SPH Notice – Masfen Securities Limited and others
1
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX Limited
and
To TruScreen Group Limited
Relevant event being disclosed: Acquisition of shares and dilution on account of placement
Date of relevant event: 30 December 2020
Date this disclosure made: 19 January 2021
Date last disclosure made: 29 March 2017
Substantial product holder(s) giving disclosure
Full name(s): Peter Hanbury Masfen, Joanna Alison Masfen, Anatole Guy Hanbury Masfen,
and Raphael William Wai–ming Yan
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for Albert Nominees Limited, Masfen Securities Limited, The Anatole Masfen
Trust, and Raphael William Wai-ming Yan
For this disclosure,—
(a) total number held in class: 25,175,835
(b) total in class: 362,866,253
(c) total percentage held in class: 6.94%
For last disclosure,—
(a) total number held in class: 15,625,000
(b) total in class: 190,329,166
(c) total percentage held in class: 8.21%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: Acquisition of ordinary
shares in August 2018 Placement, July 2019 Placement, May 2020 Placement and SPP, and
dilution as a consequence of 30 December 2020 share issue.
Details after relevant event
Details for: Peter Hanbury Masfen and Joanna Alison Masfen
Nature of relevant interest(s): Trustees of The Opito Trust
2
For that relevant interest,—
(a) number held in class: 19,303,796
(b) percentage held in class: 5.32%
(c) current registered holder(s): Albert Nominees Limited and Masfen Securities Limited
(d) registered holder(s) once transfers are registered: Albert Nominees Limited and
Masfen Securities Limited
Details for: Peter Hanbury Masfen and Anatole Guy Hanbury Masfen
Nature of relevant interest(s): Trustees of The Anatole Masfen Trust
For that relevant interest,—
(a) number held in class: 1,726,190
(b) percentage held in class: 0.48%
(c) current registered holder(s): Masfen Securities Limited, Peter Hanbury Masfen, and
Anatole Guy Hanbury Masfen
(d) registered holder(s) once transfers are registered: Masfen Securities Limited, Peter
Hanbury Masfen, and Anatole Guy Hanbury Masfen
Details for: Peter Hanbury Masfen and Raphael William Wai-ming Yan
Nature of relevant interest(s): Trustees of The Eugenie Masfen Yan Trust
For that relevant interest,—
(a) number held in class: 625,000
(b) percentage held in class: 0.17%
(c) current registered holder(s): Masfen Securities Limited
(d) registered holder(s) once transfers are registered: Masfen Securities Limited
Details for: Raphael William Wai-ming Yan
Nature of relevant interest(s): Beneficial Owner
3
For that relevant interest,—
(a) number held in class: 1,060,849
(b) percentage held in class: 0.29%
(c) current registered holder(s): Masfen Securities Limited and Raphael William Wai-
ming Yan
(d) registered holder(s) once transfers are registered: Masfen Securities Limited and
Raphael William Wai-ming Yan
Details for: Anatole Guy Hanbury Masfen
Nature of relevant interest(s): Beneficial Owner
For that relevant interest,—
(a) number held in class: 2,460,000
(b) percentage held in class: 0.68%
(c) current registered holder(s): Masfen Securities Limited
(d) registered holder(s) once transfers are registered: Masfen Securities Limited
Additional information
Address(es) of substantial product holder(s): Level 37, Vero Centre, 48 Shortland Street,
Auckland
Contact details: Bridget McCarthy,
bmm@masfengroup.co.nz, +64 9 306 1261
Nature of connection between substantial product holders: Association through common
family office and directors of Masfen Securities Limited.
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: not applicable
Certification
I, Philip Talacek, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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