Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
11 June 2021
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 11 June 2021
The previous notice was given to the ASX on: 28 May 2021
The previous notice was dated: 28 May 2021
2. Issued Share Capital
2,845,541,800 fully paid Ordinary Shares in the capital of ANZ have been issued as at
10 June 2021.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid 4,973,053 0.17%
4,984,222 0.18%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid 4,973,053 0.17%
4,984,222 0.18%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
122,083 0.01%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.01%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,914,456 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 380,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,467,460 0.05%
Aggregation
4,984,222 0.18%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
28/05/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,154.27
Ordinary fully
paid
-40
28/05/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 808.00
Ordinary fully
paid
-28
28/05/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 779.14
Ordinary fully
paid
-27
28/05/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 86.57
Ordinary fully
paid
-3
28/05/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,096.57
Ordinary fully
paid
-38
31/05/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,923.57
Ordinary fully
paid
-67
31/05/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,148.40
Ordinary fully
paid
-40
31/05/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 3,272.94
Ordinary fully
paid
-114
31/05/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,641.32
Ordinary fully
paid
-92
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,335.15
Ordinary fully
paid
273
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 791.06
Ordinary fully
paid
-26
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,808.91
Ordinary fully
paid
92
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,105.20
Ordinary fully
paid
365
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,271.62
Ordinary fully
paid
239
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,815.77
Ordinary fully
paid
387
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,204.54
Ordinary fully
paid
434
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,007.20
Ordinary fully
paid
164
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 8,001.83
Ordinary fully
paid
-263
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,042.52
Ordinary fully
paid
-100
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,373.16
Ordinary fully
paid
-78
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 973.61
Ordinary fully
paid
-32
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 456.38
Ordinary fully
paid
-15
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 152.13
Ordinary fully
paid
-5
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,373.16
Ordinary fully
paid
-78
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 517.23
Ordinary fully
paid
-17
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 152.12
Ordinary fully
paid
-5
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,498.90
Ordinary fully
paid
-115
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,342.70
Ordinary fully
paid
306
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,938.59
Ordinary fully
paid
129
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,693.98
Ordinary fully
paid
252
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
15,540.63
Ordinary fully
paid
509
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,029.47
Ordinary fully
paid
-132
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,694.33
Ordinary fully
paid
121
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,247.43
Ordinary fully
paid
-41
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 578.08
Ordinary fully
paid
-19
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,373.17
Ordinary fully
paid
78
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,045.63
Ordinary fully
paid
67
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,399.56
Ordinary fully
paid
-46
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,655.56
Ordinary fully
paid
349
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
732.76
Ordinary fully
paid
24
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,642.96
Ordinary fully
paid
-54
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
74,222.54
Ordinary fully
paid
2,431
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,770.49
Ordinary fully
paid
189
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,496.05
Ordinary fully
paid
49
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,029.47
Ordinary fully
paid
132
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,923.50
Ordinary fully
paid
63
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 121.70
Ordinary fully
paid
-4
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,008.06
Ordinary fully
paid
-66
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,624.63
Ordinary fully
paid
-152
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,747.85
Ordinary fully
paid
90
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,938.59
Ordinary fully
paid
129
2/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,434.30
Ordinary fully
paid
309
7/06/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
4,768
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,745.00
Ordinary fully
paid
153
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,566.50
Ordinary fully
paid
115
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,000.68
Ordinary fully
paid
-129
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 837.35
Ordinary fully
paid
-27
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,171.60
Ordinary fully
paid
-199
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,900.06
Ordinary fully
paid
-158
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,201.93
Ordinary fully
paid
-71
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,395.58
Ordinary fully
paid
-45
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 713.30
Ordinary fully
paid
-23
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,209.51
Ordinary fully
paid
-39
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,984.84
Ordinary fully
paid
-64
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 217.09
Ordinary fully
paid
-7
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,620.94
Ordinary fully
paid
-149
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,767.75
Ordinary fully
paid
-57
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,931.76
Ordinary fully
paid
288
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 8,683.65
Ordinary fully
paid
-280
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,466.56
Ordinary fully
paid
273
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,705.72
Ordinary fully
paid
-55
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,822.19
Ordinary fully
paid
-91
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,364.57
Ordinary fully
paid
-44
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,186.76
Ordinary fully
paid
-135
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,752.58
Ordinary fully
paid
-121
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,008.95
Ordinary fully
paid
226
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,116.47
Ordinary fully
paid
-36
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,651.96
Ordinary fully
paid
150
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,168.21
Ordinary fully
paid
134
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,497.57
Ordinary fully
paid
274
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 589.25
Ordinary fully
paid
-19
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,752.58
Ordinary fully
paid
-121
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,644.37
Ordinary fully
paid
-182
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,271.53
Ordinary fully
paid
-41
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,698.14
Ordinary fully
paid
-87
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,147.48
Ordinary fully
paid
-37
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,583.03
Ordinary fully
paid
309
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,628.52
Ordinary fully
paid
-117
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 62.03
Ordinary fully
paid
-2
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,504.65
Ordinary fully
paid
402
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
620.26
Ordinary fully
paid
20
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,163.61
Ordinary fully
paid
166
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,505.77
Ordinary fully
paid
177
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,552.02
Ordinary fully
paid
308
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,182.03
Ordinary fully
paid
38
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,520.33
Ordinary fully
paid
-178
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,767.74
Ordinary fully
paid
-57
9/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,110.94
Ordinary fully
paid
455
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
11 June 2021
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