Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
26 February 2021
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 26 February 2021
The previous notice was given to the ASX on: 12 February 2021
The previous notice was dated: 12 February 2021
2. Issued Share Capital
2,845,541,800 fully paid Ordinary Shares in the capital of ANZ have been issued as at
25 February 2021.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,580,707 0.16%
4,699,950 0.17%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,580,707 0.16% 4,699,950 0.17%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
13,553 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.01%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,900,851 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 330,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,355,323 0.05%
Aggregation
4,699,950 0.17%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
12/02/2021
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
1,787,971.12
Ordinary fully
paid
71,846
12/02/2021
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
1,226,005.70
Ordinary fully
paid
49,236
15/02/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
7,136
15/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,836.48
Ordinary fully
paid
-74
15/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,613.13
Ordinary fully
paid
-65
15/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 74.45
Ordinary fully
paid
-3
15/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 818.97
Ordinary fully
paid
-33
15/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 3,126.99
Ordinary fully
paid
-126
15/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 446.71
Ordinary fully
paid
-18
17/02/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
172
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
413.12
Ordinary fully
paid
15
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
883.97
Ordinary fully
paid
32
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,817.73
Ordinary fully
paid
-66
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,580.38
Ordinary fully
paid
-130
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,156.74
Ordinary fully
paid
-42
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,306.99
Ordinary fully
paid
-229
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,074.12
Ordinary fully
paid
39
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,099.42
Ordinary fully
paid
76
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
385.58
Ordinary fully
paid
14
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
801.10
Ordinary fully
paid
29
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,266.91
Ordinary fully
paid
-46
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,184.28
Ordinary fully
paid
-43
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 963.95
Ordinary fully
paid
-35
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,800.72
Ordinary fully
paid
138
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,403.24
Ordinary fully
paid
268
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,762.65
Ordinary fully
paid
64
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,397.75
Ordinary fully
paid
123
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
468.20
Ordinary fully
paid
17
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
966.84
Ordinary fully
paid
35
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
605.91
Ordinary fully
paid
22
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,187.83
Ordinary fully
paid
43
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
578.37
Ordinary fully
paid
21
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,160.21
Ordinary fully
paid
42
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,010.52
Ordinary fully
paid
73
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,867.37
Ordinary fully
paid
140
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,048.59
Ordinary fully
paid
-147
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,129.20
Ordinary fully
paid
-41
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 881.32
Ordinary fully
paid
-32
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
523.29
Ordinary fully
paid
19
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,022.08
Ordinary fully
paid
37
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,514.78
Ordinary fully
paid
55
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,928.15
Ordinary fully
paid
106
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 853.78
Ordinary fully
paid
-31
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 495.75
Ordinary fully
paid
-18
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,404.61
Ordinary fully
paid
51
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,734.78
Ordinary fully
paid
99
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 716.08
Ordinary fully
paid
-26
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 743.62
Ordinary fully
paid
-27
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 908.86
Ordinary fully
paid
-33
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,080.16
Ordinary fully
paid
366
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
19,613.07
Ordinary fully
paid
710
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
386.73
Ordinary fully
paid
14
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,680.03
Ordinary fully
paid
61
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,232.01
Ordinary fully
paid
117
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,258.39
Ordinary fully
paid
-82
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 330.50
Ordinary fully
paid
-12
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,341.02
Ordinary fully
paid
85
17/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,557.97
Ordinary fully
paid
165
23/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 102,719.26
Ordinary fully
paid
-3,628
23/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 101,756.62
Ordinary fully
paid
-3,594
23/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 101,926.49
Ordinary fully
paid
-3,600
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,801.12
Ordinary fully
paid
202
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,561.09
Ordinary fully
paid
124
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,681.11
Ordinary fully
paid
163
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 660.52
Ordinary fully
paid
-23
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,148.74
Ordinary fully
paid
-40
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 658.54
Ordinary fully
paid
-23
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 544.02
Ordinary fully
paid
-19
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 28.72
Ordinary fully
paid
-1
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,206.17
Ordinary fully
paid
42
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,866.70
Ordinary fully
paid
65
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,005.15
Ordinary fully
paid
-35
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,843.13
Ordinary fully
paid
99
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,010.29
Ordinary fully
paid
-70
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,091.30
Ordinary fully
paid
-38
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 918.99
Ordinary fully
paid
-32
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,762.12
Ordinary fully
paid
131
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 603.09
Ordinary fully
paid
-21
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 947.71
Ordinary fully
paid
-33
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,067.73
Ordinary fully
paid
-72
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,015.43
Ordinary fully
paid
-105
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,848.27
Ordinary fully
paid
-134
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 689.24
Ordinary fully
paid
-24
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 861.55
Ordinary fully
paid
-30
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 287.18
Ordinary fully
paid
-10
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,125.17
Ordinary fully
paid
-74
24/02/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,412.35
Ordinary fully
paid
-84
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
26 February 2021
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.