ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure26 February 2021ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


26 February 2021


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 26 February 2021

The previous notice was given to the ASX on: 12 February 2021

The previous notice was dated: 12 February 2021

2. Issued Share Capital

2,845,541,800 fully paid Ordinary Shares in the capital of ANZ have been issued as at

25 February 2021.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,580,707 0.16%


4,699,950 0.17%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,580,707 0.16% 4,699,950 0.17%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

13,553 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 100,000 0.01%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,900,851 0.10%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 330,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,355,323 0.05%


Aggregation


4,699,950 0.17%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

12/02/2021

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

1,787,971.12

Ordinary fully

paid

71,846

12/02/2021

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

1,226,005.70

Ordinary fully

paid

49,236

15/02/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

7,136

15/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,836.48

Ordinary fully

paid

-74

15/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,613.13

Ordinary fully

paid

-65




15/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 74.45

Ordinary fully

paid

-3

15/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 818.97

Ordinary fully

paid

-33

15/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 3,126.99

Ordinary fully

paid

-126

15/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 446.71

Ordinary fully

paid

-18

17/02/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

172

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

413.12

Ordinary fully

paid

15

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

883.97

Ordinary fully

paid

32

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,817.73

Ordinary fully

paid

-66

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,580.38

Ordinary fully

paid

-130




17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,156.74

Ordinary fully

paid

-42

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,306.99

Ordinary fully

paid

-229

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,074.12

Ordinary fully

paid

39

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,099.42

Ordinary fully

paid

76

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

385.58

Ordinary fully

paid

14

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

801.10

Ordinary fully

paid

29

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,266.91

Ordinary fully

paid

-46

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,184.28

Ordinary fully

paid

-43

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 963.95

Ordinary fully

paid

-35

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,800.72

Ordinary fully

paid

138




17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,403.24

Ordinary fully

paid

268

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,762.65

Ordinary fully

paid

64

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,397.75

Ordinary fully

paid

123

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

468.20

Ordinary fully

paid

17

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

966.84

Ordinary fully

paid

35

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

605.91

Ordinary fully

paid

22

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,187.83

Ordinary fully

paid

43

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

578.37

Ordinary fully

paid

21

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,160.21

Ordinary fully

paid

42

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,010.52

Ordinary fully

paid

73




17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,867.37

Ordinary fully

paid

140

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,048.59

Ordinary fully

paid

-147

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,129.20

Ordinary fully

paid

-41

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 881.32

Ordinary fully

paid

-32

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

523.29

Ordinary fully

paid

19

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,022.08

Ordinary fully

paid

37

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,514.78

Ordinary fully

paid

55

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,928.15

Ordinary fully

paid

106

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 853.78

Ordinary fully

paid

-31

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 495.75

Ordinary fully

paid

-18




17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,404.61

Ordinary fully

paid

51

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,734.78

Ordinary fully

paid

99

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 716.08

Ordinary fully

paid

-26

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 743.62

Ordinary fully

paid

-27

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 908.86

Ordinary fully

paid

-33

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,080.16

Ordinary fully

paid

366

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

19,613.07

Ordinary fully

paid

710

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

386.73

Ordinary fully

paid

14

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,680.03

Ordinary fully

paid

61

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,232.01

Ordinary fully

paid

117




17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,258.39

Ordinary fully

paid

-82

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 330.50

Ordinary fully

paid

-12

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,341.02

Ordinary fully

paid

85

17/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,557.97

Ordinary fully

paid

165

23/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 102,719.26

Ordinary fully

paid

-3,628

23/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 101,756.62

Ordinary fully

paid

-3,594

23/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 101,926.49

Ordinary fully

paid

-3,600

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,801.12

Ordinary fully

paid

202

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,561.09

Ordinary fully

paid

124

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,681.11

Ordinary fully

paid

163




24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 660.52

Ordinary fully

paid

-23

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,148.74

Ordinary fully

paid

-40

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 658.54

Ordinary fully

paid

-23

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 544.02

Ordinary fully

paid

-19

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 28.72

Ordinary fully

paid

-1

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,206.17

Ordinary fully

paid

42

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,866.70

Ordinary fully

paid

65

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,005.15

Ordinary fully

paid

-35

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,843.13

Ordinary fully

paid

99

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,010.29

Ordinary fully

paid

-70




24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,091.30

Ordinary fully

paid

-38

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 918.99

Ordinary fully

paid

-32

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,762.12

Ordinary fully

paid

131

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 603.09

Ordinary fully

paid

-21

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 947.71

Ordinary fully

paid

-33

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,067.73

Ordinary fully

paid

-72

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,015.43

Ordinary fully

paid

-105

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,848.27

Ordinary fully

paid

-134

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 689.24

Ordinary fully

paid

-24

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 861.55

Ordinary fully

paid

-30




24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 287.18

Ordinary fully

paid

-10

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,125.17

Ordinary fully

paid

-74

24/02/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,412.35

Ordinary fully

paid

-84



Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

26 February 2021

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.