ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Substantial Holder Notice29 January 2021ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


29 January 2021


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 29 January 2021

The previous notice was given to the ASX on: 15 January 2021

The previous notice was dated: 15 January 2021

2. Issued Share Capital

2,845,541,800 fully paid Ordinary Shares in the capital of ANZ have been issued as at

28 January 2021.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,370,663 0.15%


4,423,038 0.16%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,370,663 0.15%


4,423,038 0.16%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

6,040 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 100,000 0.01%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,626,465 0.09%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 330,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,360,310 0.05%


Aggregation


4,423,038 0.16%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

15/01/2021

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

1,039,807.07

Ordinary fully

paid

42,006

19/01/2021

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

874,519.07

Ordinary fully

paid

35,314

20/01/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

4,068

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,573.56

Ordinary fully

paid

171

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

831.61

Ordinary fully

paid

31




20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,738.49

Ordinary fully

paid

65

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

348.74

Ordinary fully

paid

13

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,952.46

Ordinary fully

paid

73

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

375.57

Ordinary fully

paid

14

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,380.39

Ordinary fully

paid

-89

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,199.12

Ordinary fully

paid

157

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

777.96

Ordinary fully

paid

29

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,123.33

Ordinary fully

paid

42

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

241.44

Ordinary fully

paid

9

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,692.45

Ordinary fully

paid

325




20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,609.57

Ordinary fully

paid

60

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,060.94

Ordinary fully

paid

264

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,314.49

Ordinary fully

paid

49

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

427.94

Ordinary fully

paid

16

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

80.48

Ordinary fully

paid

3

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,551.27

Ordinary fully

paid

58

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

295.08

Ordinary fully

paid

11

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,156.03

Ordinary fully

paid

118

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

590.18

Ordinary fully

paid

22

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,476.98

Ordinary fully

paid

-130




20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,948.01

Ordinary fully

paid

-185

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,193.17

Ordinary fully

paid

-82

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,396.74

Ordinary fully

paid

-127

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 588.41

Ordinary fully

paid

-22

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,273.41

Ordinary fully

paid

-85

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 962.86

Ordinary fully

paid

-36

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 454.68

Ordinary fully

paid

-17

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,524.52

Ordinary fully

paid

-57

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,569.12

Ordinary fully

paid

283

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,421.79

Ordinary fully

paid

53




20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,069.84

Ordinary fully

paid

-40

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 962.86

Ordinary fully

paid

-36

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,594.36

Ordinary fully

paid

-97

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 12,142.68

Ordinary fully

paid

-454

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,686.50

Ordinary fully

paid

-250

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,471.03

Ordinary fully

paid

55

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

295.08

Ordinary fully

paid

11

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,139.68

Ordinary fully

paid

80

20/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

402.39

Ordinary fully

paid

15

22/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

176,148.59

Ordinary fully

paid

6,600




25/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 72,912.00

Ordinary fully

paid

-3,000

26/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 901,670.40

Ordinary fully

paid

-34,560

26/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 11,479.60

Ordinary fully

paid

-440

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

578.28

Ordinary fully

paid

22

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,581.86

Ordinary fully

paid

60

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,572.51

Ordinary fully

paid

-212

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,629.70

Ordinary fully

paid

-62

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 26.29

Ordinary fully

paid

-1

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,209.12

Ordinary fully

paid

-46

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,258.23

Ordinary fully

paid

-162




27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 26.29

Ordinary fully

paid

-1

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,051.42

Ordinary fully

paid

-40

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,393.12

Ordinary fully

paid

-53

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,153.10

Ordinary fully

paid

158

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,204.81

Ordinary fully

paid

425

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,340.56

Ordinary fully

paid

51

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,691.00

Ordinary fully

paid

140

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,444.54

Ordinary fully

paid

-93

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,655.98

Ordinary fully

paid

63

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,402.84

Ordinary fully

paid

167




27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,313.12

Ordinary fully

paid

88

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,274.70

Ordinary fully

paid

238

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,386.20

Ordinary fully

paid

281

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

20,036.85

Ordinary fully

paid

760

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,314.27

Ordinary fully

paid

50

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,664.64

Ordinary fully

paid

139

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

867.42

Ordinary fully

paid

33

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,372.79

Ordinary fully

paid

90

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

446.85

Ordinary fully

paid

17

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,265.49

Ordinary fully

paid

48




27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,945.12

Ordinary fully

paid

-74

27/01/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 499.42

Ordinary fully

paid

-19




Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

29 January 2021

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.