SPH Notice – Derek Handley and Far East Associated Traders
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX Limited
and
To Goodwood Capital Limited
Date this disclosure made: 24 December 2020
Date on which substantial holding began: 24 December 2020
Substantial product holder(s) giving disclosure
Full name(s): Derek Handley and Far East Associated Traders Limited
Summary of substantial holding
Class of quoted voting products: Ordinary shares (NZX Code: GWC)
Summary for Derek Handley (in personal capacity, and as shareholder of Far East
Associated Traders Limited)
For this disclosure,—
(a) total number held in class: 3,288,632
(b) total in class: 32,689,809
(c) total percentage held in class: 10.060%
Details of relevant interests
Details for Derek Handley (personal capacity)
Nature of relevant interest: Registered holder and beneficial owner of ordinary shares
For that relevant interest,—
(a) number held in class: 1,250,000
(b) percentage held in class: 3.824%
(c) current registered holder: Derek Handley
(d) registered holder once transfers are registered: N/A
Details of relevant interests
Details for Derek Handley (as shareholder in Far East Associated Traders Limited)
Nature of relevant interest: Beneficial holder of ordinary shares, as a shareholder in Far
East Associated Traders Limited which is a registered holder of ordinary shares
For that relevant interest,—
(a) number held in class: 2,038,632 (following 20:1 share consolidation)
2
(b) percentage held in class: 6.236%
(c) current registered holder(s): Far East Associated Traders Limited
(d) registered holder(s) once transfers are registered: N/A
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure:
Issue of 1,250,000 additional ordinary shares to Derek Handley for $0.02 per share,
pursuant to a subscription agreement, as approved by an ordinary resolution passed by
Goodwood Capital Limited shareholders on 9 December 2020.
Far East Associated Traders Limited has previously disclosed its relevant interests in its
own right (see notice dated 5 October 2015).
Additional information
Address of substantial product holder(s): Level 9, 55 Shortland Street, Auckland 1010,
Contact details: Sudhir Lala, Phone: +64) 9 300 6404
Nature of connection between substantial product holders: Derek Handley is a shareholder
in Far East Associated Traders Limited and has effective control over this entity.
Certification
I, Derek Handley, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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