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SPH Notice – J.P. Morgan Chase & Co. and its affiliates

Substantial Holder Notice29 June 2021ARBIndustrials

1
Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013

Note: This form must be completed in accordance with the instructions at the end of the form.

To New Zealand Stock Exchange

and

To ARBORGEN HOLDINGS LTD

Date this disclosure made: 29 June 2021

Date on which substantial holding began: 25 June 2021

Substantial product holder(s) giving disclosure

Full name(s): J.P. Morgan Chase & Co. and its affiliates

Summary of substantial holding

Class of quoted voting products: Ordinary Shares

Summary for J.P. MORGAN SECURITIES LLC, JPMORGAN CHASE BANK, N.A.

For this disclosure, —

(a)total number held in class: 25,100,632

(b)total in class: 499,739,053

(c)total percentage held in class: 5.02%

Details of relevant interests

Details for substantial product holders: Please refer to table below

Nature of relevant interest(s): Please refer to table below

For that relevant interest, —

(a)num

ber held in class: 25,100,632

(b)percentage held in class: 5.02%

(c)current registered holder(s): Please refer to table below

(d)registered holder(s) once transfers are registered: unknown

Legal entity Nature of relevant interest(s)

Number held

in class

Percentage

held in class

Current registered

holder(s)

JPMORGAN CHASE

BANK, N.A.

Purchase and sales of shares in its capacity as

Principal/Proprietary

55 0.00% JPMORGAN CHASE

BANK, N. A

J.P. MORGAN

SECURITIES LLC

Re-hypothecation of client securities under a

Prime Brokerage Agreement

25,100,577


5.02%

Citibank NZ

2
Fo

r a derivative relevant interest, also—

(a)type of derivative: N/A

(b)details of derivative: N/A

(c)parties to the derivative: N/A

(d)if the substantial product holder is not a party to the derivative, the nature of the relevant interest in

the derivative: N/A

Details of transactions and events giving rise to substantial holding

Details of the transactions or other events requiring disclosure:

Refer to Appendix attached

Addi

tional information

Address(es) of substantial product holder(s):

Name Address

JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States

J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States

JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States

Contact details: Zohra Mistry (Ph# : NA) , APAC_Compliance_DOI_India@jpmorgan.com

*Nature of connection between substantial product holders:

Substantial security holders Nature of association

J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.

JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co.

Na

me of any other person believed to have given, or believed to be required to give, a disclosure under the

Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates:

N/A

Ce

rtification

I,

, James Goodfellow, certify that, to the best of my knowledge and belief, the information contained in

this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is

made.

TRADES FOR RELEVANT PERIODAppendix
Transaction Date

EntityProduct TypeType of TransactionQuantity

Price (NZD)Consideration (in NZD)

Balance at start of relevant period55

25-Jun-21

J.P. MORGAN SECURITIES LLC

EquityShares available for rehypothecation 25,100,577

-

-$

Balance at end of relevant period25,100,632

1/1

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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