ASX Appendix 2A
Application for quotation of +securities
Application for quotation of +securities
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Announcement Summary
Entity name
SERKO LIMITED
Announcement Type
New announcement
Date of this announcement
Tuesday August 03, 2021
The +securities to be quoted are:
Total number of +securities to be quoted
ASX +security
codeSecurity description
Number of +securities to
be quoted Issue date
SKOORDINARY FULLY PAID FOREIGN EXEMPT
NZX
6,81830/07/2021
Refer to next page for full details of the announcement
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be
quoted notwithstanding there is a restriction on transfer
Application for quotation of +securities
Application for quotation of +securities
2 / 6
Part 1 - Entity and announcement details
1.1 Name of entity
SERKO LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration numbe
r
611613980
1.3 ASX issuer code
SKO
1.4 The announcement is
1.5 Date of this announcement
3/8/2021
New announcement
Application for quotation of +securities
Application for quotation of +securities
3 / 6
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be
quoted notwithstanding there is a restriction on transfer
Application for quotation of +securities
Application for quotation of +securities
4 / 6
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class)
ASX +security code and description
SKOAB : RESTRICTED SHARE UNITS
TO (Existing Class)
ASX +security code and description
SKO : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a
restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
6,818
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee
incentive scheme or a summary of the terms
https://f.hubspotusercontent30.net/hubfs/4389989/Serko%20%20Investor%20Centre/FY21/Full%20Year%20Results/ESG
%20Report%202021%20Final%20low%20res.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate
Provide details of the KMP or +associates being issued +securities
Name of KMPName of registered holderNumber of +securities
Anthony D'AstolfoAnthony D'Astolfo
6,818
Issue date
30/7/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
Yes
Application for quotation of +securities
Application for quotation of +securities
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Issue details
Number of +securities to be quoted
6,818
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Non-cash consideration is provided in the form of services rendered and to be rendered by the holders as employees of
Serko
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
6.730000
Any other information the entity wishes to provide about the +securities to be quoted
No
Application for quotation of +securities
Application for quotation of +securities
6 / 6
Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number o
f
+securities on issue
SKO : ORDINARY FULLY PAID FOREIGN EXEMPT NZX108,037,345
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number o
f
+securities on issue
SKOAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES160,530
SKOAB : RESTRICTED SHARE UNITS1,293,086
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
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- EBO — EBOS Group Limited: Capital Change Notice – Employee Share Plan2021-10-14
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- EBO — EBOS Group Limited: Capital Change Notice – Employee Share Plan2021-08-25
“Application for quotation of +securities Application for quotation of +securities 1 / 7 Announcement Summary Entity name EBOS GROUP LIMITED Announcement Type New announcement Date of this announcement Wednesday August 25, 2021 The +securities to be quoted are: Total number of +se…”