SPH Notice – Mitsubishi UFJ Financial Group, Inc

1
Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
To NZX Limited
and
To CHORUS LIMITED
Date this disclosure made: 13 August, 2021
Date last disclosure made: 11 August, 2021
Date on which substantial holding ceased: 10 August, 2021
Substantial product holder(s) giving disclosure
Full name(s): Mitsubishi UFJ Financial Group, Inc., Mitsubishi UFJ Trust and Banking
Corporation, First Sentier Investors (Australia) IM Ltd, First Sentier Investors Realindex Pty
Ltd
Summary of previous substantial holding
Class of quoted voting products: Ordinary Shares (security code: NZCNUE0001S2)
Summary for Mitsubishi UFJ Financial Group, Inc., Mitsubishi UFJ Trust and Banking
Corporation, First Sentier Investors (Australia) IM Ltd, First Sentier Investors Realindex Pty
Ltd
For last disclosure,—
(a) total number held in class: 23,244,040
(b) total in class: 447,024,884
(c) total percentage held in class: 5.200%
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 21,767,290
(b) total in class: 447,024,884
(c) total percentage held in class: 4.869%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure:
For transaction details relating to subsidiaries of Mitsubishi UFJ Financial Group, Inc. see
Annexure A.
For transaction details relating to the Morgan Stanley group see Annexure C.

2
Additional information
Address(es) of substantial product holder(s):
Mitsubishi UFJ Financial Group, Inc. – 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330,
Japan
Mitsubishi UFJ Trust and Banking Corporation – 1-4-5, Marunouchi, Chiyoda-ku, Tokyo,
Japan
First Sentier Investors Realindex Pty Ltd - Level 5, Tower Three International Towers
Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia
First Sentier Investors (Australia) IM Ltd - Level 5, Tower Three International Towers
Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia


Contact details: Mariko Onda, Phone: +81-3-3240-3003, E-mail:mariko_onda@mufg.jp

Nature of connection between substantial product holders: Mitsubishi UFJ Trust and
Banking Corporation, First Sentier Investors (Australia) IM Ltd and First Sentier Investors
Realindex Pty Ltd are wholly-owned subsidiary of Mitsubishi UFJ Financial Group, Inc.
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Not applicable

Certification
I, Mariko Onda, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.

3
Annexure A
Transaction details for subsidiaries of Mitsubishi UFJ Financial Group, Inc.

Date of Transaction
Holder of Relevant
Interest
Nature of Transaction Class of Securities
Number
of
Securities
Cash
Consideration
(NZD)
10-Aug-2021
First Sentier
Investors (Australia)
IM Ltd
SELL Ordinary Shares 1,465,846 0.00

4
Annexure B
Relevant interests held in the Morgan Stanley group

List of Morgan Stanley and its subsidiaries that have a relevant interest or are
deemed to have a relevant interest in the shares.


Entities
└─┬─Morgan Stanley
├─┬─Morgan Stanley Capital Management, LLC
│ └─┬─Morgan Stanley Domestic Holdings, Inc.
│ ├─┬─E*TRADE Financial Holdings, LLC
│ │ └─┬─ETCM Holdings, LLC
│ │ └───E*TRADE Securities LLC
│ ├─┬─Eaton Vance Acquisitions LLC
│ │ └───Parametric Portfolio Associates LLC
│ ├───Morgan Stanley & Co. LLC
│ ├───Morgan Stanley Capital Services LLC
│ ├───Morgan Stanley Investment Management Inc.
│ ├───Morgan Stanley Smith Barney LLC
│ └───Morgan Stanley Wealth Management Australia Pty Ltd
└─┬─Morgan Stanley International Holdings Inc.
├─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited
│ └───Morgan Stanley Australia Securities Limited
└─┬─Morgan Stanley International Limited
└─┬─Morgan Stanley Investments (UK)
└───Morgan Stanley & Co. International plc

5
Annexure C
Transaction details for the Morgan Stanley group

Date of
Transaction
Holder of Relevant
Interest
Transaction
Nature
Consideration Class and number of securities
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
1,053.41
(AUD)
179 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
1,054.31
(AUD)
179 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
10,451.74
(AUD)
1,776 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
10,460.10
(AUD)
1,785 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
16,343.54
(AUD)
2,789 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
16,783.04
(AUD)
2,864 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
2,441.09
(AUD)
412 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
2,739.66
(AUD)
462 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
23,381.40
(AUD)
3,990 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
3,076.50
(AUD)
521 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
3,713.84
(AUD)
630 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Buy
32,656.51
(AUD)
5,507 Ordinary Shares

6
Limited
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy 353.70 (AUD) 60 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
4,435.61
(AUD)
755 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy 58.70 (AUD) 10 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
61,600.32
(AUD)
10,512 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy 627.55 (AUD) 107 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy 771.59 (AUD) 131 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy
8,610.36
(AUD)
1,452 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Buy 992.87 (AUD) 169 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
1,372.14
(AUD)
231 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
1,434.72
(AUD)
244 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
1,873.02
(AUD)
318 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
10,454.80
(AUD)
1,772 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Sell
11,654.16
(AUD)
1,982 Ordinary Shares

7
Limited
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell 124.32 (AUD) 21 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
13,296.32
(AUD)
2,246 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
15,584.94
(AUD)
2,646 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
15,628.62
(AUD)
2,667 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
15,886.08
(AUD)
2,688 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell 17.58 (AUD) 3 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
2,409.44
(AUD)
407 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
2,474.56
(AUD)
418 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
2,739.66
(AUD)
462 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
2,820.20
(AUD)
478 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
2,838.98
(AUD)
482 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
2,872.26
(AUD)
486 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Sell
3,380.10
(AUD)
570 Ordinary Shares

8
Limited
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
3,973.99
(AUD)
677 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell 352.20 (AUD) 60 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
4,805.20
(AUD)
820 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell 441.00 (AUD) 75 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
5,834.78
(AUD)
994 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
7,334.88
(AUD)
1,239 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell
9,612.48
(AUD)
1,632 Ordinary Shares
8/09/2021
Morgan Stanley
Australia Securities
Limited
Sell 982.72 (AUD) 166 Ordinary Shares
8/09/2021
Morgan Stanley
Capital Services LLC
Buy N/A 1,632 Swaps
8/09/2021
Morgan Stanley
Capital Services LLC
Buy N/A 5,396 Swaps
8/09/2021
Morgan Stanley
Capital Services LLC
Buy N/A 570 Swaps
8/09/2021
Morgan Stanley
Capital Services LLC
Sell N/A 2,789 Swaps
8/09/2021
Morgan Stanley
Capital Services LLC
Sell N/A 6,654 Swaps
8/10/2021
Morgan Stanley &
Co. International plc
Increase in
shares held or
in respect of
which the
N/A 501 Ordinary Shares

9
holder may
exercise right
to
rehypothecate
pursuant to
the
agreement(s)
8/10/2021
Morgan Stanley &
Co. International plc
Sell N/A 125 Swaps
8/10/2021
Morgan Stanley
Australia Securities
Limited
Buy
18,954.02
(AUD)
3,218 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Buy
4,948.41
(AUD)
843 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Buy 736.25 (AUD) 125 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
1,036.64
(AUD)
176 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
1,039.52
(AUD)
178 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
1,067.80
(AUD)
183 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
1,104.70
(AUD)
189 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
1,225.78
(AUD)
209 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
1,264.68
(AUD)
216 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
1,506.02
(AUD)
257 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Sell
1,770.00
300 Ordinary Shares

10
Limited (AUD)
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
10,138.24
(AUD)
1,736 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 105.75 (AUD) 18 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
114,743.09
(AUD)
19,481 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
14,502.15
(AUD)
2,479 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 147.50 (AUD) 25 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
17,474.99
(AUD)
2,977 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
18,498.48
(AUD)
3,146 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 181.81 (AUD) 31 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
2,432.57
(AUD)
413 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
2,521.94
(AUD)
430 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 200.60 (AUD) 34 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 236.00 (AUD) 40 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Sell
26,700.48
(AUD)
4,572 Ordinary Shares

11
Limited
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
3,234.37
(AUD)
551 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
3,264.02
(AUD)
557 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 352.50 (AUD) 60 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
4,290.97
(AUD)
731 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 41.09 (AUD) 7 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 432.53 (AUD) 74 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 490.14 (AUD) 84 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
5,006.50
(AUD)
850 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
5,047.73
(AUD)
857 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 526.95 (AUD) 90 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 530.10 (AUD) 90 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 539.58 (AUD) 92 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Sell 570.36 (AUD) 97 Ordinary Shares

12
Limited
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 595.68 (AUD) 102 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
6,022.39
(AUD)
1,033 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
6,199.88
(AUD)
1,058 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
6,217.46
(AUD)
1,061 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell
6,861.96
(AUD)
1,167 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 631.30 (AUD) 107 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 651.57 (AUD) 111 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 672.75 (AUD) 115 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 689.12 (AUD) 118 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 70.20 (AUD) 12 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 916.50 (AUD) 156 Ordinary Shares
8/10/2021
Morgan Stanley
Australia Securities
Limited
Sell 932.20 (AUD) 158 Ordinary Shares
8/10/2021
Morgan Stanley
Capital Services LLC
Buy N/A 19,779 Swaps

13
8/10/2021
Morgan Stanley
Capital Services LLC
Buy N/A 2,689 Swaps
8/10/2021
Morgan Stanley
Capital Services LLC
Buy N/A 479 Swaps
8/10/2021
Morgan Stanley
Capital Services LLC
Buy N/A 850 Swaps
8/10/2021
Morgan Stanley
Capital Services LLC
Buy N/A 886 Swaps
8/10/2021
Morgan Stanley
Capital Services LLC
Sell N/A 2,383 Swaps