NZX Shareholder Metrics – April 2021

NZX Limited - Monthly Shareholder Metrics
April 2021
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersApr 2021 Change YoY Capital RaisingApr 2021 YTD Change YoY
Total equity securities1342.3% Total capital raisings $1,287 m $3,830 m-26.4%
Total fund securities486.7%
Total retail debt securities1434.4%New Capital Listed
Total wholesale debt securities833.3% Total capital listed by all issuers$150 m $1,004 m-50.7%
Total other securities3-25.0%
Total listed securities3364.0% Equity listings- $529 m1412.0%
Fund listings---
Retail debt listings$150 m $475 m-68.3%
Total NZX Main Board equity issuers1322.3% Wholesale debt listings---100.0%
Total NZX Main Board fund issuers486.7%
Total NZX Debt Market retail debt issuers510.0%
Total NZX Debt Market wholesale debt issuers20.0%Secondary Capital Raisings
Total other issuers3-25.0% Total capital raised by all issuers$1,137 m $2,826 m-10.8%
Total unique issuers2084.0%
Total equity raised - NZ issuers$126 m $659 m-53.9%
Total equity raised - dual or foreign issuer-$1 m-
Market CapitalisationApr 2021 Change YoY % of GDP
Total funds raised - NZ issuers$78 m $633 m46.7%
Total market capitalisation$229,716 m23.1%70.5% Total funds raised - dual or foreign issuer$109 m $264 m-18.5%
Total retail debt raised$157 m $602 m41.4%
All equity$180,310 m24.3%55.3% Total wholesale debt raised$667 m $667 m19.8%
All funds$6,852 m45.8%2.1%
All other$20 m189.7%0.0%
Total NZX Main Board$187,182 m25.0%57.4% Total number of secondary capital raising events3461,26835.9%
Equity issuers - capital raised < $10m2811832.6%
Retail debt$34,191 m4.5%10.5% Equity issuers - capital raised ≥ $10m < $100m35-37.5%
Green bonds$3,075 m241.7%0.9% Equity issuers - capital raised ≥ $100m-1-50.0%
Wholesale debt$5,268 m52.4%1.6% Fund issuers - capital raised3101,13037.3%
Total NZX Debt Market$42,534 m14.7%13.0% Retail debt issuers - capital raised41344.4%
Wholesale debt issuers - capital raised11-
Cash MarketApr 2021 Change YoY
Total value traded$5,186 m9.0%
DerivativesApr 2021 Change YoY
Daily average value traded$273 m9.0% Futures - total lots traded18,739-42.9%
On-market value traded$3,732 m12.7% Options - total lots traded320-88.3%
% of value on-market72.0%3.4% Total derivatives lots traded19,059-46.4%
Total trades1,468,98510.6% Total derivatives lots traded - YTD95,541-33.8%
Daily average trades77,31510.6% Open interest56,815-18.2%
Notional value traded ($USD)$139 m-7.7%
Options to futures ratio1.7%-79.5%
Total Equity TransactionsBlock trade %0.0%-
Total trades1,465,30010.6%
Value traded$5,057 m10.0%
Derivatives Total Lots Traded 2019 / 2020 / 2021
% of value on-market73.1%3.3%
Average on-market trade size$2,5282.7%
Total Debt Transactions
Total trades
3,685
6.5%
Value traded $129 m-19.6%
Cumulative Numbers - YTD
Number of trades5,522,25955.7%
Total value traded$18,031 m-1.0%
% of value on-market66.6%8.6%

NZX Indices PerformanceApr 2021Change YoYClearing House / DepositoryApr 2021Change YoY
S&P/NZX 50 Index (Gross)12,73120.9%Gross value of cleared trades over month$5,218 m9.3%
S&P/NZX 50 Index (Capital)5,29718.4%Collateral held at month end$62 m-9.8%
S&P/NZX 50 Portfolio Index7,98129.7%Depository transactions7,034-4.4%
S&P/NZX Primary Sector Index13,873-14.1%Assets under custody in depository$5,227 m54.9%
S&P/NZX NZ Fixed Interest Composite Index126-1.6%Value of stock lent over month--
S&P/NZX A-Grade Bond Index5,876-0.1%
Direct Data ProductsApr 2021Change YoYDairy Data SubscriptionsApr 2021Change YoY
Proprietary security subscription products308-1.0%Dairy data subscriptions459-5.4%
- products ≥ $3,000 p.a.1100.9% - products ≥ $1,500 p.a. 104-8.8%
- products < $3,000 p.a.198-2.0% - products < $1,500 p.a. 355-4.3%
Wholesale DataApr 2021Change YoYEnergy and Environment ContractsApr 2021Change YoY
Terminal numbers - professional6,4805.8%Operating / Technology contracts185.9%
Terminal numbers - retail2,189-5.2%- contracts ≥ $500k p.a.525.0%
Licences - value ≥ $20k p.a.5630.2%- contracts < $500k p.a.130.0%
Licences - value < $20k p.a.810.0%
Smartshares
Apr 2021Change YoY
Total external funds under management$5,530 m49.4%
Scheme FUMApr 2021Change YoY
SuperLife Kiwisaver$1,265 m33.2%
SuperLife Workplace Savings$1,414 m20.3%
Smartshares Exchange Traded Funds - External$2,151 m66.5%
Smartshares Exchange Traded Funds - Total (external and internal)$4,836 m45.7%
Other MetricsApr 2021Change YoY
Units on issue1,624 m24.5%
Value of stock lent over month$201 m-19.1%
Wealth Technologies
Funds under administration$7,565 m227.9%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include options, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com