ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Substantial Holder Notice6 August 2021ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


6 August 2021


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 6 August 2021

The previous notice was given to the ASX on: 23 July 2021

The previous notice was dated: 23 July 2021

2. Issued Share Capital

2,846,872,100 fully paid Ordinary Shares in the capital of ANZ have been issued as at

5 August 2021.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,619,345 0.16%


4,640,660 0.16%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,619,345 0.16% 4,640,660 0.16%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

99,526 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 100,000 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,547,857 0.09%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 397,245 0.02%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,496,032 0.05%


Aggregation


4,640,660 0.16%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,213.62

Ordinary fully

paid

176

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,450.12

Ordinary fully

paid

83

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,280.05

Ordinary fully

paid

212

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,509.16

Ordinary fully

paid

-85

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 147.60

Ordinary fully

paid

-5

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,653.09

Ordinary fully

paid

-56

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 737.99

Ordinary fully

paid

-25




28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 88.56

Ordinary fully

paid

-3

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 206.64

Ordinary fully

paid

-7

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 295.19

Ordinary fully

paid

-10

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 708.46

Ordinary fully

paid

-24

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 147.60

Ordinary fully

paid

-5

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,866.24

Ordinary fully

paid

63

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

17,981.06

Ordinary fully

paid

607

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

21,624.67

Ordinary fully

paid

730

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

16,707.28

Ordinary fully

paid

564

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,505.29

Ordinary fully

paid

322




28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,007.18

Ordinary fully

paid

34

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,784.54

Ordinary fully

paid

94

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,767.44

Ordinary fully

paid

431

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 118.08

Ordinary fully

paid

-4

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

17,418.22

Ordinary fully

paid

588

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,804.24

Ordinary fully

paid

466

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,783.63

Ordinary fully

paid

229

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,382.35

Ordinary fully

paid

418

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,387.42

Ordinary fully

paid

-47

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,116.65

Ordinary fully

paid

274




28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,621.16

Ordinary fully

paid

156

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,775.54

Ordinary fully

paid

330

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,850.97

Ordinary fully

paid

130

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,006.26

Ordinary fully

paid

169

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

14,722.55

Ordinary fully

paid

497

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,298.86

Ordinary fully

paid

-44

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 590.39

Ordinary fully

paid

-20

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 472.31

Ordinary fully

paid

-16

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 944.63

Ordinary fully

paid

-32

28/07/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 649.43

Ordinary fully

paid

-22




2/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,454.27

Ordinary fully

paid

-87

2/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 620.62

Ordinary fully

paid

-22

2/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 677.04

Ordinary fully

paid

-24

3/08/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

10,469

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

14,949.56

Ordinary fully

paid

500

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 799.93

Ordinary fully

paid

-27

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,952.24

Ordinary fully

paid

133

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

15,346.89

Ordinary fully

paid

518

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 414.78

Ordinary fully

paid

-14




4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,739.70

Ordinary fully

paid

430

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

950.91

Ordinary fully

paid

32

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,328.21

Ordinary fully

paid

112

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 177.76

Ordinary fully

paid

-6

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,459.06

Ordinary fully

paid

-83

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 888.82

Ordinary fully

paid

-30

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 888.81

Ordinary fully

paid

-30

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,240.37

Ordinary fully

paid

210

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,110.86

Ordinary fully

paid

-105

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

859.19

Ordinary fully

paid

29




4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,775.27

Ordinary fully

paid

228

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,558.23

Ordinary fully

paid

288

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,299.81

Ordinary fully

paid

212

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,361.87

Ordinary fully

paid

451

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,933.09

Ordinary fully

paid

-99

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 622.17

Ordinary fully

paid

-21

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 829.56

Ordinary fully

paid

-28

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 355.53

Ordinary fully

paid

-12

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,392.48

Ordinary fully

paid

-47

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,072.43

Ordinary fully

paid

238




4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,693.82

Ordinary fully

paid

57

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,478.11

Ordinary fully

paid

218

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,140.48

Ordinary fully

paid

-106

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 15,998.69

Ordinary fully

paid

-540

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 20,146.50

Ordinary fully

paid

-680

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

20,442.77

Ordinary fully

paid

690

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 325.90

Ordinary fully

paid

-11

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 948.07

Ordinary fully

paid

-32

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,162.79

Ordinary fully

paid

-73

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,140.48

Ordinary fully

paid

-106




4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

18,602.27

Ordinary fully

paid

626

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,806.30

Ordinary fully

paid

330

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,439.37

Ordinary fully

paid

284

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,695.14

Ordinary fully

paid

158

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,925.17

Ordinary fully

paid

334

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 59.25

Ordinary fully

paid

-2

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

861.77

Ordinary fully

paid

29

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,244.02

Ordinary fully

paid

177

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,945.86

Ordinary fully

paid

402

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 770.31

Ordinary fully

paid

-26




4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,429.10

Ordinary fully

paid

-217

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,290.79

Ordinary fully

paid

279

4/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,377.28

Ordinary fully

paid

80

5/08/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

61



























Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

6 August 2021

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.