SPH Notice – Robert Shaw

1
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX Limited
and
To Serko Limited (Serko)
Relevant event being disclosed: change in the nature of the relevant interest
Date of relevant event: 6 July 2021
Date this disclosure made: 7 July 2021
Date last disclosure made: 18 November 2020
Substantial product holder(s) giving disclosure
Full name(s): Robert Shaw
Summary of substantial holding
Class of quoted voting products: ordinary shares in Serko (Shares)
Summary for Robert Shaw
For this disclosure,—
(a) total number held in class: 9,192,760
(b) total in class: 107,990,497
(c) total percentage held in class: 8.513%
For last disclosure,—
(a) total number held in class: 10,059,130
(b) total in class: 107,599,942
(c) total percentage held in class: 9.349%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: On 6 July 2018, Robert
Shaw was allocated 24,921 Shares (RS Scheme Shares), with restrictive conditions,
pursuant to the Serko Limited Employee Restricted Share Scheme (the Scheme), held in
trust until vesting. On 6 July 2021, the RS Scheme Shares vested in accordance with the
terms of the Scheme and legal title to the RS Scheme Shares were transferred, in
consideration for services rendered by Robert Shaw to Serko, from Serko Trustee Limited
to Robert Shaw.
The RS Scheme Shares are subject to a deed restricting the exercise of voting rights
(the Restricted Share Plan Deed). A copy of the Restricted Share Plan Deed was
attached to the disclosure made on 13 August 2018.

2
Details after relevant event
Details for Robert Shaw
Nature of relevant interest(s): Robert Shaw as trustee of the Ripon Trust (together
with the other trustee, Michael Moore) is the registered holder and beneficial owner of, and
has the power (together with the other trustee, Michael Moore) to exercise a right to vote
attached to, and to dispose of, and control the disposal of, 9,130,000 Shares.
For that relevant interest,—
(a) number held in class: 9,130,000
(b) percentage held in class: 8.454%
(c) current registered holder(s): Robert Shaw and Michael Moore as trustees of the
Ripon Trust (no change since previous disclosure)
(d) registered holder(s) once transfers are registered: N/A
Nature of relevant interest(s): Robert Shaw is the registered holder and beneficial
owner of 62,760 Shares, subject to the Restricted Share Plan Deed.

For that relevant interest,—
(a) number held in class: 62,760
(b) percentage held in class: 0.058%
(c) current registered holder(s): Robert Shaw (in respect of 37,839 Shares) and Serko
Trustee Limited (in respect of 24,921 Shares)
(d) registered holder(s) once transfers are registered: Robert Shaw
Additional information
Address(es) of substantial product holder(s): PO Box 47-638, Ponsonby, Auckland
Contact details: +64 9 309 4754, bob.shaw@serko.com
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: N/A
Disclosure has effect for purposes of directors’ and senior managers’ disclosure
Robert Shaw is also a director of Serko. This disclosure also constitutes disclosure for the
purposes of the directors’ and senior managers’ disclosure obligations.
Certification
I, Robert Shaw, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.