Serko Limited/Announcement
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ASX Appendix 2A

Capital Change13 July 2021SKOIndustrials

Application for quotation of +securities
Application for quotation of +securities

1 / 6

Announcement Summary

Entity name

SERKO LIMITED

Announcement Type

New announcement

Date of this announcement

Wednesday July 14, 2021

The +securities to be quoted are:

Total number of +securities to be quoted

ASX +security

codeSecurity description

Number of +securities to

be quotedIssue date

SKOORDINARY FULLY PAID FOREIGN EXEMPT

NZX

30,03013/07/2021

Refer to next page for full details of the announcement

+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be

quoted notwithstanding there is a restriction on transfer

Application for quotation of +securities
Application for quotation of +securities

2 / 6

Part 1 - Entity and announcement details

1.1 Name of entity

SERKO LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix

2A of the ASX Listing Rules.

1.2 Registered number type

ARBN

Registration number

611613980

1.3 ASX issuer code

SKO

1.4 The announcement is

1.5 Date of this announcement

14/7/2021

New announcement

Application for quotation of +securities
Application for quotation of +securities

3 / 6

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be

quoted notwithstanding there is a restriction on transfer

Application for quotation of +securities
Application for quotation of +securities

4 / 6

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an

Appendix 3B

Additional +securities to be quoted in an existing class issued under an +employee incentive scheme

FROM (Existing Class)

ASX +security code and description

SKOAB : RESTRICTED SHARE UNITS

TO (Existing Class)

ASX +security code and description

SKO : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of +securities issued under the +employee incentive scheme that are not subject to a

restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer

30,030

Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee

incentive scheme or a summary of the terms

https://f.hubspotusercontent30.net/hubfs/4389989/Serko%20%20Investor%20Centre/FY21/Full%20Year%20Results/ESG

%20Report%202021%20Final%20low%20res.pdf

Are any of these +securities being issued to +key management personnel (KMP) or an +associate

Issue date

13/7/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

No

Application for quotation of +securities
Application for quotation of +securities

5 / 6

Issue details

Number of +securities to be quoted

30,030

Are the +securities being issued for a cash consideration?

Please describe the consideration being provided for the +securities

Non-cash consideration is provided in the form of services rendered and to be rendered by the holders as employees of

Serko

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the

+securities to be quoted

6.880000

Any other information the entity wishes to provide about the +securities to be quoted

NoNo

Application for quotation of +securities
Application for quotation of +securities

6 / 6

Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will

comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one

application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the

+securities subject of this application)

ASX +security code and description

Total number of

+securities on issue

SKO : ORDINARY FULLY PAID FOREIGN EXEMPT NZX108,030,527

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description

Total number of

+securities on issue

SKOAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES160,530

SKOAB : RESTRICTED SHARE UNITS1,303,387

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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