ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Substantial Holder Notice20 August 2021ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


20 August 2021


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It ha s been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 20 August 2021

The previous notice was given to the ASX on: 6 August 2021

The previous notice was dated: 6 August 2021

2. Issued Share Capital

2,840,368,160 fully paid Ordinary Shares in the capital of ANZ have been issued as at

19 August 2021.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,640,660 0.16%


4,676,757 0.16%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,640,660 0.16%


4,676,757 0.16%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

139,540 0.01%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 100,000 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,547,857 0.09%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 397,245 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,492,115 0.05%


Aggregation


4,676,757 0.16%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,546.31

Ordinary fully

paid

379

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,931.67

Ordinary fully

paid

326

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 850.05

Ordinary fully

paid

-28

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,438.86

Ordinary fully

paid

277

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,548.31

Ordinary fully

paid

-51

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,130.66

Ordinary fully

paid

169

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

396.05

Ordinary fully

paid

13




10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,553.72

Ordinary fully

paid

51

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,890.49

Ordinary fully

paid

259

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,777.69

Ordinary fully

paid

124

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,639.38

Ordinary fully

paid

-54

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 607.18

Ordinary fully

paid

-20

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,123.28

Ordinary fully

paid

-37

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,148.62

Ordinary fully

paid

169

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,053.52

Ordinary fully

paid

330

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,046.52

Ordinary fully

paid

100

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,035.90

Ordinary fully

paid

100




10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,691.65

Ordinary fully

paid

154

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 212.51

Ordinary fully

paid

-7

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,281.19

Ordinary fully

paid

239

10/08/2021

ANZ Custodial

Services New

Ze aland Limited

as trustee for

various private

clients

On-market

purchase

6,587.90

Ordinary fully

paid

217

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

27,083.58

Ordinary fully

paid

889

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,259.77

Ordinary fully

paid

107

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,960.47

Ordinary fully

paid

130

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,453.28

Ordinary fully

paid

179

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,339.49

Ordinary fully

paid

-110

10/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,434.25

Ordinary fully

paid

-179




11/08/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

-26

13/08/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

38,502

16/08/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

1,538

16/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,351.65

Ordinary fully

paid

108

17/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 285,353.15

Ordinary fully

paid

-9,547

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,000.51

Ordinary fully

paid

368

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 777.21

Ordinary fully

paid

-26




18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,897.29

Ordinary fully

paid

398

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,261.11

Ordinary fully

paid

176

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,807.76

Ordinary fully

paid

127

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,019.16

Ordinary fully

paid

101

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,046.24

Ordinary fully

paid

35

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,156.96

Ordinary fully

paid

172

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,451.71

Ordinary fully

paid

450

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,570.77

Ordinary fully

paid

-86

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,338.62

Ordinary fully

paid

78

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

18,589.07

Ordinary fully

paid

620




18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,108.84

Ordinary fully

paid

-104

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,187.79

Ordinary fully

paid

-207

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,945.83

Ordinary fully

paid

-132

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,293.81

Ordinary fully

paid

-244

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 717.42

Ordinary fully

paid

-24

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,785.64

Ordinary fully

paid

-227

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,673.99

Ordinary fully

paid

-56

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,054.67

Ordinary fully

paid

-236

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,421.31

Ordinary fully

paid

-81

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,065.41

Ordinary fully

paid

-136




18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,935.10

Ordinary fully

paid

-232

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 8,788.45

Ordinary fully

paid

-294

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 15,334.95

Ordinary fully

paid

-513

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 209.25

Ordinary fully

paid

-7

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,886.05

Ordinary fully

paid

-130

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 18,144.86

Ordinary fully

paid

-607

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,766.48

Ordinary fully

paid

-126

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,345.17

Ordinary fully

paid

-45

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,869.70

Ordinary fully

paid

-96

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,375.06

Ordinary fully

paid

-46




18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 627.75

Ordinary fully

paid

-21

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,058.20

Ordinary fully

paid

102

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,638.99

Ordinary fully

paid

289

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,073.83

Ordinary fully

paid

337

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 777.21

Ordinary fully

paid

-26

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,945.83

Ordinary fully

paid

-132

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,046.24

Ordinary fully

paid

-35

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,165.82

Ordinary fully

paid

-39

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 328.82

Ordinary fully

paid

-11

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,291.01

Ordinary fully

paid

177




18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,557.23

Ordinary fully

paid

119

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,494.63

Ordinary fully

paid

-50

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,720.23

Ordinary fully

paid

-91

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,426.93

Ordinary fully

paid

215

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,633.37

Ordinary fully

paid

155

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,261.11

Ordinary fully

paid

176

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,826.26

Ordinary fully

paid

128

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 21,791.77

Ordinary fully

paid

-729

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 29.89

Ordinary fully

paid

-1

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,068.21

Ordinary fully

paid

203




18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 627.75

Ordinary fully

paid

-21

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,195.71

Ordinary fully

paid

-40

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,497.44

Ordinary fully

paid

-117

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

16,381.19

Ordinary fully

paid

548

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,442.68

Ordinary fully

paid

415

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,628.25

Ordinary fully

paid

389

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,492.33

Ordinary fully

paid

351

18/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,552.12

Ordinary fully

paid

353

19/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,499.69

Ordinary fully

paid

282




Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

20 August 2021

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.