ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Substantial Holder Notice14 May 2021ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


14 May 2021


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 14 May 2021

The previous notice was given to the ASX on: 30 April 2021

The previous notice was dated: 30 April 2021

2. Issued Share Capital

2,845,541,800 fully paid Ordinary Shares in the capital of ANZ have been issued as at

13 May 2021.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 4,971,772 0.17%


4,923,492 0.17%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 4,971,772 0.17% 4,923,492 0.17%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

100,994 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 100,000 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,967,329 0.11%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 380,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,374,946 0.05%


Aggregation 4,923,492 0.17%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

30/04/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,500.38

Ordinary fully

paid

-87

30/04/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 287.40

Ordinary fully

paid

-10

30/04/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 948.42

Ordinary fully

paid

-33

30/04/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 28.74

Ordinary fully

paid

-1

30/04/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,437.00

Ordinary fully

paid

-50

30/04/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,126.76

Ordinary fully

paid

-74

30/04/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 316.14

Ordinary fully

paid

-11




5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,373.05

Ordinary fully

paid

76

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,644.81

Ordinary fully

paid

85

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,338.54

Ordinary fully

paid

203

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

76,218.59

Ordinary fully

paid

2,441

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,309.78

Ordinary fully

paid

106

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,182.39

Ordinary fully

paid

38

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,191.97

Ordinary fully

paid

199

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,529.17

Ordinary fully

paid

81

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,654.07

Ordinary fully

paid

85

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 17,082.37

Ordinary fully

paid

-549




5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 17,082.37

Ordinary fully

paid

-549

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,200.58

Ordinary fully

paid

-135

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,169.47

Ordinary fully

paid

-134

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,982.77

Ordinary fully

paid

-128

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,013.89

Ordinary fully

paid

-129

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,862.62

Ordinary fully

paid

92

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,414.08

Ordinary fully

paid

174

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,800.39

Ordinary fully

paid

90

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,293.93

Ordinary fully

paid

138

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,566.33

Ordinary fully

paid

436




5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,267.12

Ordinary fully

paid

105

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

16,986.04

Ordinary fully

paid

544

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 809.00

Ordinary fully

paid

-26

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 809.00

Ordinary fully

paid

-26

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,120.16

Ordinary fully

paid

36

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,620.38

Ordinary fully

paid

180

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,529.93

Ordinary fully

paid

242

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,275.73

Ordinary fully

paid

41

5/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,899.75

Ordinary fully

paid

253

6/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 55,449.73

Ordinary fully

paid

-1,906




7/05/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

339

10/05/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

61

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,957.78

Ordinary fully

paid

-101

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 117.14

Ordinary fully

paid

-4

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,037.02

Ordinary fully

paid

-172

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,539.17

Ordinary fully

paid

-155

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,405.68

Ordinary fully

paid

-48

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,698.53

Ordinary fully

paid

-58




12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,021.43

Ordinary fully

paid

205

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

17,073.14

Ordinary fully

paid

583

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

499.34

Ordinary fully

paid

17

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

15,949.44

Ordinary fully

paid

543

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,359.15

Ordinary fully

paid

183

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,996.03

Ordinary fully

paid

102

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,703.62

Ordinary fully

paid

58

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,669.24

Ordinary fully

paid

57

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,643.38

Ordinary fully

paid

-261

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,259.25

Ordinary fully

paid

-43




12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

322.13

Ordinary fully

paid

11

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,798.42

Ordinary fully

paid

198

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,719.19

Ordinary fully

paid

127

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,723.50

Ordinary fully

paid

-93

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,200.68

Ordinary fully

paid

-41

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,464.25

Ordinary fully

paid

-50

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 9,049.06

Ordinary fully

paid

-309

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,464.67

Ordinary fully

paid

152

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,338.49

Ordinary fully

paid

114

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,819.80

Ordinary fully

paid

96




12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,676.97

Ordinary fully

paid

228

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

17,307.42

Ordinary fully

paid

591

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

31,370.17

Ordinary fully

paid

1,068

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

819.98

Ordinary fully

paid

28

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,890.59

Ordinary fully

paid

167

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 13,031.81

Ordinary fully

paid

-445

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,957.78

Ordinary fully

paid

-101

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,850.49

Ordinary fully

paid

63

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 29.28

Ordinary fully

paid

-1

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,664.94

Ordinary fully

paid

-91




12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 87.85

Ordinary fully

paid

-3

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,183.44

Ordinary fully

paid

-177

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,786.39

Ordinary fully

paid

-61

12/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,137.80

Ordinary fully

paid

-73

13/05/2021

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market sale 1,298,385.51

Ordinary fully

paid

-47,781

13/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 115,072.00

Ordinary fully

paid

-4,000

13/05/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 28,768.00

Ordinary fully

paid

-1,000

















Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

14 May 2021

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.