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Ongoing D&O Disclosures – Multiple

Insider/Shareholder Notice11 June 20212CCFinancials

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

NZ Automotive Investments Limited

Date this disclosure made:

11-Jun-21

Date of last disclosure:

8-Jun-21

Director or senior manager giving disclosure

Full name(s):

David (Yusuke) Sena

Name of listed issuer:

NZ Automotive Investments Limited

Name of related body corporate (if applicable):

Position held in listed issuer:

Director of NZ Automotive Investments Limited

1 - Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary shares in NZ Automotive Investments Limited

Nature of the affected relevant interest(s):

David (Yusuke) Sena and TLR (Sena) Trustee Service

No. 2 Limited have a relevant interest in shares held by

Eugene Williams and TLR Williams Trustee Company

Limited which are subject to trading arrangements

agreed in the Sale Process Deed dated 15 February

2021 entered into between the parties. Eugene

Williams and TLR Williams Trustee Company Limited

have disposed a further 2,367 of those shares. See

previous substantial product holder disclosure made by

David Sena on 25 February 2021. A copy of the Sale

Process Deed is also attached to that substantial

product holder disclosure made by David Sena on 25

February 2021.

For that relevant interest-

Number held in class before acquisition or disposal:

11,457,611

Number held in class after acquisition or disposal:

11,455,244

Current registered holder(s):

Eugene Williams and TLR Williams Trustee Company

Limited

Registered holder(s) once transfers are registered:

Unknown

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative(if any):

N/A

The price specified in the terms of the derivative (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative,-

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1

Details of transactions requiring disclosure-

Date of transaction:

4-Jun-21

Nature of transaction: On market sale

Name of any other party or parties to the transaction (if known):

Unknown

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:Total of NZ$2,603.70 being NZ$1.10 per ordinary share

Number of financial products to which the transaction related:

2,367

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:Yes

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Yes

Date of the prior written clearance (if any):

28-May-21

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

Ordinary shares in NZ Automotive Investments Limited

Nature of relevant interest:

Joint registered holder and beneficial owner

For that relevant interest,-

Number held in class:20,906,993

Current registered holder(s):

David (Yusuke) Sena and TLR (Sena) Trustee Service

No.2 Limited

For a derivative relevant interest,-

Type of derivative:

N/A

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:N/A

Maturity date of the derivative (if any):N/A

Expiry date of the derivative (if any):N/A

The price's specified terms (if any):N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative relevant interest,- N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all persons

for whom it is made.

Signature of director or officer:

Date of signature:

11-Jun-21

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:

Name and title of authorised person:


Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

NZ Automotive Investments Limited

Date this disclosure made:

11-Jun-21

Date of last disclosure:

8-Jun-21

Director or senior manager giving disclosure

Full name(s):

Eugene Williams

Name of listed issuer:

NZ Automotive Investments Limited

Name of related body corporate (if applicable):

Position held in listed issuer:

Director of NZ Automotive Investments Limited

1 - Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary shares in NZ Automotive Investments Limited

Nature of the affected relevant interest(s):

Joint registered holder and beneficial owner

For that relevant interest-

Number held in class before acquisition or disposal:

20,869,361

Number held in class after acquisition or disposal:

20,866,994

Current registered holder(s):

Eugene Williams and TLR Williams Trustee Company

Limited

Registered holder(s) once transfers are registered:

Unknown

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative(if any):

N/A

The price specified in the terms of the derivative (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative,-

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: 1

Details of transactions requiring disclosure-
Date of transaction:

4-Jun-21

Nature of transaction: On market sale

Name of any other party or parties to the transaction (if known):

Unknown

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:Total of NZ$2,603.70 being NZ$1.10 per ordinary share

Number of financial products to which the transaction related:

2,367

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:Yes

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Yes

Date of the prior written clearance (if any):

28-May-21

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

Ordinary shares in NZ Automotive Investments Limited

Nature of relevant interest:

Eugene Williams and TLR Williams Trustee Company

Limited have a relevant interest in the shares held by

David (Yusuke) Sena and TLR (Sena) Trustee Service

No. 2 Limited which are subject to trading

arrangements agreed in the Sale Process Deed dated

15 February 2021 entered into between the parties, see

previous substantial product holder disclosure made by

Eugene Williams on 25 February 2021. A copy of the

Sale Process Deed is also attached to that substantial

product holder disclosure made by Eugene Williams on

25 February 2021.

For that relevant interest,-

Number held in class:

11,495,243

Current registered holder(s):

David (Yusuke) Sena and TLR (Sena) Trustee Service

No. 2 Limited

For a derivative relevant interest,-

Type of derivative:

N/A

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:N/A

Maturity date of the derivative (if any):N/A

Expiry date of the derivative (if any):N/A

The price's specified terms (if any):N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative relevant interest,- N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all persons

for whom it is made.

Signature of director or officer:

Date of signature:

11-Jun-21

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:

Name and title of authorised person:


Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

NZ Automotive Investments Limited

Date this disclosure made:

11-Jun-21

Date of last disclosure:

8-Jun-21

Director or senior manager giving disclosure

Full name(s):

Tracy Leanne Rowsell

Name of listed issuer:

NZ Automotive Investments Limited

Name of related body corporate (if applicable):

Position held in listed issuer:

Director of NZ Automotive Investments Limited

1 - Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary shares in NZ Automotive Investments Limited

Nature of the affected relevant interest(s):

Sole director and shareholder of TLR Williams Trustee

Company Limited, which is an independent trustee

company with no beneficial interests, and has the

power to exercise, or to control the exercise of, a right

to vote attached to 20% or more of the voting products

in TLR Williams Trustee Company Limited. As a result

Tracy Rowsell has a relevant interest in the shares in

NZ Automotive Investments Limited jointly held by

Eugene Williams and TLR Williams Trustee Company

Limited (together, the Williams Trustees).

For that relevant interest-

Number held in class before acquisition or disposal:

20,869,361

Number held in class after acquisition or disposal:

20,866,994

Current registered holder(s):

Eugene Williams and TLR Williams Trustee Company

Limited

Registered holder(s) once transfers are registered:

Unknown

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative(if any):

N/A

The price specified in the terms of the derivative (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative,-

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: 1

Details of transactions requiring disclosure-
Date of transaction:

4-Jun-21

Nature of transaction: On market sale

Name of any other party or parties to the transaction (if known):

Unknown

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:Total of NZ$2,603.70 being NZ$1.10 per ordinary share

Number of financial products to which the transaction related:

2,367

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:Yes

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Yes

Date of the prior written clearance (if any):

28-May-21

2 - Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary shares in NZ Automotive Investments Limited

Nature of the affected relevant interest(s):

David (Yusuke) Sena and TLR (Sena) Trustee Service

No. 2 Limited (together, the Sena Trustees) and the

Williams Trustees have entered into a Sale Process

Deed dated 15 February 2021, see previous substantial

product holder disclosure made on 25 February 2021.

As a result, both the Sena Trustees and the Williams

Trustees have a relevant interest in shares held by the

others which are subject to trading arrangements

agreed in the Sale Process Deed. A copy of the Sale

Process Deed is attached to that previous substantial

product holder disclosure made on 25 February 2021

by Tracy Rowsell. Tracy Rowsell is the sole director

and shareholder of each of TLR (Sena) Trustee

Service No. 2 Limited (one of the Sena Trustees) and

TLR Williams Trustee Company Limited (one of the

Williams Trustees), both of which are independent

trustee companies with no beneficial interests. Tracy

Rowsell has the power to exercise, or to control the

exercise of, a right to vote attached to 20% or more of

the voting products in both TLR (Sena) Trustee Service

No. 2 Limited and TLR Williams Trustee Company

Limited. As a result, Tracy Rowsell has a relevant

interest in the Sena Trustees' and the William Trustees'

respective interest in shares held by the others which

are subject to trading arrangements agreed in the Sale

Process Deed. The Williams Trustees have disposed

a further 2,367 of those shares.

For that relevant interest-

Number held in class before acquisition or disposal:

22,952,854

Number held in class after acquisition or disposal:

22,950,487

Current registered holder(s):

David (Yusuke) Sena and TLR (Sena) Trustee Service

No.2 Limited, and Eugene Williams and TLR Williams

Trustee Company Limited

Registered holder(s) once transfers are registered:

Unknown

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative(if any):

N/A

The price specified in the terms of the derivative (if any):

N/A

Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative,-

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: 1

Details of transactions requiring disclosure-

Date of transaction:

Williams Trustees: 4 June 2021

Nature of transaction: Williams Trustees: On market sale

Name of any other party or parties to the transaction (if known):

Williams Trustees: Unknown

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

Williams Trustees: Total of NZ$2,603.70 being

NZ$1.10 per ordinary share

Number of financial products to which the transaction related:

Williams Trustees: 2,367

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:Yes

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Yes

Date of the prior written clearance (if any):

28-May-21

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

Ordinary shares in NZ Automotive Investments Limited

Nature of relevant interest:

Sole director and shareholder of TLR (Sena) Trustee

Service No. 2 Limited, which is an independent trustee

company with no beneficial interests, and has the

power to exercise, or to control the exercise of, a right

to vote attached to 20% or more of the voting products

in TLR (Sena) Trustee Service No. 2 Limited. As a

result Tracy Rowsell has a relevant interest in the

shares in NZ Automotive Investments Limited jointly

held by the Sena Trustees.

For that relevant interest,-

Number held in class:20,906,993

Current registered holder(s):

David (Yusuke) Sena and TLR (Sena) Trustee Service

No.2 Limited

For a derivative relevant interest,-

Type of derivative:

N/A

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:N/A

Maturity date of the derivative (if any):N/A

Expiry date of the derivative (if any):N/A

The price's specified terms (if any):N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative relevant interest,- N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons

for whom it is made.

Signature of director or officer:

Date of signature:

11-Jun-21

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:

Name and title of authorised person:

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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