NZX Shareholder Metrics – May 2021

NZX Limited - Monthly Shareholder Metrics
May 2021
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersMay 2021Change YoYCapital RaisingMay 2021YTDChange YoY
Total equity securities1353.8%Total capital raisings $2,141 m$5,971 m-11.6%
Total fund securities486.7%
Total retail debt securities1402.2%New Capital Listed
Total wholesale debt securities814.3%Total capital listed by all issuers$1,821 m$2,825 m22.8%
Total other securities40.0%
Total listed securities3353.7%Equity listings$346 m$875 m2400.2%
Fund listings---
Retail debt listings$1,475 m$1,950 m30.0%
Total NZX Main Board equity issuers1333.9%Wholesale debt listings---100.0%
Total NZX Main Board fund issuers486.7%
Total NZX Debt Market retail debt issuers510.0%
Total NZX Debt Market wholesale debt issuers20.0%Secondary Capital Raisings
Total other issuers40.0%Total capital raised by all issuers$320 m$3,146 m-29.3%
Total unique issuers2084.5%
Total equity raised - NZ issuers$59 m$718 m-66.3%
Total equity raised - dual or foreign issuer$0 m$1 m-
Market CapitalisationMay 2021Change YoY% of GDP
Total funds raised - NZ issuers$228 m$861 m62.9%
Total market capitalisation$223,949 m15.8%68.7%Total funds raised - dual or foreign issuer$33 m$297 m-13.5%
Total retail debt raised-$602 m-32.4%
All equity$175,817 m16.4%53.9%Total wholesale debt raised-$667 m19.8%
All funds$6,970 m43.3%2.1%
All other$31 m270.7%0.0%
Total NZX Main Board$182,818 m17.3%56.1%Total number of secondary capital raising events3301,59834.7%
Equity issuers - capital raised < $10m3715527.0%
Retail debt$32,541 m-1.2%10.0%Equity issuers - capital raised ≥ $10m < $100m16-57.1%
Green bonds$3,225 m258.3%1.0%Equity issuers - capital raised ≥ $100m-1-75.0%
Wholesale debt$5,365 m42.5%1.6%Fund issuers - capital raised2921,42238.1%
Total NZX Debt Market$41,131 m9.4%12.6%Retail debt issuers - capital raised-13-13.3%
Wholesale debt issuers - capital raised-1-
Cash MarketMay 2021Change YoY
Total value traded$4,204 m-3.7%
DerivativesMay 2021Change YoY
Daily average value traded$200 m-3.7%Futures - total lots traded18,689-33.4%
On-market value traded$2,625 m-12.2%Options - total lots traded990-68.1%
% of value on-market62.4%-8.9%Total derivatives lots traded19,679-36.9%
Total trades1,284,51723.2%Total derivatives lots traded - YTD115,220-34.4%
Daily average trades61,16723.2%Open interest58,357-24.6%
Notional value traded ($USD)$139 m14.0%
Options to futures ratio5.3%-52.0%
Total Equity TransactionsBlock trade %0.0%-
Total trades1,280,15423.1%
Value traded$3,994 m-5.4%
Derivatives Total Lots Traded 2019 / 2020 / 2021
% of value on-market64.5%-7.8%
Average on-market trade size$2,016-29.2%
Total Debt Transactions
Total trades4,36343.3%
Value traded $211 m45.9%
Cumulative Numbers - YTD
Number of trades6,806,77648.3%
Total value traded$22,234 m-1.5%
% of value on-market65.8%4.9%

NZX Indices PerformanceMay 2021Change YoYClearing House / DepositoryMay 2021Change YoY
S&P/NZX 50 Index (Gross)12,32113.2%Gross value of cleared trades over month$4,192 m-4.3%
S&P/NZX 50 Index (Capital)5,11910.8%Collateral held at month end$89 m-23.4%
S&P/NZX 50 Portfolio Index7,88524.0%Depository transactions7,72511.4%
S&P/NZX Primary Sector Index13,172-18.2%Assets under custody in depository$5,354 m50.5%
S&P/NZX NZ Fixed Interest Composite Index125-2.7%
S&P/NZX A-Grade Bond Index5,847-1.4%
Direct Data ProductsMay 2021Change YoYDairy Data SubscriptionsMay 2021Change YoY
Proprietary security subscription products311-1.6%Dairy data subscriptions461-3.8%
- products ≥ $3,000 p.a.1101.9% - products ≥ $1,500 p.a. 106-1.9%
- products < $3,000 p.a.201-3.4% - products < $1,500 p.a. 355-4.3%
Wholesale DataMay 2021Change YoYEnergy and Environment ContractsMay 2021Change YoY
Terminal numbers - professional6,6134.1%Operating / Technology contracts185.9%
Terminal numbers - retail1,929-35.8%- contracts ≥ $500k p.a.525.0%
Licences - value ≥ $20k p.a.5630.2%- contracts < $500k p.a.130.0%
Licences - value < $20k p.a.80-1.2%
Smartshares
May 2021Change YoY
Total external funds under management$5,693 m47.9%
Scheme FUMMay 2021Change YoY
SuperLife Kiwisaver$1,275 m28.7%
SuperLife Workplace Savings$1,421 m19.0%
Smartshares Exchange Traded Funds - External$2,280 m69.8%
Smartshares Exchange Traded Funds - Total (external and internal)$4,979 m45.7%
Other MetricsMay 2021Change YoY
Units on issue1,689 m27.4%
Value of stock lent over month$268 m11.4%
Wealth Technologies
Funds under administration$7,572 m222.2%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include rights, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com