Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
12 February 2021
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 12 February 2021
The previous notice was given to the ASX on: 29 January 2021
The previous notice was dated: 29 January 2021
2. Issued Share Capital
2,845,541,800 fully paid Ordinary Shares in the capital of ANZ have been issued as at
11 February 2021.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,423,038 0.16%
4,580,707 0.16%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,423,038 0.16% 4,580,707 0.16%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
6,245 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,779,769 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 330,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,364,470 0.05%
Aggregation
4,580,707 0.16%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
1/02/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
205
2/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,587.50
Ordinary fully
paid
500
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
52,109.41
Ordinary fully
paid
2,000
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,191.48
Ordinary fully
paid
46
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,896.49
Ordinary fully
paid
73
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,102.64
Ordinary fully
paid
197
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,819.81
Ordinary fully
paid
301
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,994.43
Ordinary fully
paid
77
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,013.61
Ordinary fully
paid
116
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,502.30
Ordinary fully
paid
58
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,312.17
Ordinary fully
paid
89
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,120.51
Ordinary fully
paid
120
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
569.84
Ordinary fully
paid
22
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
935.26
Ordinary fully
paid
36
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 595.74
Ordinary fully
paid
-23
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 932.46
Ordinary fully
paid
-36
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,486.56
Ordinary fully
paid
-96
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 129.51
Ordinary fully
paid
-5
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 336.72
Ordinary fully
paid
-13
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,968.53
Ordinary fully
paid
-76
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,502.30
Ordinary fully
paid
58
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,286.19
Ordinary fully
paid
88
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
181.31
Ordinary fully
paid
7
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
311.76
Ordinary fully
paid
12
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,735.41
Ordinary fully
paid
67
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,649.90
Ordinary fully
paid
102
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,890.82
Ordinary fully
paid
73
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,883.72
Ordinary fully
paid
111
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,885.26
Ordinary fully
paid
-150
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,061.97
Ordinary fully
paid
41
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,688.66
Ordinary fully
paid
65
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,331.15
Ordinary fully
paid
-90
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,134.11
Ordinary fully
paid
-121
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,864.92
Ordinary fully
paid
-72
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
466.23
Ordinary fully
paid
18
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
779.38
Ordinary fully
paid
30
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,123.94
Ordinary fully
paid
82
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,247.43
Ordinary fully
paid
125
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,036.07
Ordinary fully
paid
-40
3/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 621.64
Ordinary fully
paid
-24
5/02/2021
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
668,524.05
Ordinary fully
paid
26,422
5/02/2021
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
2,339,237.59
Ordinary fully
paid
92,534
5/02/2021
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
533,315.06
Ordinary fully
paid
20,961
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,625.45
Ordinary fully
paid
98
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
913.60
Ordinary fully
paid
34
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,366.82
Ordinary fully
paid
-163
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,955.69
Ordinary fully
paid
-73
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,973.72
Ordinary fully
paid
-111
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 857.29
Ordinary fully
paid
-32
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,714.58
Ordinary fully
paid
64
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
644.90
Ordinary fully
paid
24
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,928.90
Ordinary fully
paid
72
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
698.64
Ordinary fully
paid
26
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
696.55
Ordinary fully
paid
26
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
268.71
Ordinary fully
paid
10
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,339.51
Ordinary fully
paid
50
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
483.67
Ordinary fully
paid
18
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,055.63
Ordinary fully
paid
450
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,299.31
Ordinary fully
paid
160
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,920.14
Ordinary fully
paid
109
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,021.09
Ordinary fully
paid
38
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 964.45
Ordinary fully
paid
-36
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,018.03
Ordinary fully
paid
-38
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 482.23
Ordinary fully
paid
-18
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 187.53
Ordinary fully
paid
-7
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 26.79
Ordinary fully
paid
-1
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,839.77
Ordinary fully
paid
106
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
994.22
Ordinary fully
paid
37
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,732.61
Ordinary fully
paid
-102
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 616.18
Ordinary fully
paid
-23
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 348.27
Ordinary fully
paid
-13
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,804.22
Ordinary fully
paid
-142
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 107.16
Ordinary fully
paid
-4
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 669.76
Ordinary fully
paid
-25
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 401.85
Ordinary fully
paid
-15
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,974.23
Ordinary fully
paid
-223
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 509.02
Ordinary fully
paid
-19
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
18,833.57
Ordinary fully
paid
703
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,690.80
Ordinary fully
paid
249
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 723.34
Ordinary fully
paid
-27
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 884.08
Ordinary fully
paid
-33
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,116.43
Ordinary fully
paid
79
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
779.25
Ordinary fully
paid
29
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,366.30
Ordinary fully
paid
-51
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 53.58
Ordinary fully
paid
-2
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 589.39
Ordinary fully
paid
-22
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 428.64
Ordinary fully
paid
-16
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,313.75
Ordinary fully
paid
-273
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,232.36
Ordinary fully
paid
-46
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 214.32
Ordinary fully
paid
-8
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 107.16
Ordinary fully
paid
-4
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,902.11
Ordinary fully
paid
-71
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 910.87
Ordinary fully
paid
-34
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 294.69
Ordinary fully
paid
-11
10/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,054.09
Ordinary fully
paid
-114
11/02/2021
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
333,872.50
Ordinary fully
paid
13,387
11/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 3,658.83
Ordinary fully
paid
-147
11/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,140.54
Ordinary fully
paid
-86
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
12 February 2021
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