Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
25 June 2021
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 25 June 2021
The previous notice was given to the ASX on: 11 June 2021
The previous notice was dated: 11 June 2021
2. Issued Share Capital
2,845,541,800 fully paid Ordinary Shares in the capital of ANZ have been issued as at
24 June 2021.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,984,222 0.18%
5,003,331 0.18%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,984,222 0.18%
5,003,331 0.18%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
134,530 0.01%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.01%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,914,456 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 380,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,474,122 0.05%
Aggregation
5,003,331 0.18%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,991.76
Ordinary fully
paid
161
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,336.83
Ordinary fully
paid
-108
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,951.73
Ordinary fully
paid
225
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,363.43
Ordinary fully
paid
302
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,291.59
Ordinary fully
paid
236
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,386.97
Ordinary fully
paid
206
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 401.66
Ordinary fully
paid
-13
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 401.66
Ordinary fully
paid
-13
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,761.10
Ordinary fully
paid
-57
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
16,684.15
Ordinary fully
paid
540
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,643.25
Ordinary fully
paid
53
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,363.81
Ordinary fully
paid
173
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,356.36
Ordinary fully
paid
76
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,564.41
Ordinary fully
paid
-83
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 648.83
Ordinary fully
paid
-21
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 834.21
Ordinary fully
paid
-27
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,328.55
Ordinary fully
paid
-43
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,286.49
Ordinary fully
paid
106
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,724.14
Ordinary fully
paid
250
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,705.26
Ordinary fully
paid
55
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,937.21
Ordinary fully
paid
256
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,758.07
Ordinary fully
paid
-154
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 8,187.59
Ordinary fully
paid
-265
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,376.01
Ordinary fully
paid
-174
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,317.24
Ordinary fully
paid
-75
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,611.85
Ordinary fully
paid
181
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,302.90
Ordinary fully
paid
204
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
341.05
Ordinary fully
paid
11
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,718.90
Ordinary fully
paid
-88
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,440.83
Ordinary fully
paid
-79
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,255.45
Ordinary fully
paid
-73
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,780.69
Ordinary fully
paid
-90
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,244.14
Ordinary fully
paid
-105
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 370.76
Ordinary fully
paid
-12
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,174.07
Ordinary fully
paid
-38
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,496.56
Ordinary fully
paid
275
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
154.48
Ordinary fully
paid
5
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 556.14
Ordinary fully
paid
-18
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,953.30
Ordinary fully
paid
63
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 494.34
Ordinary fully
paid
-16
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,637.52
Ordinary fully
paid
-53
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,873.38
Ordinary fully
paid
-93
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,143.17
Ordinary fully
paid
-37
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,178.18
Ordinary fully
paid
38
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,379.51
Ordinary fully
paid
109
16/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,255.50
Ordinary fully
paid
105
21/06/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
12,372
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
21,072.83
Ordinary fully
paid
678
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
18,964.59
Ordinary fully
paid
612
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,522.97
Ordinary fully
paid
49
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,912.86
Ordinary fully
paid
-94
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,084.58
Ordinary fully
paid
-35
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,464.82
Ordinary fully
paid
208
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,617.20
Ordinary fully
paid
-149
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,654.01
Ordinary fully
paid
-247
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,980.67
Ordinary fully
paid
-193
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 526.80
Ordinary fully
paid
-17
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 991.61
Ordinary fully
paid
-32
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 619.76
Ordinary fully
paid
-20
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 619.76
Ordinary fully
paid
-20
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 185.93
Ordinary fully
paid
-6
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 588.77
Ordinary fully
paid
-19
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,086.44
Ordinary fully
paid
228
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
310.81
Ordinary fully
paid
10
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,199.94
Ordinary fully
paid
296
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,022.60
Ordinary fully
paid
-33
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
42,207.81
Ordinary fully
paid
1,358
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
17,043.34
Ordinary fully
paid
550
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,394.46
Ordinary fully
paid
-45
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
341.89
Ordinary fully
paid
11
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,324.09
Ordinary fully
paid
-75
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 433.83
Ordinary fully
paid
-14
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,797.30
Ordinary fully
paid
-58
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 216.92
Ordinary fully
paid
-7
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 588.77
Ordinary fully
paid
-19
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 681.73
Ordinary fully
paid
-22
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 30.99
Ordinary fully
paid
-1
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 61.97
Ordinary fully
paid
-2
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 898.65
Ordinary fully
paid
-29
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 30.99
Ordinary fully
paid
-1
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 433.83
Ordinary fully
paid
-14
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 309.88
Ordinary fully
paid
-10
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
26,418.73
Ordinary fully
paid
850
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,267.51
Ordinary fully
paid
266
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,093.64
Ordinary fully
paid
-73
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 3,871.80
Ordinary fully
paid
-135
23/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer In 5,965.44
Ordinary fully
paid
208
24/06/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
75
24/06/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
24,846.83
Ordinary fully
paid
813
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
25 June 2021
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.