ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure14 March 2021ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


12 March 2021


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 12 March 2021

The previous notice was given to the ASX on: 26 February 2021

The previous notice was dated: 26 February 2021

2. Issued Share Capital

2,845,541,800 fully paid Ordinary Shares in the capital of ANZ have been issued as at

11 March 2021.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,699,950 0.17%


4,700,879 0.17%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,699,950 0.17% 4,700,879 0.17%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

14,150 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 100,000 0.01%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,900,851 0.10%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 330,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,355,655 0.05%


Aggregation


4,700,879 0.17%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

2/03/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

597

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,766.84

Ordinary fully

paid

-61

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,675.63

Ordinary fully

paid

265

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,562.65

Ordinary fully

paid

-123

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,162.06

Ordinary fully

paid

40

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,981.92

Ordinary fully

paid

-172




3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 550.33

Ordinary fully

paid

-19

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,679.95

Ordinary fully

paid

-58

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,708.91

Ordinary fully

paid

-59

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,648.10

Ordinary fully

paid

-195

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 811.01

Ordinary fully

paid

-28

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,084.01

Ordinary fully

paid

175

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

610.08

Ordinary fully

paid

21

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,355.57

Ordinary fully

paid

323

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,361.34

Ordinary fully

paid

-47

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,593.05

Ordinary fully

paid

-55




3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,100.66

Ordinary fully

paid

-38

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 202.75

Ordinary fully

paid

-7

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,244.04

Ordinary fully

paid

-112

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,361.34

Ordinary fully

paid

-47

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 695.15

Ordinary fully

paid

-24

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,114.42

Ordinary fully

paid

73

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,997.12

Ordinary fully

paid

138

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,556.53

Ordinary fully

paid

88

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,129.62

Ordinary fully

paid

-39

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,233.82

Ordinary fully

paid

249




3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

955.83

Ordinary fully

paid

33

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,772.14

Ordinary fully

paid

61

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,004.56

Ordinary fully

paid

69

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,180.35

Ordinary fully

paid

386

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,228.84

Ordinary fully

paid

-146

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,199.87

Ordinary fully

paid

-145

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,577.85

Ordinary fully

paid

-89

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

377.67

Ordinary fully

paid

13

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,207.91

Ordinary fully

paid

76

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,506.16

Ordinary fully

paid

-52




3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,631.46

Ordinary fully

paid

298

3/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,561.09

Ordinary fully

paid

157

4/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,082.67

Ordinary fully

paid

-37

4/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 907.10

Ordinary fully

paid

-31

4/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 965.63

Ordinary fully

paid

-33

4/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 994.89

Ordinary fully

paid

-34

4/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,814.21

Ordinary fully

paid

-62

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,180.69

Ordinary fully

paid

-101

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,747.04

Ordinary fully

paid

-246

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,716.06

Ordinary fully

paid

-118




10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,181.62

Ordinary fully

paid

354

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,582.35

Ordinary fully

paid

-82

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,267.43

Ordinary fully

paid

-72

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,196.70

Ordinary fully

paid

-38

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,747.55

Ordinary fully

paid

-119

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 157.46

Ordinary fully

paid

-5

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,858.03

Ordinary fully

paid

-59

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,637.07

Ordinary fully

paid

179

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,748.74

Ordinary fully

paid

182

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,070.73

Ordinary fully

paid

34




10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 440.89

Ordinary fully

paid

-14

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,359.65

Ordinary fully

paid

233

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,668.56

Ordinary fully

paid

-180

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,337.64

Ordinary fully

paid

233

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

28,815.20

Ordinary fully

paid

915

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,566.34

Ordinary fully

paid

-145

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,093.96

Ordinary fully

paid

-130

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,763.55

Ordinary fully

paid

-56

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,928.24

Ordinary fully

paid

220

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,906.67

Ordinary fully

paid

187




10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,054.73

Ordinary fully

paid

-97

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,676.82

Ordinary fully

paid

-85

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 125.97

Ordinary fully

paid

-4

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,606.09

Ordinary fully

paid

-51

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 220.44

Ordinary fully

paid

-7

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,172.96

Ordinary fully

paid

-69

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,259.68

Ordinary fully

paid

-40

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,597.83

Ordinary fully

paid

146

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,716.06

Ordinary fully

paid

-118

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,314.41

Ordinary fully

paid

-137




10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 818.79

Ordinary fully

paid

-26

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,330.41

Ordinary fully

paid

74

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,235.42

Ordinary fully

paid

198

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,033.02

Ordinary fully

paid

191

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 26,453.60

Ordinary fully

paid

-860

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,076.60

Ordinary fully

paid

-35

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 997.85

Ordinary fully

paid

-35

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 4,219.48

Ordinary fully

paid

-148

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,625.07

Ordinary fully

paid

-57

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,396.99

Ordinary fully

paid

-49




10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 4,305.01

Ordinary fully

paid

-151

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 4,305.01

Ordinary fully

paid

-151

10/03/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,309.31

Ordinary fully

paid

-81



Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

12 March 2021

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.