SPH Notice – Siward Crystal Technology Co., Ltd
1
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX Limited
and
To Rakon Limited
Relevant event being disclosed: Movement of 1% or more in substantial holding
Date of relevant event: 27 July 2021
Date this disclosure made: 23 July 2021
Date last disclosure made: 15 February 2017
Substantial product holder(s) giving disclosure
Full name(s): Siward Crystal Technology Co., Ltd
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for Siward Crystal Technology Co., Ltd
For this disclosure,—
(a) total number held in class: 28,016,681
(b) total in class: 229,055,272
(c) total percentage held in class: 12.231%
For last disclosure,—
(a) total number held in class: 38,016,681
(b) total in class: 229,055,272
(c) total percentage held in class: 16.597%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure:
Off market sale by Siward Crystal Technology Co., Ltd (via broker) of a total of 10,000,000
ordinary shares in Rakon Limited to various unknown purchasers for a total consideration
of $8,800,000.00 (being an average price of $0.88 per ordinary share) to be settled on 27
July 2021.
2
Details after relevant event
Details for Siward Crystal Technology Co., Ltd
Nature of relevant interest(s): Registered holder and beneficial owner of financial products.
No relevant agreement document is required attached under regulation 139 as the
exemption for ownership relevant interests under regulation 141 applies.
For that relevant interest,—
(a) number held in class: 28,016,681
(b) percentage held in class: 12.231%
(c) current registered holder(s): Siward Crystal Technology Co., Ltd
(d) registered holder(s) once transfers are registered: Unknown (for shares that have
been sold), Siward Crystal Technology Co., Ltd (for remaining shares)
For a derivative relevant interest, also—
(a) type of derivative: N/A
(b) details of derivative: N/A
(c) parties to the derivative: N/A
(d) if the substantial product holder is not a party to the derivative, the nature of the
relevant interest in the derivative: N/A
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: N/A
Certification
I, J.M. Tseng certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- RTO — RTO Limited: SPH Notice – Blackwell Global Group Limited2021-10-20
“1 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 To NZX Limited and To Blackwell Global Holdings Limited Relevant event being disclosed: Movement o…”
- SDL — Solution Dynamics Limited: SPH Notice – The Aspiring Fund2021-08-02
“1 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 To NZX and To Solution Dynamics Limited Relevant event being disclosed: Movement of 1% or more in subs…”
- NZL — New Zealand Rural Land Company Limited: SPH Notice – Harbour Asset Mgmt Ltd & Jarden Securities Ltd2021-07-13
“041898866/4160982.2 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 To NZX Limited and To New Zealand Rural Land Company Limited (NS) (NZL) Relevant…”