SPH Notice – Commonwealth Bank of Australia

100080615/3821107.1 1
 

 
Disclosure of ceasing to have substantial holding

Section 279, Financial Markets Conduct Act 2013



To NZX LIMITED
and
To THE A2 MILK COMPANY LIMITED

Date this disclosure made: 02-Aug-2021
Date last disclosure made: 28-Jul-2021

Date on which substantial holding ceased: 28-Jul-2021


Substantial product holder(s) giving disclosure
Full name(s):
Commonwealth Bank of Australia

Summary of previous substantial holding
Class of quoted voting products: Ordinary shares

Summary for Commonwealth Bank of Australia

For last disclosure,—

(a) total number held in class:


37,331,446
(b) total in class:
743,410,790
(c) total percentage held in class: 5.022%
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 37,038,921
(b) total in class:

743,410,790
(c) total percentage held in class: 4.982%

Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure:


See Appendix A





Additional information
Address(es) of substantial product holder(s):
*
Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
ASB Bank Limited Company Number 398445, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010, New Zealand
*
ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010,
New Zealand

*
Commonwealth Bank of Australia ACN 123 123 124, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798, Level 11 Tower 1, 201 Sussex St,
Sydney, NSW, 2000, Australia

*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia



Contact details:
Renato Stupar, +61 (0) 475 945 221, AUSR_SM02041@cba.com.au


Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of
Avanteos Investments Limited ACN 096 259 979

ASB Bank Limited Company Number 398445
ASB Group Investments Limited Company Number 533945
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
Colonial First State Investments Limited ACN 002 348 352

100080615/3821107.1 2
 

 
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act
2013 in relation to the financial products to which this disclosure relates:

[not applicable]




Certification
I, Kristy Huxtable, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.

100080615/3821107.1 3
 

 

Appendix A

Details of the transactions or other events requiring disclosure:

Date of Trans action Holder of Relevant Interest Registered Company Before Event Registered Company After Event Nature of Change Class
Number of
Securities
Cash Consideration Currency

Tuesday, 27 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

51

316.46

AUD

Tuesday, 27 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

57

353.69

AUD

Tuesday, 27 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

307

1,904.94

AUD

Tuesday, 27 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

289

1,793.25

AUD
Tuesday, 27 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown Avanteos Investments Limited Purchase Ordinary shares 396 2,463.12 AUD



Tuesday, 27 July 2021


Commonwealth Bank of Australia ACN
123 123 124


The Bank Of New York Mellon, Sydney
Branc h



Unknown
Borrow Decrease, The
Hongkong and Shanghai
Banking Corporation
Limited



Ordinary shares



46,000



N/A



NZD



Tuesday, 27 July 2021


Commonwealth Bank of Australia ACN
123 123 124



Unknown


The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, The
Hongkong and Shanghai
Banking Corporation
Limited



Ordinary shares



46,000



N/A



NZD
Wednesday, 28 July 2021 ASB Group Investments Limited 533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 255,633 1,523,956.13 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

44

264.00

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 44 264.00 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

6

36.06

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 8 48.08 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

6

36.06

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

7

42.07

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited
Unknown Sale Ordinary shares 11 66.11 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

22

132.22

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

2

12.02

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 14 84.14 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 16 96.16 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

23

138.23

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

12

72.12

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

15

90.15

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 73 438.73 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 57 342.57 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 27 162.27 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 12 72.12 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

4

24.04

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 11 66.11 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 12 72.12 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 3 18.03 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 6 36.06 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

2

12.02

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 2 12.02 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

38

228.38

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 3 18.03 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 19 114.19 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 22 132.22 AUD
W ednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 25 150.25 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

76

456.76

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979 Avanteos Investments Limited Unknown Sale Ordinary shares 6 36.06 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

27

162.27

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 9 54.09 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 2 12.02 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

7

42.07

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979 Avanteos Investments Limited Unknown Sale Ordinary shares 64 384.64 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

18

108.18

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 16 96.16 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 8 48.08 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 10 60.10 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 3 18.03 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

24

144.24

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 30 180.30 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 15 90.15 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited Unknown Sale Ordinary shares 6 36.06 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited
Unknown Sale Ordinary shares 3 18.03 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

21

126.21

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments Limited
Unknown Sale Ordinary shares 7 42.07 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

27

162.27

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

447

2,686.47

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979 Unknown Avanteos Investments Limited Purchase Ordinary shares 4 24.04 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

254

1,526.54

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown Avanteos Investments Limited Purchase Ordinary shares 10 60.10 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

5

30.05

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown Avanteos Investments Limited Purchase Ordinary shares 3 18.03 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979 Unknown Avanteos Investments Limited Purchase Ordinary shares 10 60.10 AUD

W ednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

3

18.03

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown Avanteos Investments Limited Purchase Ordinary shares 6 36.06 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

99

594.99

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown Avanteos Investments Limited Purchase Ordinary shares 100 601.00 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown Avanteos Investments Limited Purchase Ordinary shares 5 30.05 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown Avanteos Investments Limited Purchase Ordinary shares 33 198.33 AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown
Avanteos Investments Limited Purchase Ordinary shares 54 324.54 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

2

12.02

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979 Unknown Avanteos Investments Limited Purchase Ordinary shares 8 48.08 AUD

100080615/3821107.1 4
 

 

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

6

36.06

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

5

30.05

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown
Avanteos Investments Limited Purchase Ordinary shares 3 18.03 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

82

492.82

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown
Avanteos Investments Limited Purchase Ordinary shares 3 18.03 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

5

30.05

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

6

36.06

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

4

24.04

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

3

18.03

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

4

24.04

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

5

30.05

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

6

36.06

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

28

168.28

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

3

18.03

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

4

24.04

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown
Avanteos Investments Limited Purchase Ordinary shares 3 18.03 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

40

240.40

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown
Avanteos Investments Limited Purchase Ordinary shares 42 252.42 AUD

W ednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

3

18.03

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

3

18.03

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

8

48.08

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

3

18.03

AUD
Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979
Unknown Avanteos Investments Limited Purchase Ordinary shares 5 30.05 AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

5

30.05

AUD

Wednesday, 28 July 2021
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

8

48.08

AUD

Wednesday, 28 July 2021
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Northern Trust Company

Purchase

Ordinary shares

4,113

24,610.55

AUD

Wednesday, 28 July 2021
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

4,296

25,604.16

AUD


Wednesday, 28 July 2021


Commonwealth Bank of Australia ACN
123 123 124


The Bank Of New York Mellon, Sydney
Branc h


Unknown
Borrow Decrease, The
Hongkong and Shanghai
Banking Corporation
Limited


Ordinary shares


46,000


N/A


NZD

100080615/3821107.1 5
 

 
The Hongkong and Shanghai Banking Corporation Limited
Appendix B



Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1) Commonwealth Bank of Australia and (2) The
Hongkong and Shanghai Banking Corporation
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to
the lender or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return
the securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A