Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
27 November 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1.Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 27 November 2020
The previous notice was given to the ASX on: 13 November 2020
The previous notice was dated: 13 November 2020
2.Issued Share Capital
2,840,370,225 fully paid Ordinary Shares in the capital of ANZ have been issued as at
26 November 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid 4,021,903 0.14% 4,080,424 0.14%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid 4,021,903 0.14% 4,080,424 0.14%
4.Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
748 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,370,118 0.08%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,379,335 0.05%
Aggregation
4,080,424 0.14%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
13/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,381.28
Ordinary fully
paid
-109
13/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 196.62
Ordinary fully
paid
-9
13/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,001.96
Ordinary fully
paid
137
13/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,577.90
Ordinary fully
paid
118
18/11/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
1,712,884.77
Ordinary fully
paid
77,910
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,289.56
Ordinary fully
paid
-223
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 284.64
Ordinary fully
paid
-12
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 687.88
Ordinary fully
paid
-29
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,945.04
Ordinary fully
paid
-82
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
832.69
Ordinary fully
paid
35
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
545.56
Ordinary fully
paid
23
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,521.86
Ordinary fully
paid
106
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,731.56
Ordinary fully
paid
73
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,402.91
Ordinary fully
paid
101
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,660.40
Ordinary fully
paid
70
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,143.48
Ordinary fully
paid
-259
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 23,601.38
Ordinary fully
paid
-995
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 474.40
Ordinary fully
paid
-20
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,621.63
Ordinary fully
paid
-237
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,186.00
Ordinary fully
paid
-50
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 972.52
Ordinary fully
paid
-41
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
475.82
Ordinary fully
paid
20
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
308.36
Ordinary fully
paid
13
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,257.16
Ordinary fully
paid
-53
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 332.08
Ordinary fully
paid
-14
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,259.39
Ordinary fully
paid
137
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,229.68
Ordinary fully
paid
94
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 616.72
Ordinary fully
paid
-26
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,280.88
Ordinary fully
paid
-54
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 972.52
Ordinary fully
paid
-41
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,138.56
Ordinary fully
paid
-48
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,280.88
Ordinary fully
paid
-54
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 332.08
Ordinary fully
paid
-14
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 379.52
Ordinary fully
paid
-16
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,118.18
Ordinary fully
paid
47
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
735.32
Ordinary fully
paid
31
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,855.71
Ordinary fully
paid
78
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,233.44
Ordinary fully
paid
52
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,117.42
Ordinary fully
paid
89
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,423.20
Ordinary fully
paid
60
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,307.74
Ordinary fully
paid
97
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,589.24
Ordinary fully
paid
67
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,988.72
Ordinary fully
paid
-126
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,209.72
Ordinary fully
paid
-51
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,470.64
Ordinary fully
paid
-62
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,688.40
Ordinary fully
paid
113
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,850.16
Ordinary fully
paid
78
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
22,791.91
Ordinary fully
paid
958
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
15,607.75
Ordinary fully
paid
658
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,689.17
Ordinary fully
paid
71
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,138.56
Ordinary fully
paid
48
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 10,057.27
Ordinary fully
paid
-424
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 308.36
Ordinary fully
paid
-13
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
62,237.62
Ordinary fully
paid
2,616
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
42,553.64
Ordinary fully
paid
1,794
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,950.10
Ordinary fully
paid
124
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,039.92
Ordinary fully
paid
86
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,399.48
Ordinary fully
paid
-59
18/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,415.68
Ordinary fully
paid
-144
19/11/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
506
20/11/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
-90,021
25/11/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
-4,875
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
253,050.42
Ordinary fully
paid
10,522
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,240.44
Ordinary fully
paid
51
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,310.62
Ordinary fully
paid
-95
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 9,728.93
Ordinary fully
paid
-400
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 97.29
Ordinary fully
paid
-4
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,567.03
Ordinary fully
paid
270
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,097.79
Ordinary fully
paid
45
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,067.40
Ordinary fully
paid
-85
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 535.09
Ordinary fully
paid
-22
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 559.42
Ordinary fully
paid
-23
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 145.93
Ordinary fully
paid
-6
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 194.58
Ordinary fully
paid
-8
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,094.50
Ordinary fully
paid
-45
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,296.70
Ordinary fully
paid
-300
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 218.90
Ordinary fully
paid
-9
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 681.03
Ordinary fully
paid
-28
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,043.08
Ordinary fully
paid
-84
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,970.11
Ordinary fully
paid
-81
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,653.92
Ordinary fully
paid
-68
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 948.57
Ordinary fully
paid
-39
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 656.70
Ordinary fully
paid
-27
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,502.42
Ordinary fully
paid
-144
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,599.70
Ordinary fully
paid
-148
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,635.74
Ordinary fully
paid
313
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,945.79
Ordinary fully
paid
80
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,674.72
Ordinary fully
paid
480
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 948.57
Ordinary fully
paid
-39
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 97.29
Ordinary fully
paid
-4
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,264.76
Ordinary fully
paid
-52
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,056.26
Ordinary fully
paid
249
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,658.88
Ordinary fully
paid
68
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,088.94
Ordinary fully
paid
127
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
951.42
Ordinary fully
paid
39
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,532.31
Ordinary fully
paid
-63
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 291.87
Ordinary fully
paid
-12
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 535.09
Ordinary fully
paid
-22
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 462.12
Ordinary fully
paid
-19
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,585.69
Ordinary fully
paid
65
25/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,863.73
Ordinary fully
paid
570
25/11/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
1,396,183.14
Ordinary fully
paid
59,103
26/11/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
117
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here Date
27 November 2020
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