to meet the expected increase

in demand for Cxbladder. This has included ongoing investment in our U.S. sales and executive teams, which are

focused on converting other large scale institutional customers in the U.S. and gaining additional reimbursement

coverage for Cxbladder with the top private payers (insurers).


“We remain focused on executing on the global growth opportunities available for Cxbladder and are well

positioned to deliver further long-term growth and value creation for our shareholders.”



1

Rest of World markets are primarily New Zealand as well as early stage in Australia and South East Asia.

Market Announcement
26 November 2020


2


MAJOR COMMERCIAL EVENTS IN 1H21


Inclusion in CMS’s LCD: Cxbladder Detect and Cxbladder Monitor were included in the Local Coverage

Determination (LCD) from 1 July 2020. This has enabled reimbursement for patients covered by the Centres for

Medicare and Medicaid Services (CMS) at the agreed national CMS price of US$760 per test, and has been a major

driver in the increasing revenue and cash receipts reported in the half year.


Kaiser Permanente: In June, agreement was reached with Kaiser Permanente (Kaiser) to commercially use all

Cxbladder products nationally, commencing with Cxbladder Monitor. Kaiser is one of the largest non-profit

healthcare providers in the U.S. with over 12.4 million members (approximately 4% of the U.S. population). During

the period, the Pacific Edge team completed the required testing of services and supply chain logistics to ensure a

gold standard user-experience for both Kaiser urologists and patients. Cxbladder test orders commenced in

November and are expected to positively impact commercial test volumes from 2H21 onwards. More than 800,000

people are regularly monitored for the recurrence of bladder cancer in the US and Kaiser Permanente manages

approximately 2% of these patients, who will present to the clinic for evaluation annually up to 4 times a year for

up to 5 years. This provides a large pool of patients and a significant commercial opportunity for Cxbladder Monitor.


COVID-19 Impact, Response and Recovery: Pacific Edge continued to operate as an essential business during the

COVID-19 restrictions in both New Zealand and the U.S. The impact from the stay-at-home restrictions was

particularly felt in the first two months of the half as these restrictions limited access by patients to medical centres

and urological testing. As a result, Cxbladder commercial test volumes fell 43% on the pcp in April and May but

recovered strongly from June to September with September test volumes an 11% improvement on pcp. A rapid

increase was seen in the use of telemedicine as a response to the pandemic, and the benefit of Cxbladder’s unique

Patient-In-Home Sampling System (PIHSS) became clear. Interest in, and use of the Cxbladder patient in-home

sampling has grown steadily, and is expected to grow further and be a major part of Pacific Edge’s test delivery as

telemedicine becomes more common practise.


1H21 FINANCIAL RESULT SUMMARY


Operating revenue from Cxbladder test sales increased 46% on pcp to $3.3m. This strong revenue growth was

driven by the inclusion of Cxbladder Detect and Cxbladder Monitor in an LCD from 1 July 2020, which has enabled

reimbursement for patients covered by the CMS at the agreed national price of US$760 per test. This

reimbursement coverage has also allowed Pacific Edge to start recognising revenue on an accrual basis for all CMS-

related patients in the U.S

2

.


U.S. operating revenue increased 46% on pcp to $2.9m and accounted for 87% of total operating revenue in the

first half. The first half of the year included a three month contribution for tests completed for CMS patients from

July to September, being two months of cash payments for tests completed in July and August and an accrual of

$0.8m.


2

The successful reimbursement coverage for the two products (Cxbladder Detect and Cxbladder Monitor) that have CPT codes

and LCD inclusion, has allowed Pacific Edge to start recognising revenue (under the NZ IFRS 15 accounting standard) for all

tests that are performed on CMS related patients (Medicare and Medicare Advantage) in the U.S. Tests for these patients

performed after 1 July 2020 are now recognised on an accrual basis based on the expected future cash that will be received

for the tests performed (previously cash basis). The Group continues to recognise revenue on a cash basis for other U.S.

customers who are not yet in contract and will continue to review this regularly.

Market Announcement
26 November 2020


3



The CMS reimbursement was the primary driver behind the U.S. business delivering three consecutive months of

record revenue from July to September, and a year on year 117% increase in average U.S. operating revenue for

the three months. This strong revenue growth has continued into the second half with a further record sales month

recorded in October 2020.


Rest of World (ROW) operating revenue increased 40% on pcp to $0.4m, driven by strong growth in the New

Zealand market following the lifting of COVID-19 restrictions. The continued adoption and increasing test use by

New Zealand public healthcare providers (DHBs) is driving this growth and momentum is expected to continue in

the second half, with a focus on growing the number of Cxbladder tests used by existing customers and converting

the remaining public healthcare providers into commercial customers.


Total Laboratory Throughput (TLT) reduced 16% on pcp to 6,864 tests, as COVID-19 restrictions affected access to

medical centres and testing for patients, particularly in April and May. A strong recovery in TLT was seen from June

to September, with record year on year growth in both June and September.


Commercial test volumes reduced 15% on pcp to 5,591 tests and accounted for 81% of total tests processed. A

strong recovery in ROW partially offset the decline in USA.


CMS related tests (Medicare and Medicare Advantage) accounted for 67% of total U.S. commercial test volume in

the first half. Cxbladder Detect and Cxbladder Monitor (the two Cxbladder tests included in the LCD) accounted for

94% of total U.S. commercial test volumes. Negotiations continue with the CMS for the reimbursement of the

22,634 tests completed for CMS patients as at 30 June 2020, but for which no revenue has yet been recognised or

cash payments received

3

.


ROW commercial test volumes increased 18% on pcp to 1,631 tests, which was a strong outcome given the impact

of COVID-19 on the operating environment during the first half period. A strong recovery was seen from June to

September, with September test volumes for the Group up 11% on pcp.


Cash receipts increased 9% on pcp to $2.6m, which reflects a two month contribution from the CMS offset by the

significantly reduced test demand in April and May. Strong subsequent cash receipts from 1 October 2020 onwards

have supported the accrual of revenue for the period ending 30 September 2020.


The positive impact of cash reimbursement from the CMS saw the average monthly cash burn in the half year

reduce by 6% on pcp, with average monthly cash burn in the second quarter of FY21 reduced 23% on pcp.


LCD inclusion for Cxbladder Detect and Cxbladder Monitor has significantly improved operating cashflow, with CMS

tests now paid in approximately 30 days and other U.S. private payers time to payment improving to average one

to three months for their payments.


The $22m placement to ANZ New Zealand Investments in July significantly strengthened the Company’s balance

sheet and net cash, cash equivalents and short term deposits increased to $29.3m as at 30 September 2020.


3

There is no certainty of any reimbursement for any of these tests performed prior to 30 June 2020, and no ability to reliably

estimate the level of consideration that would be received if agreement can be reached with Novitas Solutions over these

previously performed tests.

Market Announcement
26 November 2020


4



OUTLOOK


Pacific Edge has a strong growth outlook for the second half of FY21 and beyond as the Company leverages the very

successful validation that accrues from the CMS LCD coverage and a commercial relationship with Kaiser

Permanente. The global COVID-19 pandemic has had a profound impact on the delivery of healthcare and this is

expected to continue to impact through 2H21 and beyond. Despite this, Pacific Edge expects continued growth

albeit at a rate that is slower than could otherwise be expected in a COVID-19 free operating environment.


Combined, the inclusion in the CMS’s LCD and the successful conclusion of the Kaiser Permanente agreement are

driving step changes in the growth of the U.S. business. Accordingly, commercial operations have been scaled up,

with a strengthened US commercial leadership team and the recruitment of additional sales executives and

customer support personnel expected to drive further growth. The focus remains on growing the commercial

adoption of Cxbladder by large healthcare organisations (such as Kaiser Permanente), further increasing

reimbursement coverage from private payers (insurance companies) and gaining more favourable guidelines

inclusion language.


Cxbladder’s accelerating U.S. reimbursement, including a full six month contribution from the CMS and the

commencement of orders from Kaiser Permanente, is expected to have a positive impact on US commercial test

volumes, operating revenue and operating cashflows in the second half of FY21 and beyond. Strong growth

momentum has continued into the second half of FY21 with U.S. cash receipts for October increasing 68% on pcp.


New Zealand continues to be an important growth market for the company. The continued adoption and increasing

test use by New Zealand public healthcare providers is driving growth and momentum is expected to continue in

the second half. The management team in New Zealand is also being expanded, with an appointment to the new

role of Chief Technical Officer and the proposed new appointments to the roles of Chief Operating Officer and Chief

Information Officer expected to be made in the second half of the year.


Southeast Asia and Australia are both at an earlier stage in their commercial development, with the goal being to

transition the public healthcare providers in these markets from their User Programme clinical trials to commercial

customers.


Pacific Edge’s strengthened balance sheet and improving operating cashflow position has allowed an acceleration

of global growth initiatives, including the scaling up of the U.S. commercial operations to leverage the key

commercial milestones achieved during the first half.


Chair of Pacific Edge, Chris Gallaher, said: “It has been a step change in progress and revenue growth in this first

half year for Pacific Edge with the achievement of major commercial milestones delivering strong revenue growth,

while successfully weathering the challenges of COVID-19. We are now starting to see the benefits of the significant

effort and resource that has gone into commercialising our bladder cancer technology and we believe this is just

the start of a strong growth trajectory for our company.”


CEO of Pacific Edge, David Darling, commented: “The U.S. offers a potential annual market opportunity for our

company of more than USD$1.2 billion. We now have the major reimbursement and clinical milestones in place to

enable us to scale up and position Cxbladder as the first choice diagnostic test for urologists evaluating patients for

Market Announcement
26 November 2020


5


bladder cancer. We are well positioned with experienced, motivated people capable of maximising the substantial

growth opportunities in front of us.”


ENDS


For more information contact:


David Darling

Chief Executive Officer

Pacific Edge Ltd

P: +64 (3) 479 5800


OVERVIEW www.pacificedge.co.nz www.pacificedgedx.com

Pacific Edge Limited (NZX: PEB) is a New Zealand publicly listed, cancer diagnostic company specialising in the

discovery and commercialisation of diagnostic and prognostic tests for better detection and management of cancer.

Its Cxbladder suite of non-invasive, simple to use and accurate diagnostic tests provide actionable results, and

better detection and management of urothelial cancer. The company is developing and commercialising its range

of Cxbladder bladder cancer tests globally through its wholly owned central laboratories in New Zealand and the

USA. The company’s products have been tested and validated in international multi-centre clinical studies.


ABOUT Cxbladder Triage www.cxbladder.com

Cxbladder Triage combines the power of the genomic biomarkers with additional phenotypic and clinical risk factors

to accurately identify patients with haematuria who have a low probability of bladder cancer and may not require

a more extensive urological evaluation. Cxbladder Triage is a tool for use by clinicians and physicians in primary

evaluation of patients

with haematuria and is intended to reduce the need for an expensive and invasive work-up in patients who have a

low probability of having urothelial carcinoma.


ABOUT Cxbladder Detect www.cxbladder.com

Cxbladder Detect enables the non-invasive detection of bladder and other urinary tract cancers from a small volume

of a patients’ urine. Cxbladder Detect provides clinicians with a quick, cost effective and accurate measure of the

presence of the cancer as an effective adjunct to cystoscopy.


ABOUT Cxbladder Monitor www.cxbladder.com

Cxbladder Monitor allows urologists to monitor bladder cancer patients for recurrence of the disease. Bladder

cancer has a recurrence rate of 50-80% and requires life-long surveillance. Cxbladder Monitor accurately identifies

patients with a prior history of urothelial cancer (UC) whose Cxbladder Monitor score shows that they have a low

probability of recurrent urothelial carcinoma. Cxbladder Monitor is designed to be used as the preferred adjunct

test to cystoscopy in the management of patients for ongoing evaluation of recurrent bladder cancer.


ABOUT Cxbladder Resolve www.cxbladder.com

Cxbladder Resolve identifies those patients who are likely to have aggressive or more advanced bladder cancer.

Cxbladder Resolve, when used as part of the primary evaluation of haematuria and/or in conjunction with other

Cxbladder tests (Triage, Detect), is designed to assist clinicians by accurately identifying patients with a high

Market Announcement
26 November 2020


6


probability of having high grade or late stage bladder cancer, for whom alternative or expedited treatment options

may be warranted, or who can be prioritised for further investigation in high throughput settings.


Refer to www.cxbladder.com for more information.

---

1
FOR THE SIX MONTHS ENDED 30

SEPTEMBER 2020

PACIFIC EDGE

INTERIM FINANCIAL

RESULTS

PRESENTATION

DISCLAIMER
2

Information

The information in this presentation is an overview and does not contain all information necessary to make an investment decision. It is intended to constitute a

summary of certain information relating to the performance of Pacific Edge Limited. The information in this presentation is of ageneral nature and does not purport to

be complete. This presentation should be read in conjunction with Pacific Edge's other periodic and continuous disclosure announcements, which are available at

nzx.com.

Not financial product advice

This presentation is for information purposes only and is not financial or investment advice or a recommendation to acquire financial products of Pacific Edge, and has

been prepared without taking into account the objectives, financial situation or needs of individuals. Pacific Edge, its directors and employees do not give or make any

recommendation or opinion in relation to acquiring or disposing of shares. In making an investment decision, investors must relyon their own examination of Pacific

Edge, including the merits and risks involved. Investors should consult with their own legal, tax, business and/or financial advisors in connection with any acquisition of

financial products.

Future performance

This presentation contains certain 'forward-looking statements', for example statements concerning the development and commercialisation of new products,

regulatory approvals, customer adoption and results of future clinical studies. Forward-looking statements can generally be identified by the use of forward-looking

words such as, 'expect', 'anticipate', 'likely', 'intend', 'could', 'may', 'predict', 'plan', 'propose', 'will', 'believe', 'forecast', 'estimate', 'target', 'outlook', 'guidance' and

other similar expressions. The forward-looking statements contained in this presentation are not guarantees or predictions of future performance and involve known

and unknown risks and uncertainties and other factors, many of which are beyond the control of Pacific Edge and may involve significant elements of subjective

judgement and assumptions as to future events which may or may not be correct. There can be no assurance that actual outcomes will not materially differ from

these forward-looking statements. A number of important factors could cause actual results or performance to differ materially from the forward-looking statements.

The forward-looking statements are based on information available to Pacific Edge as at the date of this presentation. Except as required by law or regulation

(including the NZX Main Board Listing Rules), Pacific Edge undertakes no obligation to provide any additional or updated information whether as a result of new

information, future events or results or otherwise.

No representation

To the maximum extent permitted by law, Pacific Edge and its advisers, affiliates, related bodies corporate, directors, officers, partners, employees and agents make no

representation or warranty, express or implied, as to the currency, accuracy, reliability or completeness of information in thispresentation.

FY21 Interim Results Presentation

KEY EVENTS AND COMMERCIAL MILESTONES
3FY21 Interim Results Presentation

•LOCAL COVERAGE DETERMINATION INCLUSION: Effective from 1 July for Cxbladder Detect and

Cxbladder Monitor for patients covered under Centers for Medicare and Medicaid Services (CMS) in the

USA. Three-month contribution in 1H21, inclusive of accruals.

•COMMERCIAL AGREEMENT WITH KAISER PERMANENTE: Back end integration and testing of supply

chain logistics now completed. Commercial test orders have commenced and are expected to have a

positive impact from 2H21 onwards.

•SCALE UP OF COMMERCIAL OPERATIONS IN THE USA: Expansion of U.S. executive and sales teams to

leverage and deliver on the growth opportunities available to Cxbladder.

•COVID-19:Significant impact on Cxbladder test volumes April and May. Recovery June to September in

both NZ and USA. Remains a challenge to rapid growth despite introduction of in-home sampling

system.

•STRENGTHENED BALANCE SHEET: Successful completion of $22m placement to ANZ Investments to

provide additional growth capital to accelerate global growth initiatives.

•INCLUSION IN THE S&P/NZX 50, S&P/NZX 50 PORTFOLIO and S&P/NZX MIDCAP INDICES: Effective

from 21 October 2020.

COVID-19 IMPACT AND RESPONSE
•Restrictions on patients accessing

medical care and testing.

•Significant reduction in Total

Laboratory Throughput during April-

May 2020.

•Recovery from June 2020 following

the easing of restrictions and growing

demand for Pacific Edge’s Patient In-

Home Sample System (PIHSS).

•While New Zealand has recovered

strongly, USA is still experiencing

continuing shutdowns and restricted

access across a number of states.

4FY21 Interim Results Presentation

•Pacific Edge operated as an essential business during

COVID restrictions in NZ and the USA.

•Took steps to preserve cash and provide flexibility to

employees.

•Global pandemic highlighted the need for novel ways to

detect cancer early and guide patient treatment.

•Sales team driving business via virtual meetings with

many healthcare providers and clinics closed.

•Telemedicine identified globally as a key element in

healthcare provision during the pandemic and beyond.

•Growing recognition of the benefits of Cxbladder in-

home sampling system as an enabler for telemedicine,

leading to more tests in COVID-19 environment.

5
1.“The COVID19 pandemic has driven perhaps the greatest transformation in healthcare delivery in modern times”. MEDPAGE TODAY July 2020, Dr Nancy Gin, Executive Vice-

President of Quality and, Chief Clinical Quality Officer for the Kaiser Federation

FY21 Interim Results Presentation

ADAPTING TO COVID-19:

TELEHEALTH and PATIENT IN-HOME SAMPLING

•Dramatic increase in the use of telehealth as the primary mode of

consultation for patient

1

.

•Telehealth growth in the US supported by FDA and CMS, seen as a

significant change in the US healthcare landscape.

•Cxbladder’spatient in-home urine sample collection system (PIHSS) is

an enabler of telehealth.

•Allows patient evaluation and assessment to be managed remotely.

Benefits for older and ’COVID-at-risk’ patients, removing the need to

visit busy medical centres or collection points.

•Provides another strong point of difference for Cxbladder.

•Expected to continue as an additional option for urologists to better

manage patients during COVID-19 and beyond as demand for

telehealth services continues to grow.

LCD INCLUSION IS A
TRANSFORMATIONAL

REIMBURSEMENT

MILESTONE

CONSECUTIVE RECORD REVENUE MONTHS OVER THE FOUR

MONTHS POST LCD IN JULY.

•Two-months of cash contribution included in the 1H21

reporting period, plus accruals for expected cash

receipts for tests not yet paid

1

to 30 September.

•Cxbladder Detect and Cxbladder Monitor accounted for

94% of U.S. commercial test volume in 1H21.

•CMS related tests (Medicare and Medicare Advantage)

accounted for 67% of U.S. commercial test volume in

1H21.

•Significant increase in recognised revenue and cash

receipts, with CMS tests paid in approximately 30 days;

with strong positive impact on operating cashflow.

•Negotiations continue with CMS for reimbursement of

previous 22,000+ tests done for CMS patients

2

.

6FY21 Interim Results Presentation

1.The successful LCD decision has allowed Pacific Edge to start

recognising revenue (under NZ IFRS 15) for tests that are performed

on CMS patients (Medicare and Medicare Advantage) in the U.S. at

the CMS price of US$760 per test for Medicare. See note 1B in the

Interim Financial Statements.

2.There is no certainty of any reimbursement on any of these tests

performed prior to 30 June 2020, and there is no ability to reliably

estimate the level of consideration that would be received if

agreement can be reached with NovitasSolutions Inc over these

previously performed tests.

Successful inclusion in Local Coverage

Determination (LCD) facilitates

reimbursement of Cxbladder Detect and

Cxbladder Monitor tests performed on

CMS patients on or after 1 July 2020, at

USD $760 per test.

7
ACTIVITY TODATE:

•Focus on integration of Cxbladder into Kaiser Permanente’s systems.

Completed testing to ensure a gold standard user-experience.

•National agreement for all Cxbladder products, initially with

Cxbladder Monitor, other Cxbladder products to follow.

•More than 95% of Kaiser Permanente’s medical consultations are

now telehealth providing an opportunity to utilise Cxbladder in-home

sampling system.

•Commercial testing now underway; expected to positively impact

from 2H21 onwards.

COMMERCIAL TESTING UNDERWAY

WITH KAISER PERMANENTE

Agreement reached with Kaiser Permanente, one of the USA’s largest

non-profit healthcare providers, to commercially use all Cxbladder

products nationally.

FY21 Interim Results Presentation

SCALE-UP OF COMMERCIAL OPERATIONS IN USA
Strengthened leadership team, recruited sales executive and sales reps to drive the growth

following LCD and Kaiser Permanente commercial outcomes.

•LARGE UROLOGY GROUPS, COMMUNITY PRACTICES AND PRIVATE PAYERS: Strengthened frontline

US commercial team -addition of specialist sales and commercialisation skills, five sales reps

added to new sales territories, a medical affairs expert and VP Payer Relations to lead the charge

on private payer negotiations.

•LARGE INSTITUTIONAL CUSTOMERS: Specialist sales executives focussed on converting other large

institutional customers in the US.

•PRIVATE PAYERS: Dedicated contracted team of specialists to carry out negotiations with the top

private payers to gain coverage and inclusion in their reimbursement networks.

•CUSTOMER SUPPORT: Expansion of the customer services liaison team to support Kaiser

Permanente and others who are using the Cxbladder patient in-home sampling program.

•SUFFICIENT CAPACITY IN US LABORATORY to support the expected increase in demand for

Cxbladderwith 260,000 tests per annum design capacity for Hershey P.A laboratory.

8FY21 Interim Results Presentation

GROWING EVALUATION AND USE OF CXBLADDER BY
LARGE HEALTHCARE INSTITUTIONS

USAUSASOUTH EAST ASIA

•Kaiser Permanente

•Carolina Urologic Research

Center

•City of Hope

•Cleveland Clinic

•Cornell

•Fox Chase CC

•Johns Hopkins CC

•MD Anderson

•Moffitt CC

•Ohio State University CC

•Penn State Milton S. Hershey

Medical Center

•Rush University

•Thomas Jefferson University

•TriStar Medical Center

•UCLA

•University of California-San

Diego

•University of California-San

Francisco

•University of Chicago

•University of Colorado

•University of Michigan

•University of Minnesota

•University of Oklahoma

•University of Pennsylvania

•University of Southern

California

•UT Southwestern

•VA Accounts

•Wellstar

•Singapore General Hospital

•Tan Tock Seng

•Khoo Tech PuatHospital

•KK Women’s and Children’s

Hospital

•National University Hospital

•Raffles Medical Group

•Gleneagles Private Hospital

NEW ZEALAND

•Majority of public healthcare

providers

9FY21 Interim Results Presentation

FINANCIAL RESULT
For six months ended 30 September 2020

A BIG STEP FORWARD FOR PACIFIC EDGE IN 1H21
OPERATING REVENUE

INCREASED

+46% to $3.3 million

11

TOTAL LABORATORY

THROUGHPUT

Down 16% on pcpdue to

COVID-19

6,864 tests

AVERAGE MONTHLY CASH

BURN REDUCED

2Q21 down 23% driven by

CMS reimbursement

COMMERCIAL TESTS

Down 15% on pcpdue to

COVID-19

5,591 tests

USA: down 25%

Rest of World: up 18%

FY21 Interim Results Presentation

TOTAL COMPREHENSIVE

LOSS REDUCED

Improved 25% to $(7.1)m

OPERATING EXPENSES

REDUCED

Down 8% to $11.2 million

NET CASH, CASH

EQUIVALENTS AND SHORT

TERM DEPOSITS

Increased to $29.3m

TOTAL LABORATORY THROUGHPUT AND
COMMERCIAL TESTS

COVID-19 restrictions affecting access to medical centres

and testing for patients, particularly in April and May.

Significant impact on test throughput, particularly in USA

which is ongoing. Strong recovery being seen from June

onwards.

•Total Laboratory Throughput(TLT) 6,864 tests, down

16% on pcp.

•Commercial Tests 5,591, down 15% on pcp. Percentage

of commercial tests remains consistent at 81% of TLT.

•Strong recovery in ROW (+18%) partially offsetting

decline in USA (-25%).

•Continuing recovery with commercial test numbers

ramping up: tests in September increased 11% on pcp.

12

*See Slide 27 for definition of Commercial Tests

FY21 Interim Results Presentation

1,1061,1656631,067

Avge 1H20Avg 2H20Avg April-May

1H21

Avg Jun-Sep 1H21

COMMERCIAL TEST NUMBERS

Monthly Average

April –May 2020

43% drop due to

COVID

June to September 2020:

ongoing recovery post

initial COVID-lockdowns

Average commercial

test numbers in FY20

USA REMAINS OUR PRIMARY MARKET
6,864

Total Laboratory

Throughput (TLT)

5,591

Commercial Tests

13

USA

72% of TLT

71% of commercial tests

87% of Operating Revenue

Rest of World

28% of TLT

29% of commercial tests

13% of Operating Revenue

South East Asia

Australia

New Zealand

FY21 Interim Results Presentation

MULTIPLE CXBLADDER PRODUCTS ADDS DEPTH TO
OUR MARKET

14FY21 Interim Results Presentation

USA

72%

Rest of World

28%

Total Laboratory

Throughput

by Region

(as at 30 Sept 2020)

Triage

27%

Detect

49%

Monitor

24%

Total Laboratory

Throughput

by Test

(as at 30 Sept 2020)

STRONG FINANCIALS IN A COVID-19 DOMINATED HALF
(NZ$’000)1H21

1

1H20

1

% Change

Operating Revenue

2

(test sales)3,3262,28546%

ü

Total Revenue4,0602,70150%

ü

Operating Expenses11,15312,090(8)%

ü

Total Comprehensive Loss7,0799,406(25)%

ü

Cash Receipts from Customers2,5532,3509%

ü

Net Operating Cash Outflow7,6797,4054%

-

Net cash, cash equivalents and short term deposits29,2834,737518%

ü

1. Half year ended 30 September

2 The Group has included in Operating Revenue an accrual for tests performed from 1 July 2020 (date at which Cxbladderwas included within the LCD and reimbursement commenced) to 30 September 2020 for which payment has not been received by 30 September 2020.

The accrual included in both Operating Revenue in the Statement of Comprehensive Income and in Receivables in the Balance Sheet is NZ$769,835.

15

STRONG REVENUE GROWTH DRIVEN BY
ACCELERATING REIMBURSEMENT

FY21 Interim Results Presentation

•Total operating revenue increased 46% on pcp.

•Revenue growth primarily driven by reimbursement

of CMS tests from 1 July onwards.

•1H21 included a 3 month revenue contribution from

CMS.

•Average cash receipts for August and September

(excluding accruals) increased 77% on pcp.

•Escalation in operating revenue in August and

September is expected to continue into 2H21.

1.01.42.02.32.6

0.8

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

1H171H181H191H201H21

$Millions

First Half Revenue Comparison

Operating RevenueAccruals

1. LCD inclusion has allowed Pacific Edge to start accruing revenue (under NZ IFRS 15) for tests that are performed on CMS patients (Medicare and Medicare Advantage) in the U.S. CMS tests performed after 1

July 2020 have been recognised on an accrual basis based on expected future cash receipts (previously cash basis). Tests for other non-CMS payers continue to be accounted for on a cash basis. The accrual

included in the 1H21 result is $0.8m. See Note 1b in the 1H21 Financial Statements. .

STRONG REVENUE GROWTH DESPITE COVID-19
FY21 Interim Results Presentation

Total operating revenue:

•U.S. increased 46% v 1H20

•ROW increased 40% v 1H20

•U.S. accounted for 87% of total

operating revenue.

•Growing momentum in the U.S.

market -reimbursement rates up

significantly.

•NZ continued to show strong

momentum –operating revenue well

ahead of plan and pcp.

USA

87%

1H21 OPERATING REVENUE

SPLIT BY GEOGRAPHY

0

1

2

3

4

1H202H201H21

$NZD Millions

OPERATING REVENUE

USAROW

COVID-19

IMPACTED

FROM MARCH

2020

THREE MONTHS REVENUE

CONTRIBUTION FROM LCD

INCLUSION IN 1H21

ROW

13%

REDUCTION IN MONTHLY CASH BURN
•1H21 average monthly cash burn

reduced 6% on pcpand 15% on 2H20.

•Q221 average monthly cash burn

reduced 23% on pcp–driven by CMS

reimbursement.

•LCD coverage has significantly

improved cash conversion.

FY21 Interim Results Presentation18

-1.6

-1.5

-1.4

-1.3

-1.2

-1.1

1H192H191H202H201H21

NZD Millions

CASH BURN

Half Year Comparison

SIGNIFICANT IMPROVEMENT IN CASH PAYMENT TERMS
•Key reimbursement events driving improving

time to payment for most tests.

•Significant improvement in cash conversion

driven by LCD inclusion.

•CMS tests paid in approximately 30 days.

•Other US providers average 1 to 3 months.

•Cash receipts from customers increased 9% on

pcpto $2.6m, which includes only a two

month contribution from the CMS for tests

completed in July and August.

•Strong cash receipts from 1 October 2020

onwards.

19FY21 Interim Results Presentation

Pre-LCD

Post-LCD

0

20

40

60

80

100

Pre-LCDPost-LCD

Days

AVERAGE DAYS TO PAYMENT ON US

TESTS

GROWTH CATALYSTS AND OUTLOOK
For all markets our key objectives remain; achieving commercial

contracts with large institutional healthcare customers, growing

sales to existing customers, gaining stronger inclusion in guidelines

and targeting private payers for coverage inclusion

SIGNIFICANT RECENT PROGRESS
UNDERPINS FUTURE GROWTH

SIGNIFICANT COMMERCIAL AND REIMBURSEMENT

MILESTONES ACHIEVED IN THE US

•Inclusion in LCD and commercial agreement with Kaiser

Permanente

COMPETITIVE ADVANTAGE CONTINUES TO GROW

•Clinical validation, published evidence, inclusion in

guidelines, Intellectual Property

GROWING USE OF TELEHEALTH

•Patient In-Home Sampling System supports the dramatic

increase in the use of telehealth as the primary mode of

consultation for patients

SCALE UP OF OPERATIONS IN US

•Growth capital invested to drive growth. Addition made to

the commercial team in commercial executive roles, sales

reps and medical affairs

FY21 Interim Results Presentation

ACCELERATING U.S. GROWTH IS
OUR KEY OBJECTIVE

•Investment into expanded commercial operations in USA.

•Leverage LCD inclusion to gain reimbursement coverage with

private payers (insurance companies).

•Leverage Kaiser Permanente agreement to complete commercial

agreements with other healthcare institutions of scale.

•‘Gas-up’ the commercial tests for Kaiser Permanente and support

ramp up in demand for PIHSS.

•Publication of additional clinical evidence supporting the

outperformance of Cxbladder, to enable greater recognition of

Cxbladder in guidelines.

•Commercial launch of fourth Cxbladder test (Cxbladder Resolve)

planned for FY22.

22FY21 Interim Results Presentation

FY21 Interim Results Presentation23
NEW ZEALAND

•Bring NZ business to a cash-flow positive position.

•Extend commercial coverage by public healthcare

providers in NZ from 65% towards 100%.

•Grow out the number of Cxbladder products in

use with each of the existing public healthcare

customers.

•Publication of additional clinical evidence

supporting the clinical utility of Cxbladder to drive

further reimbursement, coverage and guideline

inclusion.

AUSTRALIA AND SOUTH EAST ASIA (SEA)

•Transition Australia and Singapore public

health care providers from their clinical

studies to a commercial customer model.

•Facilitate commercial discussions with

large scale SEA healthcare provider

partners to grow Pacific Edge’s SEA

business.

•Publication of a white paper summarising

the results from the completed user

programs from five public hospitals in

Singapore.

CONTINUING PROGRESS IN

‘REST OF WORLD’ MARKETS

STRONG GROWTH OUTLOOK FOR 2H21
AND BEYOND

•Momentum has continued into the second half of FY21 with U.S. cash receipts for

October increasing 68% on pcp.

•Test use and revenue growth expected to continue to escalate in 2H21 and beyond.

•Expect increasing number of commercial tests from CMS and Kaiser Permanente to

underpin strong revenue and operating cashflow growth.

•Identified opportunities for growth in all our targeted markets. US market remains our

primary focus.

•Strengthened balance sheet provides additional growth capital allowing us to scale-up

the business to meet the expected increase in demand for Cxbladder.

•More resources invested in the US, directed towards achieving commercial contracts

with large institutional healthcare customers and growing sales to existing customers

and private payer coverage inclusion.

24FY21 Interim Results Presentation

25
David Darling

Chief Executive Officer

Pacific Edge Limited

Tel: +64 3 479 5802 Mobile: +64 21 797981

Email: david.darling@pelnz.com

Enquiries to:

www.pacificedge.co.nz

www.cxbladder.com

www.pacificedgedx.com

FY21 Interim Results Presentation

CXBLADDER’S PIVOTAL COMMERCIAL CUSTOMERS

GLOSSARY
•CMS: Centres for Medicare and Medicaid in the US. Provide insurance coverage for healthcare of all US citizens over the

age of 65 years. This is approximately 62 million patients.

•Commercial Tests: Tests that have been analysed by Pacific Edge, for a specific customer, including the User Programmes

run by customers as part of their adoption process but excluding any tests run for clinical studies.

•Laboratory Throughput: Total commercial and non-commercial tests processed through Pacific Edge’s laboratories in the

USA and New Zealand, including tests for User Programmes.

•Local Coverage Determination (LCD): A decision by a Medicare Administrative Contractor (MAC) whether to cover a

particular service. In the case of a Laboratory Developed Test, such as Cxbladder, this is a national decision as all national

wide invoices are processed and signed off for coverage by Novitas(our MAC).

•Change in US revenue accounting from cash to accrual basis: Accrual accounting for US revenue (NZ IFRS 15): Since

Cxbladder'sinclusionin the LCD, the Group has beenable to reliably estimate both the probability, timing and size of

payment received from the CMS for each test. The inclusion within LCD combined with the growing support for the use of

Cxbladder within the US has also allowed the Group to reliably estimate both the probability and size of payment received

from customers covered by private insurance, or with no insurance cover. Therefore, an accrual has been included for tests

which have been performed but for which payment had not been received by 30 September 2020. There has been no

change to the revenue accounting policy for ROW which is on an accrual basis.

27FY21 Interim Results Presentation

GLOSSARY
•Rule-Out Tests: A relatively new form of diagnostic process requiring performance metrics of high sensitivity and a high

Negative Predictive Value (NPV). High sensitivity and high NPV will provide an accurate ruling out of patients who do not

have disease.

•Rule-In Tests: More conventional diagnostic process that identifies those people who have disease. The performance

metrics are usually high sensitivity and high specificity.

•LDT: Laboratory Developed Tests are a class of medical tests that are regulated under CLIA c.fthe FDA

•MAC: Medicare Accredited contractor. The CMS (see definition for CMS) have defined 9 regions across the US and

appointed MAC’s to administer their business for CMS patients. Pacific Edge’s MAC is NOVITAS. NOVITAS is the MAC that

administers the CMS business in the region where the Pacific Edge laboratory is located. All patient invoices for Cxbladder

tests carried out on CMS patients across the US are administered by NOVITAS under the LCD (See definition of LCD)

28FY21 Interim Results Presentation

---

INTERIM
FINANCIAL

STATEMENTS

FOR THE SIX MONTHS

ENDED 30 SEPTEMBER 2020

PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020
Note: These Financial Statements are to be read in conjunction with the Notes to the Financial Statements

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

STATEMENT OF COMPREHENSIVE INCOME

NOTES

UNAUDITED

SEPT 2020

6 MONTHS

($000)

UNAUDITED

SEPT 2019

6 MONTHS

($000)

AUDITED

MARCH 2020

12 MONTHS

($000)

REVENUE

Operating Revenue 43,326 2,285 4,370

Total Operating Revenue 3,326 2,285 4,370

Other Income4 558 282 584

Interest Income 173 115 249

Foreign Exchange Gain (Loss) 3 19 (5)

Total Revenue and Other Income 4,060 2,701 5,198

OPERATING EXPENSES

Laboratory Operations2,540 2,656 5,181

Research 2,339 1,974 3,916

Sales and Marketing 3,366 4,102 8,571

General and Administration 2,908 3,358 6,416

Total Operating Expenses5 11,153 12,090 24,084

NET (LOSS) BEFORE TAX(7,093) (9,389) (18,886)

Income Tax Expense---

(LOSS) FOR THE PERIOD AFTER TAX(7,093) (9,389) (18,886)

Items that may be reclassified to profit or loss:

Translation of Foreign Operations 14 (17) (96)

TOTAL COMPREHENSIVE (LOSS) atttributable

to equity holders of the Company

(7,079) (9,406) (18,982)

Earnings per share for profit attributable to the

equity holders of the Company during the period

Basic and Diluted Earnings per share (0.010) (0.018) (0.032)

Interim Financial Statements

Statement of Comprehensive Income 3

Statement of Changes in Equity 4

Balance Sheet 6

Statement of Cash Flows 7

Notes to the Financial Statements

1. Summary of Accounting Policies 8

2. Investment and Advances in Subsidiaries 11

3. Dividends 11

4. Revenue and Other Income 11

5. Operating Expenses 12

6. Segment Information 13

7. Share Capital 18

8. Reconciliation of Cash Used from Operating

Activities with Operating Net Loss 19

9. Contingent Liabilities 19

10. Contingent Assets 19

11. Capital Commitments 20

12. Right of Use Assets and Lease Liability 20

13. Subsequent Event 20

14. The Impact of Covid-19 20

15. Going Concern 21

16. Related Parties 22

17. Net Tangible Assets 23

3 2

PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020
FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

STATEMENT OF CHANGES IN EQUITY

NOTES

SHARE

CAPITAL

RETAINED

EARNINGS

SHARE BASED

PAYMENTS

RESERVE

FOREIGN CURRENCY

TRANSLATION

RESERVE

TOTAL

EQUITY

($000)($000)($000)($000)($000)

UNAUDITED 6 MONTHS TO 30 SEPT 2019

Balance as at 31 March 2019 146,403 (137,877) 4,507 877 13,910

(Loss) After Tax - (9,389) - - (9,389)

Other Comprehensive Income - - - (17) (17)

TOTAL COMPREHENSIVE (LOSS) atttributable to equity holders of the Company - (9,389) - (17) (9,406)

Transactions with owners in their capacity as owners:

Issue of Share Capital7 - - - - -

Share Based Payments - Employee Remuneration7 112 - - - 112

Share Based Payments - Employee Share Options7 - 435 (115) - 320

Balance as at 30 September 2019 146,515 (146,831) 4,392 860 4,936

UNAUDITED 6 MONTHS TO 30 SEPT 2020

Balance as at 31 March 2020 165,423 (156,242) 4,542 781 14,504

(Loss) After Tax - (7,093) - - (7,093)

Other Comprehensive Income - - - 1414

TOTAL COMPREHENSIVE (LOSS) atttributable to equity holders of the Company - (7,093) - 14(7,079)

Transactions with owners in their capacity as owners:

Issue of Share Capital7 21,968 - - - 21,968

Share Based Payments - Employee Remuneration7 284 - - - 284

Share Based Payments - Employee Share Options7 348 404 38 - 790

Balance as at 30 September 2020 188,023 (162,931) 4,580 795 30,467

AUDITED 12 MONTHS TO 31 MARCH 2020

Balance as at 31 March 2019 146,403 (137,877) 4,507 877 13,910

(Loss) After Tax - (18,886) - - (18,886)

Other Comprehensive Income - - - (96) (96)

TOTAL COMPREHENSIVE (LOSS) atttributable to equity holders of the Company - (18,886) - (96) (18,982)

Transactions with owners in their capacity as owners:

Issue of Share Capital7 18,857 - - - 18,857

Share Based Payments - Employee Remuneration7 163 - - - 163

Share Based Payments - Employee Share Options7 - 521 35 - 556

Balance as at 31 March 2020 165,423 (156,242) 4,542 781 14,504

Note: These Financial Statements are to be read in conjunction with the Notes to the Financial Statements

5 4

PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020
For and on behalf of the Board of DirectorsDirector Director

Dated 25th day of November 2020

AS AT 30 SEPTEMBER 2020

BALANCE SHEET

NOTES

UNAUDITED

SEPT 2020

6 MONTHS

UNAUDITED

SEPT 2019

6 MONTHS

AUDITED

MARCH 2020

12 MONTHS

($000)($000)($000)

CURRENT ASSETS

Cash and Cash Equivalents 6,283 2,737 1,755

Short Term Deposits 23,000 2,000 13,029

Receivables1,656 952 642

Inventory 791 828 796

Other Assets 760 923 694

Total Current Assets32,490 7,440 16,916

NON-CURRENT ASSETS

Property, Plant and Equipment 664 661 652

Right of Use Assets123,652 1,500 1,581

Intangible Assets 176 208 179

Total Non-Current Assets4,492 2,369 2,412

TOTAL ASSETS36,982 9,809 19,328

CURRENT LIABILITIES

Payables and Accruals 2,136 3,372 3,270

Borrowings14 803 --

Lease Liabilities12 1,264 1,149 983

Total Current Liabilities4,203 4,521 4,253

NON-CURRENT LIABILITIES

Lease Liabilities122,312 352 571

Total Non-Current Liabilities2,312 352 571

TOTAL LIABILITIES6,515 4,873 4,824

NET ASSETS30,467 4,936 14,504

Represented by:

EQUITY

Share Capital7 188,023 146,515 165,423

Accumulated Losses(162,931) (146,831) (156,242)

Share Based Payments Reserve4,580 4,392 4,542

Foreign Translation Reserve 795 860 781

TOTAL EQUITY30,467 4,936 14,504

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

STATEMENT OF CASH FLOWS

NOTES

UNAUDITED

SEPT 2020

6 MONTHS

UNAUDITED

SEPT 2019

6 MONTHS

AUDITED

MARCH 2020

12 MONTHS

($000)($000)($000)

CASH FLOWS TO OPERATING ACTIVITIES

Cash was provided from:

Receipts from Customers2,553 2,350 4,431

Receipts from Grant Providers277 641 1,184

Interest Received 183 161 241

3,013 3,152 5,856

Cash was disbursed to:

Payments to Suppliers and Employees 10,739 10,511 21,190

Net GST cash outflow (inflow) (47) 46 51

10,692 10,557 21,241

Net Cash Flows To Operating Activities8(7,679) (7,405) (15,385)

CASH FLOWS TO INVESTING ACTIVITIES:

Cash was provided from:

Proceeds from Short Term Deposits 13,029 8,000 8,000

13,029 8,000 8,000

Cash was disbursed to:

Purchase of Short Term Deposits 23,000 2,000 13,029

Capital Expenditure on Plant and Equipment 140 41 116

Capital Expenditure on Intangible Assets 42 30 67

23,182 2,071 13,212

Net Cash Flows To Investing Activities (10,153) 5,929 (5,212)

CASH FLOWS FROM FINANCING ACTIVITIES:

Cash was received from:

Proceeds from Borrowings14803 - -

Ordinary Shares Issued7 22,204 - 20,136

23,007 - 20,136

Cash was disbursed to:

Repayment of Leases 654 609 1,211

Issue Expenses7 32 3 1,280

686 612 2,491

Net Cash Flows From Financing Activities22,321(612) 17,645

Net Increase (Decrease) in Cash Held4,489(2,088) (2,952)

Add Opening Cash Brought Forward 1,755 4,847 4,847

Effect of exchange rate changes on net cash 39 (22) (140)

Ending Cash Carried Forward 6,283 2,737 1,755

Note: These Financial Statements are to be read in conjunction with the Notes to the Financial StatementsNote: These Financial Statements are to be read in conjunction with the Notes to the Financial Statements

7 6

PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020
FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

1 . SUMMARY OF ACCOUNTING POLICIES

The unaudited interim financial statements (“Interim Financial Statements”) presented

are those of Pacific Edge Limited (“Company”) and its subsidiaries (“Group”). The

Company is registered and domiciled in New Zealand for the purpose of developing

and commercialising new diagnostic and prognostic tools for the early detection and

management of cancers. Pacific Edge Diagnostics New Zealand Limited and Pacific Edge

Diagnostics USA Limited manage and operate the laboratories used for the detection

of bladder cancer. Pacific Edge Pty Limited’s purpose is to research and develop the

Cxbladder products and other prognostic tools. Pacific Edge Diagnostics Singapore Pte

Limited’s purpose is the sales and marketing of bladder cancer products and assisting with

research and development and Pacific Edge Analytical Services Limited is a dormant entity.

The Company is a for profit entity, registered in New Zealand under the Companies Act

1993 and is a reporting entity for the purposes of the Financial Markets Conduct Act 2013.

The Company is listed on the New Zealand Stock Exchange (NZX).

a) Basis of Preparation of Financial Statements

The Interim Financial Statements for the six months ended 30 September 2020 have

been prepared in accordance with New Zealand Generally Accepted Accounting Practice

(GAAP) and the Financial Markets Conduct Act 2013. The Group is designated as a

profit-oriented entity for financial reporting purposes.

The Interim Financial Statements have been prepared in accordance with NZ IAS 34 -

Interim Financial Reporting. In complying with NZ IAS 34, these consolidated Interim

Financial Statements also comply with IAS 34 - Interim Financial Reporting and should

be read in conjunction with the Company’s 2020 Annual Report. The Interim Financial

Statements for the six months ended 30 September 2020 are unaudited. Comparative

balances for 30 September 2019 are unaudited, whilst the comparative balances for 31

March 2020 are audited.

The Interim Financial Statements are prepared on the basis of historical cost, except where

otherwise identified. The presentational currency used in the preparation of the financial

statements is New Zealand dollars and all values are rounded to the nearest thousand

dollars ($000).

b) Accounting Policies and Accounting Estimates

All significant accounting policies have been applied on a basis consistent with those used in

the audited financial statements of Pacific Edge Limited for the year ended 31 March 2020.

There has been a change in a Critical Accounting Estimate for commercial test revenue

recognised in the US. This has resulted in Operating Revenue increasing by $769,835 for

the reporting period ended 30 September 2020.

US revenue recognition from tests performed

NZ IFRS 15: Revenue from contracts with customers requires Directors to apply significant

judgement to determine whether revenue can be recognised in advance of the receipt of cash.

The significant judgements adopted by the Group in applying NZ IFRS 15 criteria include:

- Determining if a contract with the customer exists;

- The rights of each party are identified;

- Payment terms are identified;

- The contract has commercial substance; and

- Determining whether it is probable that the entity will collect the consideration to

which it is entitled.

The Group performs Cxbladder tests when requested by a patient’s physician. At the point

the test results are returned to the physician, the Group has satisfied its performance

obligation and has the right to issue an invoice. The Group has determined a contract

exists, and payment terms are identified, the contract has commercial substance and the

rights of each party have been identified.

For the prior comparative periods (31 March 2020 and 30 September 2019) the Group had

judged it is not probable that any consideration will be received from Centers for Medicare

and Medicaid Services (CMS) as inclusion in the Local Coverage Determination (LCD) with

the CMS had not yet been obtained, and that for customers covered by private insurance,

or with no insurance cover, the Group could not reliably estimate both the probability and

size of payment received. The Group therefore recognised Operating Revenue from the

US when cash was received, with no revenue accrual for tests performed but unpaid at

balance date.

On the 3rd July 2020, Pacific Edge received notice of inclusion in the LCD, resulting in the

Company receiving reimbursement for Cxbladder Monitor and Detect tests performed

after 1 July 2020 for patients covered by the Centers for Medicare and Medicaid Services

(CMS) across the US that are deemed medically necessary. Reimbursement for these tests

is at the already determined national CMS price for Cxbladder of US$760 per test. The CMS

provides healthcare coverage for all US citizens over 65 years. CMS tests currently make up

approximately 40% of Pacific Edge’s current Commercial Tests in the US.

Since Cxbladder’s inclusion in the LCD, the Group has been able to reliably estimate

both the probability and size of payment received from the CMS. The inclusion within

LCD combined with the growing support for the use of Cxbladder within the US has also

allowed the Group to reliably estimate both the probability and size of payment received

from customers covered by Medicare Advantage.

The remaining tests covered by private insurance, or with no insurance cover, have not

been included in the revenue accrual until further history provides the basis on which a

reliable estimate of both the probability and size of payment received can be made.

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

9 8

PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020
The Group has included in Operating Revenue recognition of revenue for tests performed

for both Medicare and Medicare Advantage from 1 July 2020 (date at which Cxbladder

was included within the LCD and reimbursement commenced) to 30 September 2020 for

which payment has not been received by 30 September 2020. The amount included in

both Operating Revenue in the Statement of Comprehensive Income and in Receivables in

the Balance Sheet is US$493,310 (NZ$769,835).

Strong subsequent cash receipt from 1 October 2020 until the 25th November 2020

supports the accrual of revenue for the period ending 30 September 2020.

Rest of World revenue recognition from tests performed

There has been no change in accounting policy or estimates for Operating Revenue for the

Rest of World. The Group performs Cxbladder tests when requested by a patient’s physician

in New Zealand, Australia and Singapore. At the point the test results are returned to the

physician, the Group has satisfied its performance obligation and an invoice is issued to the

customer, therefore revenue is recognised when the invoice is issued.

c) Authorisation

The Interim Financial Statements were authorised by the Board of Directors on 25th

November 2020. The Annual Financial Statements for the year ended 31 March 2020 were

authorised by the Board of Directors on 28th May 2020.

d) Audit

The Interim Financial Statements have not been audited. The comparative full year

financial results for the year ended 31 March 2020 have been audited.

e) Basis of Consolidation

The following entities and the basis of their inclusion for consolidation in these Interim

Financial Statements are as follows:

Ownership Interests

& Voting Rights

Name of Subsidiary

Place of

Incorporation

(or registration)

and Operation

Principal Activity

30 Sept

2020

(%)

30 Sept

2019

(%)

Pacific Edge Diagnostics

New Zealand Limited

New Zealand

Commercial Laboratory

Operation

100100

Pacific Edge Pty LimitedAustralia

Biotechnology Research

& Development

100100

Pacific Edge Diagnostics

USA Limited

USA

Commercial Laboratory

Operation

100100

Pacific Edge Diagnostics

Singapore Pte Limited

Singapore

Commercial Sales and

Biotechnology Research

& Development

100100

Pacific Edge Analytical

Services Limited

New ZealandDormant Company100100

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

2. INVESTMENT AND ADVANCES IN SUBSIDIARIES

The consolidated Interim Financial Statements incorporate the assets and liabilities and

results of Pacific Edge Diagnostics New Zealand Limited, Pacific Edge Diagnostics USA

Limited, Pacific Edge Diagnostics Singapore Pte Limited, Pacific Edge Analytical Services

Limited and Pacific Edge Pty Limited, all of which are 100% owned by the Company.

Subsidiaries have a 31 March balance date. The investments in and advances to subsidiaries

are eliminated on consolidation in the Group financial statements.

3. DIVIDENDS

The Company does not propose to pay dividends to shareholders similar to previous years.

This policy continues.

4. REVENUE AND OTHER INCOME

Unaudited

Sept 2020

6 Months

($000)

Unaudited

Sept 2019

6 Months

($000)

Audited

March 2020

12 Months

($000)

Cxbladder Sales - Recognised at a point in timeCxbladder Sales - Recognised at a point in time

- US- US2,9062,906 1,984 1,984 3,778 3,778

- Rest of World- Rest of World 420 420 301 301 592 592

Total Operating Revenue Total Operating Revenue 3,3263,326 2,285 2,285 4,370 4,370

Other IncomeOther Income

Grant RevenueGrant Revenue 303 303 49 49 98 98

Research Rebate ReceivedResearch Rebate Received 255 255 233 233 486 486

Total Other IncomeTotal Other Income558558 282 282 584 584

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

11 10

PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020
5. OPERATING EXPENSES

The note below highlights the expenses shown within total operating expenses. These

items are then split across functions laboratory, research, sales and marketing and general

and administration as reported in the Annual Report.

Notes

Unaudited

Sept 2020

6 Months

($000)

Unaudited

Sept 2019

6 Months

($000)

Audited

March 2020

12 Months

($000)

Operating ExpensesOperating Expenses

AmortisationAmortisation 44 44 58 58 122 122

Auditors Remuneration Auditors Remuneration

- Group year end financial statements- Group year end financial statements 68 68 73 73 129 129

- Half year review of financial statements- Half year review of financial statements 29 21 21

- R&D review of Callaghan Innovation - - 4 4 -

- Foreign statutory financial statements6 - 21

103 98 171

DepreciationDepreciation 106 79 173

Depreciation on Right of Use AssetsDepreciation on Right of Use Assets 569 569 571 571 1,132 1,132

Directors FeesDirectors Fees 151 169 321

Employee BenefitsEmployee Benefits 4,376 4,376 5,558 5,558 11,228 11,228

Employee Share Scheme ExpensesEmployee Share Scheme Expenses 284 284 115 115 163 163

Employee Share OptionsEmployee Share Options 585 585 318 318 556 556

Interest on Lease LiabilitiesInterest on Lease Liabilities 37 37 48 48 65 65

Rental and Lease Expense*Rental and Lease Expense* 19 20 22

Other Operating ExpensesOther Operating Expenses4,8794,879 5,056 5,056 10,13110,131

Total Operating ExpensesTotal Operating Expenses 11,153 11,153 12,090 12,090 24,084 24,084

*Due to the adoption of NZ IFRS 16, this now only includes short term, low value and variable lease

payments, the remaining payments are now represented by depreciation on right of use assets and

interest on lease liabilities.

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

Employee Share Options

Employee Share Options are a non-cash expense. Refer to Note 8 of the Annual Report for

details of the accounting policy for Employee Share Schemes.

Employee Share Scheme

Employee Share Scheme Expenses are a non-cash expense. These relate to shares issued

to employees in lieu of cash bonuses.

Other Operating Expenses

The major categories of expenditure which make up operating expenses, but are not

disclosed separately above: Laboratory costs, Information Technology costs, Compliance

and Regulatory costs, NZX and Registry fees, Investor Relations costs, Consultants and

Contractors.

6. SEGMENT INFORMATION

Operating segments are reported in a manner consistent with the internal reporting

provided to the chief operating decision-maker. The chief operating decision-maker,

who is responsible for allocating resources and assessing performance of the operating

segments, has been identified as the Chief Executive Officer who makes strategic

decisions.

There are two operating segments at balance date:

1. Commercial: The sales, marketing, laboratory and support operations to run the

commercial businesses worldwide.

2. Research: The research and development of diagnostic and prognostic products for

human cancer.

The reportable operating segment Commercial derives its revenue primarily from sales

of Cxbladder tests and the reportable operating segment Research derives its revenue

primarily from Grant Revenue. The Chief Executive Officer assesses the performance of

the operating segments based on net (loss) for the period.

Segment income, expenses and profitability are presented on a gross basis excluding

inter-segment eliminations to best represent the performance of each segment operating

as independent business units. The segment information provided to the Chief Executive

Officer for the reportable segment described above, for the six months ended

30 September 2020, is shown on the following page.

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

13 12

PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020
Unaudited 6 Months

to 30 September 2020

Commercial

($000)

Research

($000)

Less:

Eliminations

($000)

Total

External

Income

($000)

Income

Operating Revenue - External3,326 - - 3,326

- Internal - - - -

Other Income 151806 (399)558

Interest Income - 173 - 173

Foreign Exchange Gain 2 1 - 3

Total Income3,479 980 (399)4,060

Expenses

Expenses 5,866 4,967 (399) 10,434

Depreciation & Amortisation 503 216 - 719

Total Operating Expenses 6,369 5,183 (399) 11,153

Loss Before Tax(2,890)(4,203)-(7,093)

Income Tax Expense - - - -

Loss After Tax(2,890)(4,203)-(7,093)

Net Cash Flow to Operating Activities(4,053) (3,626) - (7,679)

Audited 12 Months

to 31 March 2020

Commercial

($000)

Research

($000)

Less:

Eliminations

($000)

Total

External

Income

($000)

Income

Operating Revenue - External 4,370 - - 4,370

- Internal - - - -

Other Income 376 1,381 (1,173) 584

Interest Income 6 245 (2) 249

Foreign Exchange Gain - (5) - (5)

Total Income 4,752 1,621 (1,175) 5,198

Expenses

Expenses 15,093 8,740 (1,175) 22,658

Depreciation & Amortisation 1,015 411 - 1,426

Total Operating Expenses16,108 9,151 (1,175) 24,084

Loss Before Tax (11,356) (7,530) - (18,886)

Income Tax Expense- - - -

Loss After Tax (11,356) (7,530) - (18,886)

Net Cash Flow to Operating Activities (9,910) (5,475) - (15,385)

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

Unaudited 6 Months

to 30 September 2019

Commercial

($000)

Research

($000)

Less:

Eliminations

($000)

Total

External

Income

($000)

Income

Operating Revenue - External 2,280 5 - 2,285

- Internal - - - -

Other Income 180 522 (420) 282

Interest Income 1 116 (2) 115

Foreign Exchange Gain 2 16 1 19

Total Income 2,463 659 (421) 2,701

Expenses

Expenses 7,194 4,609 (421) 11,382

Depreciation & Amortisation 513 195 - 708

Total Operating Expenses 7,707 4,804 (421) 12,090

Loss Before Tax (5,244) (4,145) - (9,389)

Income Tax Expense- - - -

Loss After Tax (5,244) (4,145) - (9,389)

Net Cash Flow to Operating Activities (4,349) (3,056) - (7,405)

Eliminations

These are the intercompany transactions between the subsidiaries and the Parent.

These are eliminated on consolidation of Group results.

Total Laboratory Throughput: (unaudited)

Commercial

(#tests)

Research

(#tests)

Total

(#tests)

Six months ended 30 September 2020 5,591* 1,273* 6,864*

Twelve months ended 31 March 2020 13,627 3,234 16,861

Six months ended 30 September 2019 6,573 1,574 8,147

* Refer to note 14 for further details of the impact of Covid-19 on test numbers.

Laboratory Throughput is a key metric for the Group: Laboratory Throughput provides

evidence of the usage of Cxbladder products globally and the rates of adoption between

different customer segments. Total Laboratory Throughput includes Commercial Tests,

which are invoiced to customers and Research Tests which are not considered to be

billable as these tests relate to user programs or other non-chargeable activities.

Commercial test numbers are also a key metric for the Group: Commercial Tests are those

tests for which the Company is actively seeking reimbursement and cash receipts, and

tests performed at no charge in order to gain new customers.


FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

15 14

PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020
Segment Assets and Liabilities Information:

As at 30 September 2020

Commercial

($000)

Research

($000)

Total

($000)

Total Assets5,805 31,177 36,982

Total Liabilities4,895 1,620 6,515


As at 31 March 2020

Commercial

($000)

Research

($000)

Total

($000)

Total Assets 2,374 16,954 19,328

Total Liabilities 2,842 1,982 4,824

As at 30 September 2019

Commercial

($000)

Research

($000)

Total

($000)

Total Assets 3,151 6,658 9,809

Total Liabilities 3,421 1,452 4,873

Additions to non-current assets for the period include:

Commercial

($000)

Research

($000)

Total

($000)

Property, Plant & Equipment 80 91 171

Right of Use Assets2,694 16 2,710

Intangible Assets 22 30 52

Total Additions to Non-Current Assets2,796 137 2,933

The amounts provided to the Chief Executive Officer with respect to total assets and total

liabilities are measured in a manner consistent with that of the financial statements. These

assets and liabilities are allocated based on the operation of the segment and the physical

location of the asset.

There are no unallocated assets or liabilities.

Geographic Split of Revenue and Non-Current Assets

The Group generates most of the operating revenue from Commercial tests from the

US and New Zealand, and also receives Grant Revenue from the US, Australia and New

Zealand. Rest of World consists of Revenue from Australia and Singapore.

Unaudited

Sept 2020

6 Months

($000)

Unaudited

Sept 2019

6 Months

($000)

Audited

March 2020

12 Months

($000)

Operating and Grant RevenueOperating and Grant Revenue

USUS2,906*2,906* 1,987 1,987 3,778 3,778

New ZealandNew Zealand 584 341 675

Rest of WorldRest of World 394 394 239 239 501 501

Total Operating and Grant RevenueTotal Operating and Grant Revenue3,8843,884 2,567 2,567 4,954 4,954

* US Operating and Grant Revenue for the 6 months to September 2020 includes Accrual Revenue, not

included in prior reported periods. Refer to note 1(b) for details.

The US accounted for 60% of non-current assets (March 2020: 37% and September 2019:

54%). Non-current assets located in New Zealand accounted for 39% of the Group’s total

(March 2020: 61% and September 2019: 45%), with Rest of World consisting of non-current

assets in Australia and Signgapore, holding 1% of the Group’s total (March 2020: 2%,

September 2019: 1%).

Unaudited

Sept 2020

6 Months

($000)

Unaudited

Sept 2019

6 Months

($000)

Audited

March 2020

12 Months

($000)

Non-Current AssetsNon-Current Assets

USUS2,702*2,702* 1,284 1,284 885 885

New ZealandNew Zealand 1,736 1,062 1,478

Rest of WorldRest of World 54 54 23 23 49 49

Total Non-Current AssetsTotal Non-Current Assets4,4924,492 2,369 2,369 2,412 2,412

* Increase in Non-Current Assets for the 6 months to September 2020 is impacted by Right of Use Asset

increase from resigning of Lease. Refer to Note 12.

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

17 16

PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020
7. SHARE CAPITAL

Sept 2020

6 Months

Shares (000)

Unaudited

Sept 2020

6 Months

($000)

Unaudited

Sept 2019

6 Months

($000)

Audited

March 2020

12 Months

($000)

Opening Balance 689,652 165,423 146,403 146,403

Issue of Ordinary Shares - Rights Issue

and Direct Offers

1

33,847 22,000 - 20,136

Issue of Ordinary Shares - Exercise of

Share Options

2

620 348 - -

Issue of Ordinary Shares - Employee

Remuneration

3

645 284 115 163

Less: Issue Expenses - (32) (3) (1,279)

Movement35,112 22,600 112 19,020

Closing Balance724,764 188,023 146,515 165,423

There are 724,763,562 (March 2020: 689,652,227 and September 2019: 511,381,538)

Ordinary Shares on issue.

All fully paid shares in the Company have equal voting rights and equal rights to dividends.

All Ordinary Shares are fully paid and have no par value.

1

During the period 33,846,154 shares were issued under private placements at an average price of $0.65 per

share. (2020: 178,026,769, $0.11)

2

During the period 619,999 share options were exercised at an average price of $0.33 per share (2020: Nil)

3

During the period 645,182 shares were issued as part of employees remuneration in lieu of cash payments at an

average price of $0.44 per share. (2020: 753,994, $0.22)

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

8. RECONCILIATION OF CASH USED FROM OPERATING ACTIVITIES WITH

OPERATING NET LOSS

Unaudited

Sept 2020

6 Months

($000)

Unaudited

Sept 2019

6 Months

($000)

Audited

March 2020

12 Months

($000)

Net Loss for the Period(7,093) (9,389) (18,886)

Add Non Cash Items:

Depreciation 106 79 173

Amortisation 44 58 123

Employee Share Options 585 318 556

Employee bonuses paid in shares in lieu of cash 284 115 163

Depreciation on right of use assets 569 571 1,131

Interest on finance leases shown in lease repayments 37 48 65

Total Non Cash Items 1,625 1,189 2,211

Add Movements in Other Working Capital items:

(Increase) in Receivables and Other Assets(1,081)- 539

(Increase) in Inventory 6 14 46

Increase/(Decrease) in Payables and Accruals (1,133) 799 698

Effect of exchange rates on net cash (3) (18) 7

Total Movement in Other Working Capital(2,211) 795 1,290

Net Cash Flows to Operating Activities(7,679) (7,405) (15,385)

9. CONTINGENT LIABILITIES

There were no known contingent liabilities at 30 September 2020 (March 2020: Nil and

September 2019: Nil). The Company and Group have not granted any securities in respect

of liabilities payable by any other party whatsoever.

10. CONTINGENT ASSETS

Approximately 40% of Cxbladder tests performed by the Group in the US up to 30th June

2020 relate to patients covered by the Centers for Medicare and Medicaid Services (CMS).

The Group invoiced CMS for test performed for all patients with CMS coverage, however

no revenue from these tests has been recognised.

On 3rd July 2020 the Company received a positive coverage decision from CMS, which

results in the Company receiving reimbursement from CMS for all Cxbladder Monitor and

Detect tests performed after 1 July 2020 for patients covered by the CMS across the US

that are deemed medically necessary. Reimbursement for these tests is at the already

determined national CMS price for Cxbladder of US$760 per test.

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

19 18

PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020
The Company has commenced discussions with Novitas Solutions Inc who administer the

health insurance for the Centers for Medicare & Medicaid CMS seeking reimbursement for

tests performed prior to 30 June 2020 for patients covered by the CMS.

Tests performed prior to 30 June 2020 for CMS total 22,634.

No revenue has been recognised for these tests as they do not meet the definition of

revenue as per IFRS 15 - Revenue from Contracts with Customers, as there is no certainty

of any reimbursement on any of these tests performed prior to 30 June 2020, and

there is no ability to reliably estimate the level of consideration that would be received if

agreement can be reached with Novitas Solutions Inc over these previously performed

tests.

11. CAPITAL COMMITMENTS

There are no capital commitments at 30 September 2020 (March 2020: Nil and

September 2019: Nil).

12. RIGHT OF USE ASSET AND LEASE LIABILITY

During the six months to 30 September 2020, Pacific Edge Diagnostics USA Limited

resigned the lease on the offices and laboratory in Hershey, Pennsylvania, for a further

three years commencing 1 December 2020. The lease, including embedded operating

costs related to the property have resulted in an increase in the Right of Use Asset and

Lease Liability of US $1.500m (NZ $2.272m).

13. SUBSEQUENT EVENTS

There have been no subsequent events.

14. THE IMPACT OF COVID-19

In the markets the Group operates in, measures have been employed by Governments in

an attempt to limit the spread of the Covid-19 virus. This restricted the ability for people

to visit clinics and have tests performed for the occurrence of bladder cancer. This has

resulted in reduced Test Throughput quantities seen by the Group in the six months to 30

September 2020 with Test Throughput of 6,864. This is 84% of the Test Throughput for

the six months ended 30 September 2019 (8,147), and 79% of the Test Throughput for the

six months ended 31 March 2020 (8,714).

The Company has seen Test Throughput increase from the lows seen April and May 2020

(average of 854 tests per month, down 41% on the average for April and May 2019), to Test

Throughput of 1,431 for the month of September 2020 (up 8% on the Test Throughput for

September 2019).

As a result of the reduced throughput from patients visiting clinics, the Company has

seen increased adoption of the unique in-home sampling system which allows patients to

perform tests at home, with the results provided to their urologists. The Group has also

seen increased sales activity with institutions as they seek alternative methods to treat

their patients remotely.

The Group has also been able to reduce costs to offset reduced Test Throughput, with

Operating Expenses for the six months to 30 September 2020 down 8% on the expenses

for the six months to 30 September 2019, and down 7% on the six months to 31 March

2020. The Group has also received support in the form of Covid-19 relief packages from

the Governments in New Zealand, Australia, Singapore and the US.

During the six months ending 30 September 2020, Pacific Edge Diagnostics USA Limited

received US $530,242 (NZ $803,034) via the Paycheck Protection Program. The funds

were provided as a loan to companies to support the retention of US staff during the

Covid pandemic. Based on meeting criteria relating to staff retention, companies can

apply to have this loan and accrued interest forgiven. The amount of loan forgiven will be

reduced if the borrower terminates employees or reduces salaries during the forgiveness

period. Pacific Edge Diagnostics USA Limited has applied for the loan to be forgiven, but

at reporting date is yet to receive confirmation that this has occurred, resulting in the

funds received being classified as Borrowings. Successful confirmation of loan forgiveness

will result in the Borrowings stated in the 30 September 2020 Balance Sheet being

recorded as Grant Revenue in the Statement of Comprehensive Income. Should the loan

not be forgiven, Pacific Edge Diagnostics USA Limited will be required to repay the loan

within a two year period from issue (April 2020) and pay interest at 1%.

Due to the unpredictability in test quantities from Covid-19, the Directors continue to

closely monitor movements in test quantities for the Group and continue to take action

where appropriate.

15. GOING CONCERN

The Interim Financial Statements have been prepared on the going concern basis which

assumes that the Company will have sufficient cash to pay its debts as they fall due for a

minimum of 12 months from the signing of the Interim Financial Statements.

As at 30 September 2020, the Company had $29.283m of cash and cash equivalents

on hand (March 2020: $14.784m and September 2019: $4.737m). The Company had net

assets of $30.467m at 30 September 2020 (March 2020: $14.504m and September 2019:

$4.936m) and cash receipts totalling $3.013m were received in the six month period to

30 September 2020 (twelve months ending 31 March 2020: $5.856m and six months

ending 30 September 2019: $3.152m). Net cash out flows from operating activities for the

six month period to 30 September 2020 were $7.679m (twelve months ending 31 March

2020: $15.385m and six months ending 30 September 2019: $7.405m).

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

21 20

PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020PACIFIC EDGE LIMITED INTERIM FINANCIAL STATEMENTS 2020
While the Company continues to incur operating losses, the Company remains solvent, has

$29.383m in cash as at 30 September 2020 and continues to pay its debts as they fall due.

The Company obtained two significant commercial milestones in the six months to

30 September 2020, which have increased Cash Receipts from Customers for the six

months to 30 September, and will have a positive impact on future revenues for the

Company.

The first of these announced on 17th June 2020 was that the Company and US healthcare

provider, Kaiser Permanente, have reached agreement for the commercial use of Pacific

Edge’s Cxbladder tests. Kaiser Permanente is one of the largest non-profit healthcare

providers in the US, with over 12 million members. It operates 39 hospitals and employs

approximately 23,000 physicians, and is expected to drive increased test numbers from

November 2020 on completion of systems integration work.

The second of these announced on 3rd July 2020 was the positive LCD decision,

resulting in the Company receiving reimbursement for all Cxbladder Monitor and Detect

tests performed after 1 July 2020 for patients covered by the Centers for Medicare

and Medicaid Services (CMS) across the US that are deemed medically necessary.

Reimbursement for these tests is at the already determined national CMS price for

Cxbladder of US $760 per test. The CMS provides healthcare coverage for all US citizens

over 65 years. CMS tests currently make up approximately 40% of Pacific Edge’s current

Commercial Tests in the US.

The obtainment of these commercial milestones have had, and will continue to have

a significant positive impact on the Company’s financial position. The Company

also continues to progress commercial negotiations with targeted large scale health

organisations in the US and whilst these negotiations are taking longer than expected to

complete, the Company continues to make good progress with these negotiations.

The Board of Directors has reviewed the forecasts of the Group and are satisfied that

based on their review, there will be adequate cash flows generated from operating and

financing activities to meet the obligations of the Group for at least twelve months from

signing the financial statements.

16. RELATED PARTIES

Details of all related party relationships have been disclosed in the annual report for the

year ended 31 March 2020. No new transactions with directors occurred that would be

considered a related party.

For the period ended 30 September 2020, the CEO received incentive payments totalling

$286,582, consisting of cash ($230,791) and shares ($55,791). These incentive payments

include payment of the FY20 incentives due, plus an additional incentive payment for

the achievement of two significant commercial milestones – the agreement with Kaiser

Permanente and the positive LCD decison.

The CEO was granted 750,000 share options in June 2020 under the Long-Term Incentive

component of their remuneration package.

17. NET TANGIBLE ASSETS

Net Tangible Assets per share is a non-GAAP measure that is required to be disclosed by

the NZX Listing Rules. The calculation of the Group’s Net Tangible Assets per share and it’s

reconciliation to the consolidated balance sheet is presented below.

Unaudited

Sept 2020

6 Months

($000)

Unaudited

Sept 2019

6 Months

($000)

Audited

March 2020

12 Months

($000)

Total Assets36,9829,80919,328

Less Intangible Assets176 208 179

Less Total Liabilities 6,515 4,873 4,824

Net Tangible Assets30,291 4,728 14,325

Number of Shares Issued (000’s)724,764511,382689,652

Net Tangible Assets per share$0.042$0.009$0.021

FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020FOR THE SIX MONTHS ENDED 30 SEPTEMBER 2020

NOTES TO THE FINANCIAL STATEMENTSNOTES TO THE FINANCIAL STATEMENTS

23 22

87 St David Street, PO Box 56, Dunedin, New Zealand
P +64 3 479 5800 F +64 3 479 5801

www.pacificedgedx.com

---

Pacific Edge Limited
Results announcement

(for Equity Security issuer/Equity and Debt Security issuer)




Results for announcement to the market

Name of issuer Pacific Edge Limited

Reporting Period 6 months to 30 September 2020

Previous Reporting Period 6 months to 30 September 2019

Currency NZD

Amount (000s) Percentage change

Revenue from continuing

operations

- Operating revenue $3,326

- Other income $734

Operating Revenue- 46%

Increase

Other Income - 76% Increase

Total Revenue $4,060 50% Increase

Net profit/(loss) from

continuing operations

($7,093) 25% Improvement

Total net profit/(loss) ($7,079) 25% Improvement

Interim/Final Dividend

Amount per Quoted Equity

Security

The Company does not propose to pay dividends to

shareholders

Imputed amount per Quoted

Equity Security

Not Applicable

Record Date Not Applicable

Dividend Payment Date Not Applicable

Current period Prior comparable period

Net tangible assets per

Quoted Equity Security

$0.042 $0.009

A brief explanation of any of

the figures above necessary

to enable the figures to be

understood

For commentary on the results, please refer to the commentary

in the released NZX release. Further information is also set out

in the unaudited financial statements of the Company for the 6

months to 30 September 2020 which accompany this

information.

Authority for this announcement

Name of person authorised

to make this announcement

Grant Gibson, Chief Financial Officer

Contact person for this

announcement

Grant Gibson

Contact phone number 03 479 8510

Contact email address grant.gibson@pelnz.com

Date of release through MAP 26 November 2020


Unaudited financial statements accompany this announcement.

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.