Ongoing D&O Disclosures – Multiple
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
ToNZX Limited; and
Name of listed issuer:
NZ Automotive Investments Limited
Date this disclosure made:
12-Mar-21
Date of last disclosure:
25-Feb-21
Director or senior manager giving disclosure
Full name(s):
David (Yusuke) Sena
Name of listed issuer:
NZ Automotive Investments Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Director of NZ Automotive Investments Limited
1 - Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares in NZ Automotive Investments Limited
Nature of the affected relevant interest(s):
Joint registered holder and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
20,915,000
Number held in class after acquisition or disposal:
20,909,622
Current registered holder(s):
David (Yusuke) Sena and TLR (Sena) Trustee Service
No.2 Limited
Registered holder(s) once transfers are registered:
Unknown
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
N/A
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
N/A
Maturity date of the derivative (if any):
N/A
Expiry date of the derivative(if any):
N/A
The price specified in the terms of the derivative (if any):
N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
N/A
For that derivative,-
Parties to the derivative:
N/A
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
N/A
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:4
Details of transactions requiring disclosure-
Date of transaction:
(a) 5 March 2021
(b) 8 March 2021
(c) 9 March 2021
(d) 11 March 2021
Nature of transaction:
(a) On market sale
(b) On market sale
(c) On market sale
(d) On market sale
Name of any other party or parties to the transaction (if known):
(a) Unknown
(b) Unknown
(c) Unknown
(d) Unknown
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
(a) Total of NZ$826.56 being NZ$1.26 per ordinary
share
(b) Total of NZ$2,610.16 being NZ$1.20 per ordinary
share
(c) Total of NZ$543.02 being NZ$1.21 per ordinary
share
(d) Total of NZ$2,599.46 being NZ$1.24 per ordinary
share
Number of financial products to which the transaction related:
(a) 656
(b) 2,168
(c) 450
(d) 2,104
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:Yes
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Yes
Date of the prior written clearance (if any):
1-Mar-21
2 - Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares in NZ Automotive Investments Limited
Nature of the affected relevant interest(s):
David (Yusuke) Sena and TLR (Sena) Trustee Service
No. 2 Limited have a relevant interest in 55% of the
shares held by Eugene Williams and TLR Williams
Trustee Company Limited as per the Sale Process
Deed dated 15 February 2021 entered into between the
parties, see previous substantial product holder
disclosure made by David Sena on 25 February 2021.
A copy of the Sale Process Deed is also attached to
that substantial product holder disclosure made by
David Sena on 25 February 2021.
For that relevant interest-
Number held in class before acquisition or disposal:
11,503,250
Number held in class after acquisition or disposal:
11,497,871
Current registered holder(s):
Eugene Williams and TLR Williams Trustee Company
Limited
Registered holder(s) once transfers are registered:
Unknown
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
N/A
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
N/A
Maturity date of the derivative (if any):
N/A
Expiry date of the derivative(if any):
N/A
The price specified in the terms of the derivative (if any):
N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
N/A
For that derivative,-
Parties to the derivative:
N/A
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
N/A
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:4
Details of transactions requiring disclosure-
Date of transaction:
(a) 5 March 2021
(b) 8 March 2021
(c) 9 March 2021
(d) 11 March 2021
Nature of transaction:
(a) On market sale
(b) On market sale
(c) On market sale
(d) On market sale
Name of any other party or parties to the transaction (if known):
(a) Unknown
(b) Unknown
(c) Unknown
(d) Unknown
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
(a) Total of NZ$825.3 being NZ$1.26 per ordinary
share
(b) Total of NZ$2,611.36 being NZ$1.20 per ordinary
share
(c) Total of NZ$543.02 being NZ$1.21 per ordinary
share
(d) Total of NZ$2,600.70 being NZ$1.24 per ordinary
share
Number of financial products to which the transaction related:
(a) 655
(b) 2,169
(c) 450
(d) 2,105
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:Yes
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Yes
Date of the prior written clearance (if any):
1-Mar-21
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
N/A
Nature of relevant interest:
N/A
For that relevant interest,-
Number held in class:
N/A
Current registered holder(s):
N/A
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:N/A
Maturity date of the derivative (if any):N/A
Expiry date of the derivative (if any):N/A
The price's specified terms (if any):N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
N/A
For that derivative relevant interest,-N/A
Parties to the derivative:
N/A
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
N/A
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
12-Mar-21
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
ToNZX Limited; and
Name of listed issuer:
NZ Automotive Investments Limited
Date this disclosure made:
12-Mar-21
Date of last disclosure:
25-Feb-21
Director or senior manager giving disclosure
Full name(s):
Eugene Williams
Name of listed issuer:
NZ Automotive Investments Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Director of NZ Automotive Investments Limited
1 - Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares in NZ Automotive Investments Limited
Nature of the affected relevant interest(s):
Joint registered holder and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
20,915,000
Number held in class after acquisition or disposal:
20,909,621
Current registered holder(s):
Eugene Williams and TLR Williams Trustee Company
Limited
Registered holder(s) once transfers are registered:
Unknown
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
N/A
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
N/A
Maturity date of the derivative (if any):
N/A
Expiry date of the derivative(if any):
N/A
The price specified in the terms of the derivative (if any):
N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
N/A
For that derivative,-
Parties to the derivative:
N/A
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
N/A
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:4
Details of transactions requiring disclosure-
Date of transaction:
(a) 5 March 2021
(b) 8 March 2021
(c) 9 March 2021
(d) 11 March 2021
Nature of transaction:
(a) On market sale
(b) On market sale
(c) On market sale
(d) On market sale
Name of any other party or parties to the transaction (if known):
(a) Unknown
(b) Unknown
(c) Unknown
(d) Unknown
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
(a) Total of NZ$825.3 being NZ$1.26 per ordinary
share
(b) Total of NZ$2,611.36 being NZ$1.20 per ordinary
share
(c) Total of NZ$543.02 being NZ$1.21 per ordinary
share
(d) Total of NZ$2,600.70 being NZ$1.24 per ordinary
share
Number of financial products to which the transaction related:
(a) 655
(b) 2,169
(c) 450
(d) 2,105
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:Yes
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Yes
Date of the prior written clearance (if any):
1-Mar-21
2 - Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares in NZ Automotive Investments Limited
Nature of the affected relevant interest(s):
Eugene Williams and TLR Williams Trustee Company
Limited have a relevant interest in 55% of the shares
held by David (Yusuke) Sena and TLR (Sena) Trustee
Service No. 2 Limited as per the Sale Process Deed
dated 15 February 2021 entered into between the
parties, see previous substantial product holder
disclosure made by Eugene Williams on 25 February
2021. A copy of the Sale Process Deed is also
attached to that substantial product holder disclosure
made by Eugene Williams on 25 February 2021.
For that relevant interest-
Number held in class before acquisition or disposal:
11,503,250
Number held in class after acquisition or disposal:
11,497,872
Current registered holder(s):
David (Yusuke) Sena and TLR (Sena) Trustee Service
No. 2 Limited
Registered holder(s) once transfers are registered:
Unknown
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
N/A
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
N/A
Maturity date of the derivative (if any):
N/A
Expiry date of the derivative(if any):
N/A
The price specified in the terms of the derivative (if any):
N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
N/A
For that derivative,-
Parties to the derivative:
N/A
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
N/A
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:4
Details of transactions requiring disclosure-
Date of transaction:
(a) 5 March 2021
(b) 8 March 2021
(c) 9 March 2021
(d) 11 March 2021
Nature of transaction:
(a) On market sale
(b) On market sale
(c) On market sale
(d) On market sale
Name of any other party or parties to the transaction (if known):
(a) Unknown
(b) Unknown
(c) Unknown
(d) Unknown
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
(a) Total of NZ$826.56 being NZ$1.26 per ordinary
share
(b) Total of NZ$2,610.16 being NZ$1.20 per ordinary
share
(c) Total of NZ$543.02 being NZ$1.21 per ordinary
share
(d) Total of NZ$2,599.46 being NZ$1.24 per ordinary
share
Number of financial products to which the transaction related:
(a) 656
(b) 2,168
(c) 450
(d) 2,104
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:Yes
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Yes
Date of the prior written clearance (if any):
1-Mar-21
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
N/A
Nature of relevant interest:
N/A
For that relevant interest,-
Number held in class:
N/A
Current registered holder(s):
N/A
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:N/A
Maturity date of the derivative (if any):N/A
Expiry date of the derivative (if any):N/A
The price's specified terms (if any):N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
N/A
For that derivative relevant interest,-N/A
Parties to the derivative:
N/A
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
N/A
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
12-Mar-21
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
12 M21
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
ToNZX Limited; and
Name of listed issuer:
NZ Automotive Investments Limited
Date this disclosure made:
12-Mar-21
Date of last disclosure:
25-Feb-21
Director or senior manager giving disclosure
Full name(s):
Tracy Leanne Rowsell
Name of listed issuer:
NZ Automotive Investments Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Director of NZ Automotive Investments Limited
1 - Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares in NZ Automotive Investments Limited
Nature of the affected relevant interest(s):
Sole director and shareholder of TLR (Sena) Trustee
Service No. 2 Limited, which is an independent trustee
company with no beneficial interests, and has the
power to exercise, or to control the exercise of, a right
to vote attached to 20% or more of the voting products
in TLR (Sena) Trustee Service No. 2 Limited. As a
result Tracy Rowsell has a relevant interest in the
shares in NZ Automotive Investments Limited jointly
held by David (Yusuke) Sena and TLR (Sena) Trustee
Service No. 2 Limited (together, theSena Trustees).
For that relevant interest-
Number held in class before acquisition or disposal:
20,915,000
Number held in class after acquisition or disposal:
20,909,622
Current registered holder(s):
David (Yusuke) Sena and TLR (Sena) Trustee Service
No.2 Limited
Registered holder(s) once transfers are registered:
Unknown
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
N/A
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
N/A
Maturity date of the derivative (if any):
N/A
Expiry date of the derivative(if any):
N/A
The price specified in the terms of the derivative (if any):
N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
N/A
For that derivative,-
Parties to the derivative:
N/A
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
N/A
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:4
Details of transactions requiring disclosure-
Date of transaction:
(a) 5 March 2021
(b) 8 March 2021
(c) 9 March 2021
(d) 11 March 2021
Nature of transaction:
(a) On market sale
(b) On market sale
(c) On market sale
(d) On market sale
Name of any other party or parties to the transaction (if known):
(a) Unknown
(b) Unknown
(c) Unknown
(d) Unknown
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
(a) Total of NZ$826.56 being NZ$1.26 per ordinary
share
(b) Total of NZ$2,610.16 being NZ$1.20 per ordinary
share
(c) Total of NZ$543.02 being NZ$1.21 per ordinary
share
(d) Total of NZ$2,599.46 being NZ$1.24 per ordinary
share
Number of financial products to which the transaction related:
(a) 656
(b) 2,168
(c) 450
(d) 2,104
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:Yes
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Yes
Date of the prior written clearance (if any):
1-Mar-21
2 - Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares in NZ Automotive Investments Limited
Nature of the affected relevant interest(s):
Sole director and shareholder of TLR Williams Trustee
Company Limited, which is an independent trustee
company with no beneficial interests, and has the
power to exercise, or to control the exercise of, a right
to vote attached to 20% or more of the voting products
in TLR Williams Trustee Company Limited. As a result
Tracy Rowsell has a relevant interest in the shares in
NZ Automotive Investments Limited jointly held by
Eugene Williams and TLR Williams Trustee Company
Limited (together, theWilliams Trustees).
For that relevant interest-
Number held in class before acquisition or disposal:
20,915,000
Number held in class after acquisition or disposal:
20,909,621
Current registered holder(s):
Eugene Williams and TLR Williams Trustee Company
Limited
Registered holder(s) once transfers are registered:
Unknown
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
N/A
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
N/A
Maturity date of the derivative (if any):
N/A
Expiry date of the derivative(if any):
N/A
The price specified in the terms of the derivative (if any):
N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
N/A
For that derivative,-
Parties to the derivative:
N/A
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
N/A
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:4
Details of transactions requiring disclosure-
Date of transaction:
(a) 5 March 2021
(b) 8 March 2021
(c) 9 March 2021
(d) 11 March 2021
Nature of transaction:
(a) On market sale
(b) On market sale
(c) On market sale
(d) On market sale
Name of any other party or parties to the transaction (if known):
(a) Unknown
(b) Unknown
(c) Unknown
(d) Unknown
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
(a) Total of NZ$825.3 being NZ$1.26 per ordinary
share
(b) Total of NZ$2,611.36 being NZ$1.20 per ordinary
share
(c) Total of NZ$543.02 being NZ$1.21 per ordinary
share
(d) Total of NZ$2,600.70 being NZ$1.24 per ordinary
share
Number of financial products to which the transaction related:
(a) 655
(b) 2,169
(c) 450
(d) 2,105
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:Yes
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Yes
Date of the prior written clearance (if any):
1-Mar-21
3 - Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares in NZ Automotive Investments Limited
Nature of the affected relevant interest(s):
The Sena Trustees and the Williams Trustees have
entered into a Sale Process Deed dated 15 February
2021, see previous substantial product holder
disclosure made on 25 February 2021. As a result, both
the Sena Trustees and the Williams Trustees have a
relevant interest in 55% of the shares held by the
others. A copy of the Sale Process Deed is attached to
that previous substantial product holder disclosure
made on 25 February 2021 by Tracy Rowsell. Tracy
Rowsell is the sole director and shareholder of each of
TLR (Sena) Trustee Service No. 2 Limited (one of the
Sena Trustees) and TLRWilliams Trustee Company
Limited (one of the Williams Trustees), both of which
are independent trustee companies withno beneficial
interests. Tracy Rowsell has the power to exercise, or
to control the exercise of, a right to vote attached to
20% or more of the voting products in both TLR (Sena)
Trustee Service No. 2 Limited and TLR Williams
Trustee Company Limited. As a result, Tracy Rowsell
has a relevant interest in the Sena Trustees' and the
William Trustees' respective interest in 55% of the
shares held by the others.
For that relevant interest-
Number held in class before acquisition or disposal:
23,006,500
Number held in class after acquisition or disposal:
22,995,743
Current registered holder(s):
David (Yusuke) Sena and TLR (Sena) Trustee Service
No.2 Limited, and Eugene Williams and TLR Williams
Trustee Company Limited
Registered holder(s) once transfers are registered:
Unknown
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
N/A
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
N/A
Maturity date of the derivative (if any):
N/A
Expiry date of the derivative(if any):
N/A
The price specified in the terms of the derivative (if any):
N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
N/A
For that derivative,-
Parties to the derivative:
N/A
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
N/A
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:8
Details of transactions requiring disclosure-
Date of transaction:
(a) Sena Trustees:5 March 2021; Williams Trustees: 5
March 2021
(b) Sena Trustees:8 March 2021; Williams Trustees: 8
March 2021
(c) Sena Trustees: 9 March 2021; Williams Trustees: 9
March 2021
(d) Sena Trustees: 11 March 2021; Williams Trustees:
11 March 2021
Nature of transaction:
(a) Sena Trustees: On market sale; Williams Trustees:
On market sale
(b) Sena Trustees: On market sale; Williams Trustees:
On market sale
(c) Sena Trustees: On market sale; Williams Trustees:
On market sale
(d) Sena Trustees: On market sale; Williams Trustees:
On market sale
Name of any other party or parties to the transaction (if known):
(a) Sena Trustees: Unknown; Williams Trustees:
Unknown
(b) Sena Trustees: Unknown; Williams Trustees:
Unknown
(c) Sena Trustees: Unknown; Williams Trustees:
Unknown
(d) Sena Trustees: Unknown; Williams Trustees:
Unknown
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
(a) Sena Trustees: Total of NZ$826.56 being NZ$1.26
per ordinary share; Williams Trustees: Total of
NZ$825.3 being NZ$1.26 per ordinary share
(b) Sena Trustees: Total of NZ$2,610.16 being
NZ$1.20 per ordinary share; Williams Trustees: Total
of NZ$2,611.36 being NZ$1.20 per ordinary share
(c) Sena Trustees: Total of NZ$543.02 being NZ$1.21
per ordinary share; Williams Trustees: Total of
NZ$543.02 being NZ$1.21 per ordinary share
(d) Sena Trustees: Total of NZ$2,599.46 being
NZ$1.24 per ordinary share; Williams Trustees: Total
of NZ$2,600.70 being NZ$1.24 per ordinary share
Number of financial products to which the transaction related:
(a) Sena Trustees: 656; Williams Trustees: 655
(b) Sena Trustees: 2,168; Williams Trustees: 2,169
(c) Sena Trustees: 450; Williams Trustees: 450
(d) Sena Trustees: 2,104; Williams Trustees: 2,105
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:Yes
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Yes
Date of the prior written clearance (if any):
1-Mar-21
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
N/A
Nature of relevant interest:
N/A
For that relevant interest,-
Number held in class:
N/A
Current registered holder(s):
N/A
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:N/A
Maturity date of the derivative (if any):N/A
Expiry date of the derivative (if any):N/A
The price's specified terms (if any):N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
N/A
For that derivative relevant interest,-N/A
Parties to the derivative:
N/A
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
N/A
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
12-Mar-21
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- CHI — Channel Infrastructure NZ Limited: Senior Managers – Ongoing Disclosure Notices2021-06-04
“Ongoing Disclosure Notice Disclosure of Directors and Senior Managers Relevant Interests Sections 297(2) and 298(2), Financial Markets Conduct Act 2013 To NZX Limited; and Name of listed issuer: The New Zealand Refining Company Limited Date this disclosure made: 04-Jun-21 Dat…”
- NZX — NZX Limited: D & O Ongoing Disclosures – multiple2021-03-14
“Ongoing Disclosure Notice Disclosure of Directors and Senior Managers Relevant Interests Sections 297(2) and 298(2), Financial Markets Conduct Act 2013 To NZX Limited; and Name of listed issuer: NZX Limited Date this disclosure made: 15-Mar-21 Date of last disclosure: 23-Sep-…”
- CEN — Contact Energy Limited: D&O Ongoing Disclosure2021-04-06
“Ongoing Disclosure Notice Disclosure of Directors and Senior Managers Relevant Interests Sections 297(2) and 298(2), Financial Markets Conduct Act 2013 To NZX Limited; and Name of listed issuer: Contact Energy Limited Date this disclosure made:7 April 2021 Date of last disclosu…”