SPH Notice – ANZ New Zealand Investments Ltd

To
and
To
Full name(s):
For this disclosure,—
46,013,058
623,175,000
7.384%
52,071,416
614,892,000
8.468%
45,295,863
623,175,000
7.269%
51,699,971
614,892,000
8.408%
717,195
623,175,000
0.115%
371,445
614,892,000
0.060%
Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
NZX Limited
Oceania Healthcare Ltd
Relevant event being disclosed:Movement of 1% or more in substantial holding
Substantial product holder(s) giving disclosure
ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ Custodial Services New Zealand Limited
Summary of substantial holding
Class of quoted voting products:Common Stock - OCA
Date of relevant event: 27 November 2020
Date this disclosure made:27 November 2020
Date last disclosure made: 23 March 2020
(a) total number held in class:
(b) total in class:
(c) total percentage held in class:
The above summary excludes the custodial holdings of ANZ Custodial Services New Zealand Limited (which are set out below), so that these
are not double-counted in the aggregated related bodies disclosure.
Summaries of the individual holdings of each of ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ Custodial
Services New Zealand Limited are as follows.
Summary for:ANZ New Zealand Investments Limited
Summary for:
ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ
Custodial Services New Zealand Limited (aggregated as related bodies corporate)
(a) total number held in class:
(b) total in class:
(c) total percentage held in class:
For last disclosure,—
(b) total in class:
(c) total percentage held in class:
Summary for:ANZ Bank New Zealand Limited
For this disclosure,—
For this disclosure,—
(a) total number held in class:
(b) total in class:
(c) total percentage held in class:
For last disclosure,—
(a) total number held in class:
(c) total percentage held in class:
(a) total number held in class:
(b) total in class:
(c) total percentage held in class:
For last disclosure,—
(a) total number held in class:
(b) total in class:

717,195
623,175,000
0.115%
371,445
614,892,000
0.060%
On-market trades
Off-market trades
Date of
transaction
17/08/2020
17/08/2020
17/08/2020
17/08/2020
Relevant interests under the DIMS
On-market trades
Off-market trades
Date of
transaction
Relevant interests under the trading and custody service
On-market trades
Off-market trades
Date of
transaction
01/10/2020
On-market trades
Off-market trades
Date of
transaction
01/10/2020
Summary for:ANZ Custodial Services New Zealand Limited
For this disclosure,—
(a) total number held in class:
(b) total in class:
(c) total percentage held in class:
For last disclosure,—
(a) total number held in class:
(b) total in class:
(c) total percentage held in class:
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure by ANZ New Zealand Investments Limited:
Transaction TypePeriodSharesConsideration (NZD)
(6,978,616.00) 7,636,587.80
Transaction Type
Name of other party to the
transactionSharesConsideration (NZD)
On-market Purchases23/03/2020 - 27/11/20202,511,568.00 (2,019,880.03)
On-market Sales23/03/2020 - 27/11/2020(9,490,184.00) 9,656,467.83
Off-market Purchase93,281.00 (92,441.77)
Off-market Purchase218,332.00 (216,366.53)
Off-market Purchase213,978.00 (212,052.56)
Off-market Purchase48,917.00 (48,476.58)
On-market Purchases23/03/2020 - 27/11/2020- -
On-market Sales23/03/2020 - 27/11/2020- -
574,508.00 (569,337.44)
Details of the transactions or other events requiring disclosure by ANZ Bank New Zealand Limited:
Transaction TypePeriodSharesConsideration (NZD)
- -
Transaction Type
Name of other party ot the
transactionSharesConsideration (NZD)
Transaction TypePeriodSharesConsideration (NZD)
On-market Purchases23/03/2020 - 27/11/2020523,750.00 (399,966.00)
- -
Off-market Sale(38,000.00) 44,840.00
Transaction Type
Name of other party ot the
transactionSharesConsideration (NZD)
On-market Sales23/03/2020 - 27/11/2020(140,000.00) 129,158.40
383,750.00 (270,807.60)
On-market Purchases23/03/2020 - 27/11/2020523,750.00 (399,966.00)
On-market Sales23/03/2020 - 27/11/2020(140,000.00) 129,158.40
(38,000.00) 44,840.00
Details of the transactions or other events requiring disclosure by ANZ Custodial Services New Zealand Limited:
Transaction TypePeriodSharesConsideration (NZD)
Off-market Sale(38,000.00) 44,840.00
(38,000.00) 44,840.00
383,750.00 (270,807.60)
Transaction Type
Name of other party ot the
transactionSharesConsideration (NZD)

Details for:
45,295,863
7.269%
Details for:
0.115%
Details for:
(a) number held in class:
(b) percentage held in class:
(c) current registered holder(s): The New Zealand Guardian Trust Company Limited 28,720,838 or MFL Mutual Fund Limited 16,575,025
(d) registered holder(s) once transfers are registered: Unknown
ANZ Investments also has a relevant interest in the holdings of ANZ Bank New Zealand Limited and ANZ Custodial Services New Zealand
Limited as disclosed in this notice, because all of these companies are related bodies corporate.
ANZ Bank New Zealand Limited
Details after relevant event
ANZ New Zealand Investments Limited
Nature of relevant interest(s):
ANZ New Zealand Investments Limited (ANZ Investments) acts as a manager or investment manager for certain managed investment
schemes under investment management contracts. ANZ Investments has a relevant interest in the financial products arising only from the
powers of investment contained in the investment management contracts as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a qualified power to acquire or dispose of the financial products.
The investment management contracts are not attached to this notice pursuant to regulation 142 of the Financial Markets Conduct Regulations
2014 (Regulations).
For that relevant interest,—
(b) percentage held in class: 0.000%
(c) current registered holder(s): Unknown
(d) registered holder(s) once transfers are registered: ANZ Custodial Services New Zealand Limited
Nature of relevant interest(s):
ANZ Bank New Zealand Limited (ANZ Bank) acts as a discretionary investment management service (DIMS) provider in respect of investment
portfolios under a DIMS client agreement. ANZ Bank has a relevant interest in the financial products arising only from the powers of
investment contained in the DIMS client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a qualified power to acquire or dispose of the financial products.
The DIMS client agreement is not attached to this notice pursuant to regulation 142 of the Regulations.
For that relevant interest,—
(a) number held in class: -
(d) registered holder(s) of securities once transfers registered: ANZ Custodial Services New Zealand Limited
ANZ Bank also has a relevant interest in the holdings of ANZ New Zealand Investments Limited and ANZ Custodial Services New Zealand
Limited as disclosed in this notice, because all of these companies are related bodies corporate.
ANZ Custodial Services New Zealand Limited
Nature of relevant interest(s):
ANZ Custodial Services New Zealand Limited (ANZCS) is the custodian for:
ANZ Bank also provides a trading and custody service in respect of individual client investment portfolios under a trading service client
agreement. ANZ Bank has a relevant interest in the financial products arising only from the powers of investment contained in the trading
service client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a conditional power to dispose of the financial products.
The trading service client agreement is not attached to this notice pursuant to regulation 142 of the Regulations.
For that relevant interest,—
(a) number held in class: 717,195
(b) percentage held in class:
(c) current registered holder(s) of securities: Unknown
-ANZ Bank New Zealand Limited's discretionary investment management service and trading and custody service under a custody agreement.
ANZCS has a relevant interest in the financial products as it is the registered holder of the financial products.

Unknown
Contact details:
Certification
I, Manawaroa Nicholas, certify that, to the best of my knowledge and belief, the information contained
(a) number held in class: 717,195
(b) percentage held in class: 0.115%
(c) current registered holder(s):
(d) registered holder(s) once transfers are registered: ANZ Custodial Services New Zealand Limited
The custody agreement is not attached to this notice pursuant to regulation 141 of the Regulations.
For that relevant interest,—
ANZCS also has a relevant interest in the holdings of ANZ New Zealand Investments Limited and ANZ Bank New Zealand Limited as disclosed
in this notice, because all of these companies are related bodies corporate.
in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.
ANZ Investments, ANZ Bank and ANZCS: ANZ Centre, 23-29 Albert Street, Auckland 1010
Manawaroa Nicholas, 0800 269 296, Jamie.Nicholas@anz.com
Nature of connection between substantial security holders:
ANZ New Zealand Investments, ANZ Bank New Zealand and ANZ Custodial Services New Zealand are related bodies corporate under section
237(d) of the Financial Markets Conduct Act 2013.
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act
2013 in relation to the financial products to which this disclosure relates: None
Additional information
Address(es) of substantial product holder(s):