Change of Director’s Interest Notice

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Rule 3.19A.2
Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11

Name of entity
Australia and New Zealand Banking Group Limited
ABN
11 005 357 522

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.

Name of Director
Shayne Cary Elliott
Date of last notice
14 December 2020

Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.

Ordinary Shares:

Direct or indirect interest
Direct – 0
Indirect – 331,431
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.

ANZEST Pty Ltd
 ANZ Employee Share Acquisition
Plan

Elliott Pty Ltd as trustee for Elliott
Family Trust

Elliott No 3 Pty Ltd <S & N Elliott S/F A/C>

 Netwealth Investments Limited
 Elliott Pty Ltd as trustee for Elliott
Family Trust (229,165 shares)
 Elliott No 3 Pty Ltd <S & N Elliott S/F
A/C> (58,487 shares)





Ordinary Shares 43,779



Ordinary Shares 0


Ordinary Shares 0

Ordinary Shares 287,652

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

Appendix 3Y Page 2 01/01/2011

Date of change
(a) 15 December 2020
(b) 16 December 2020
No. of securities held prior to change
331,431
Class
Ordinary Shares
Number acquired (indirect)

(a) 27,103
Number acquired (direct)
(b) 1,260
Number disposed (indirect)
N/A
Number disposed (direct)
N/A
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation

(a) No amount is payable by Mr Elliott in
relation to these ordinary shares.

(b) 1,260 Ordinary Shares allotted pursuant
to the ANZ Dividend Reinvestment Plan
(“DRP”) at $22.19 per Share.
No. of securities held after change

Direct – (b) increased (by 1,260)

Indirect
ANZEST Pty Ltd
 ANZ Employee Share Acquisition
Plan (a) increased (by 27,103)
Elliott Pty Ltd as trustee for Elliott Family
Trust
Elliott No 3 Pty Ltd <S & N Elliott S/F A/C>

 Netwealth Investments Limited
 Elliott Pty Ltd as trustee for Elliott
Family Trust
 Elliott No 3 Pty Ltd <S & N Elliott S/F
A/C>



Total of interest


1,260



70,882


0

0


229,165

58,487

359,794

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
(a) Shares purchased on-market and
physically allocated on 15 December
2020 in accordance with the ANZ
Employee Share Acquisition Plan as
part of Annual Variable Remuneration
arrangements for 2019/2020. Shares are
to be restricted and held in trust
pursuant to the rules of the Plan, with
10,843 shares to be restricted to 22
November 2021, 8,130 shares to be
restricted to 22 November 2022, 5,420
shares to be restricted to 22 November
2023 and 2,710 shares to be restricted to
22 November 2024.

(b) 1,260 Ordinary Shares allotted pursuant
to the DRP.


Options over unissued ordinary shares:

Direct or indirect interest
Direct – 421,725
Indirect – Nil
Date of change
16 December 2020
No. of options held prior to change
421,725
Class
Options over unissued Ordinary Shares
Number of options acquired (direct)
159,308
Number of options disposed (direct)
N/A
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation

No amount was payable by Mr Elliott
No. of options held after change

Direct – increased (by 159,308)

Indirect – unchanged

581,033
Nil
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
Grant of Performance Rights in accordance
with a resolution of shareholders at the 2020
Annual General Meeting on the terms and
conditions described in the Notice of
Annual General Meeting and the
Explanatory Notes which accompanied the
Notice.

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

Appendix 3Y Page 4 01/01/2011


Part 2 – Change of director’s interests in contracts - Nil


Part 3 –
+
Closed period

Were the interests in the securities or contracts
detailed above traded during a
+
closed period
where prior written clearance was required?
No
If so, was prior written clearance provided to allow
the trade to proceed during this period?
N/A
If prior written clearance was provided, on what
date was this provided?
N/A





..................................
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
17 December 2020