ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Substantial Holder Notice27 November 2020ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


27 November 2020


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000

1.Name of Company

Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 27 November 2020

The previous notice was given to the ASX on: 13 November 2020

The previous notice was dated: 13 November 2020

2.Issued Share Capital

2,840,370,225 fully paid Ordinary Shares in the capital of ANZ have been issued as at

26 November 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:

Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 4,021,903 0.14% 4,080,424 0.14%

3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:

Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 4,021,903 0.14% 4,080,424 0.14%

4.Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.

Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

748 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 100,000 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,370,118 0.08%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,379,335 0.05%


Aggregation


4,080,424 0.14%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

13/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,381.28

Ordinary fully

paid

-109

13/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 196.62

Ordinary fully

paid

-9

13/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,001.96

Ordinary fully

paid

137

13/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,577.90

Ordinary fully

paid

118

18/11/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

1,712,884.77

Ordinary fully

paid

77,910

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,289.56

Ordinary fully

paid

-223

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 284.64

Ordinary fully

paid

-12

18/11/2020
ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 687.88

Ordinary fully

paid

-29

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,945.04

Ordinary fully

paid

-82

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

832.69

Ordinary fully

paid

35

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

545.56

Ordinary fully

paid

23

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,521.86

Ordinary fully

paid

106

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,731.56

Ordinary fully

paid

73

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,402.91

Ordinary fully

paid

101

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,660.40

Ordinary fully

paid

70

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,143.48

Ordinary fully

paid

-259

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 23,601.38

Ordinary fully

paid

-995




18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 474.40

Ordinary fully

paid

-20

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,621.63

Ordinary fully

paid

-237

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,186.00

Ordinary fully

paid

-50

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 972.52

Ordinary fully

paid

-41

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

475.82

Ordinary fully

paid

20

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

308.36

Ordinary fully

paid

13

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,257.16

Ordinary fully

paid

-53

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 332.08

Ordinary fully

paid

-14

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,259.39

Ordinary fully

paid

137

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,229.68

Ordinary fully

paid

94




18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 616.72

Ordinary fully

paid

-26

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,280.88

Ordinary fully

paid

-54

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 972.52

Ordinary fully

paid

-41

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,138.56

Ordinary fully

paid

-48

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,280.88

Ordinary fully

paid

-54

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 332.08

Ordinary fully

paid

-14

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 379.52

Ordinary fully

paid

-16

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,118.18

Ordinary fully

paid

47

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

735.32

Ordinary fully

paid

31

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,855.71

Ordinary fully

paid

78




18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,233.44

Ordinary fully

paid

52

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,117.42

Ordinary fully

paid

89

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,423.20

Ordinary fully

paid

60

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,307.74

Ordinary fully

paid

97

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,589.24

Ordinary fully

paid

67

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,988.72

Ordinary fully

paid

-126

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,209.72

Ordinary fully

paid

-51

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,470.64

Ordinary fully

paid

-62

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,688.40

Ordinary fully

paid

113

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,850.16

Ordinary fully

paid

78




18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

22,791.91

Ordinary fully

paid

958

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

15,607.75

Ordinary fully

paid

658

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,689.17

Ordinary fully

paid

71

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,138.56

Ordinary fully

paid

48

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 10,057.27

Ordinary fully

paid

-424

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 308.36

Ordinary fully

paid

-13

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

62,237.62

Ordinary fully

paid

2,616

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

42,553.64

Ordinary fully

paid

1,794

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,950.10

Ordinary fully

paid

124

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,039.92

Ordinary fully

paid

86




18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,399.48

Ordinary fully

paid

-59

18/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,415.68

Ordinary fully

paid

-144

19/11/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

506

20/11/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

-90,021

25/11/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

-4,875

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

253,050.42

Ordinary fully

paid

10,522

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,240.44

Ordinary fully

paid

51




25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,310.62

Ordinary fully

paid

-95

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 9,728.93

Ordinary fully

paid

-400

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 97.29

Ordinary fully

paid

-4

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,567.03

Ordinary fully

paid

270

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,097.79

Ordinary fully

paid

45

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,067.40

Ordinary fully

paid

-85

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 535.09

Ordinary fully

paid

-22

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 559.42

Ordinary fully

paid

-23

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 145.93

Ordinary fully

paid

-6

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 194.58

Ordinary fully

paid

-8




25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,094.50

Ordinary fully

paid

-45

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,296.70

Ordinary fully

paid

-300

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 218.90

Ordinary fully

paid

-9

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 681.03

Ordinary fully

paid

-28

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,043.08

Ordinary fully

paid

-84

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,970.11

Ordinary fully

paid

-81

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,653.92

Ordinary fully

paid

-68

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 948.57

Ordinary fully

paid

-39

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 656.70

Ordinary fully

paid

-27

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,502.42

Ordinary fully

paid

-144




25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,599.70

Ordinary fully

paid

-148

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,635.74

Ordinary fully

paid

313

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,945.79

Ordinary fully

paid

80

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,674.72

Ordinary fully

paid

480

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 948.57

Ordinary fully

paid

-39

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 97.29

Ordinary fully

paid

-4

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,264.76

Ordinary fully

paid

-52

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,056.26

Ordinary fully

paid

249

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,658.88

Ordinary fully

paid

68

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,088.94

Ordinary fully

paid

127




25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

951.42

Ordinary fully

paid

39

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,532.31

Ordinary fully

paid

-63

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 291.87

Ordinary fully

paid

-12

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 535.09

Ordinary fully

paid

-22

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 462.12

Ordinary fully

paid

-19

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,585.69

Ordinary fully

paid

65

25/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,863.73

Ordinary fully

paid

570

25/11/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

1,396,183.14

Ordinary fully

paid

59,103

26/11/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

117

Addresses The addresses of entities named in this form are as follows:
Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

print name

Simon Pordage

Capacity

Company Secretary

Sign here Date

27 November 2020

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.