Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
29 January 2021
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 29 January 2021
The previous notice was given to the ASX on: 15 January 2021
The previous notice was dated: 15 January 2021
2. Issued Share Capital
2,845,541,800 fully paid Ordinary Shares in the capital of ANZ have been issued as at
28 January 2021.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,370,663 0.15%
4,423,038 0.16%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,370,663 0.15%
4,423,038 0.16%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
6,040 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.01%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,626,465 0.09%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 330,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,360,310 0.05%
Aggregation
4,423,038 0.16%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
15/01/2021
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
1,039,807.07
Ordinary fully
paid
42,006
19/01/2021
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
874,519.07
Ordinary fully
paid
35,314
20/01/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
4,068
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,573.56
Ordinary fully
paid
171
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
831.61
Ordinary fully
paid
31
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,738.49
Ordinary fully
paid
65
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
348.74
Ordinary fully
paid
13
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,952.46
Ordinary fully
paid
73
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
375.57
Ordinary fully
paid
14
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,380.39
Ordinary fully
paid
-89
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,199.12
Ordinary fully
paid
157
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
777.96
Ordinary fully
paid
29
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,123.33
Ordinary fully
paid
42
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
241.44
Ordinary fully
paid
9
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,692.45
Ordinary fully
paid
325
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,609.57
Ordinary fully
paid
60
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,060.94
Ordinary fully
paid
264
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,314.49
Ordinary fully
paid
49
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
427.94
Ordinary fully
paid
16
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
80.48
Ordinary fully
paid
3
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,551.27
Ordinary fully
paid
58
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
295.08
Ordinary fully
paid
11
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,156.03
Ordinary fully
paid
118
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
590.18
Ordinary fully
paid
22
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,476.98
Ordinary fully
paid
-130
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,948.01
Ordinary fully
paid
-185
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,193.17
Ordinary fully
paid
-82
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,396.74
Ordinary fully
paid
-127
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 588.41
Ordinary fully
paid
-22
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,273.41
Ordinary fully
paid
-85
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 962.86
Ordinary fully
paid
-36
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 454.68
Ordinary fully
paid
-17
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,524.52
Ordinary fully
paid
-57
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,569.12
Ordinary fully
paid
283
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,421.79
Ordinary fully
paid
53
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,069.84
Ordinary fully
paid
-40
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 962.86
Ordinary fully
paid
-36
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,594.36
Ordinary fully
paid
-97
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 12,142.68
Ordinary fully
paid
-454
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,686.50
Ordinary fully
paid
-250
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,471.03
Ordinary fully
paid
55
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
295.08
Ordinary fully
paid
11
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,139.68
Ordinary fully
paid
80
20/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
402.39
Ordinary fully
paid
15
22/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
176,148.59
Ordinary fully
paid
6,600
25/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 72,912.00
Ordinary fully
paid
-3,000
26/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 901,670.40
Ordinary fully
paid
-34,560
26/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 11,479.60
Ordinary fully
paid
-440
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
578.28
Ordinary fully
paid
22
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,581.86
Ordinary fully
paid
60
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,572.51
Ordinary fully
paid
-212
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,629.70
Ordinary fully
paid
-62
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 26.29
Ordinary fully
paid
-1
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,209.12
Ordinary fully
paid
-46
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,258.23
Ordinary fully
paid
-162
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 26.29
Ordinary fully
paid
-1
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,051.42
Ordinary fully
paid
-40
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,393.12
Ordinary fully
paid
-53
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,153.10
Ordinary fully
paid
158
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,204.81
Ordinary fully
paid
425
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,340.56
Ordinary fully
paid
51
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,691.00
Ordinary fully
paid
140
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,444.54
Ordinary fully
paid
-93
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,655.98
Ordinary fully
paid
63
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,402.84
Ordinary fully
paid
167
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,313.12
Ordinary fully
paid
88
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,274.70
Ordinary fully
paid
238
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,386.20
Ordinary fully
paid
281
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
20,036.85
Ordinary fully
paid
760
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,314.27
Ordinary fully
paid
50
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,664.64
Ordinary fully
paid
139
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
867.42
Ordinary fully
paid
33
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,372.79
Ordinary fully
paid
90
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
446.85
Ordinary fully
paid
17
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,265.49
Ordinary fully
paid
48
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,945.12
Ordinary fully
paid
-74
27/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 499.42
Ordinary fully
paid
-19
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
29 January 2021
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