Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
20 August 2021
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It ha s been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 20 August 2021
The previous notice was given to the ASX on: 6 August 2021
The previous notice was dated: 6 August 2021
2. Issued Share Capital
2,840,368,160 fully paid Ordinary Shares in the capital of ANZ have been issued as at
19 August 2021.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,640,660 0.16%
4,676,757 0.16%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,640,660 0.16%
4,676,757 0.16%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
139,540 0.01%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,547,857 0.09%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 397,245 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,492,115 0.05%
Aggregation
4,676,757 0.16%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,546.31
Ordinary fully
paid
379
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,931.67
Ordinary fully
paid
326
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 850.05
Ordinary fully
paid
-28
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,438.86
Ordinary fully
paid
277
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,548.31
Ordinary fully
paid
-51
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,130.66
Ordinary fully
paid
169
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
396.05
Ordinary fully
paid
13
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,553.72
Ordinary fully
paid
51
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,890.49
Ordinary fully
paid
259
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,777.69
Ordinary fully
paid
124
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,639.38
Ordinary fully
paid
-54
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 607.18
Ordinary fully
paid
-20
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,123.28
Ordinary fully
paid
-37
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,148.62
Ordinary fully
paid
169
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,053.52
Ordinary fully
paid
330
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,046.52
Ordinary fully
paid
100
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,035.90
Ordinary fully
paid
100
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,691.65
Ordinary fully
paid
154
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 212.51
Ordinary fully
paid
-7
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,281.19
Ordinary fully
paid
239
10/08/2021
ANZ Custodial
Services New
Ze aland Limited
as trustee for
various private
clients
On-market
purchase
6,587.90
Ordinary fully
paid
217
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
27,083.58
Ordinary fully
paid
889
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,259.77
Ordinary fully
paid
107
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,960.47
Ordinary fully
paid
130
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,453.28
Ordinary fully
paid
179
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,339.49
Ordinary fully
paid
-110
10/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,434.25
Ordinary fully
paid
-179
11/08/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
-26
13/08/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
38,502
16/08/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
1,538
16/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,351.65
Ordinary fully
paid
108
17/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 285,353.15
Ordinary fully
paid
-9,547
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,000.51
Ordinary fully
paid
368
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 777.21
Ordinary fully
paid
-26
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,897.29
Ordinary fully
paid
398
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,261.11
Ordinary fully
paid
176
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,807.76
Ordinary fully
paid
127
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,019.16
Ordinary fully
paid
101
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,046.24
Ordinary fully
paid
35
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,156.96
Ordinary fully
paid
172
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,451.71
Ordinary fully
paid
450
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,570.77
Ordinary fully
paid
-86
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,338.62
Ordinary fully
paid
78
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
18,589.07
Ordinary fully
paid
620
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,108.84
Ordinary fully
paid
-104
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,187.79
Ordinary fully
paid
-207
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,945.83
Ordinary fully
paid
-132
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,293.81
Ordinary fully
paid
-244
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 717.42
Ordinary fully
paid
-24
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,785.64
Ordinary fully
paid
-227
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,673.99
Ordinary fully
paid
-56
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,054.67
Ordinary fully
paid
-236
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,421.31
Ordinary fully
paid
-81
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,065.41
Ordinary fully
paid
-136
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,935.10
Ordinary fully
paid
-232
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 8,788.45
Ordinary fully
paid
-294
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 15,334.95
Ordinary fully
paid
-513
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 209.25
Ordinary fully
paid
-7
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,886.05
Ordinary fully
paid
-130
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 18,144.86
Ordinary fully
paid
-607
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,766.48
Ordinary fully
paid
-126
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,345.17
Ordinary fully
paid
-45
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,869.70
Ordinary fully
paid
-96
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,375.06
Ordinary fully
paid
-46
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 627.75
Ordinary fully
paid
-21
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,058.20
Ordinary fully
paid
102
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,638.99
Ordinary fully
paid
289
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,073.83
Ordinary fully
paid
337
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 777.21
Ordinary fully
paid
-26
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,945.83
Ordinary fully
paid
-132
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,046.24
Ordinary fully
paid
-35
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,165.82
Ordinary fully
paid
-39
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 328.82
Ordinary fully
paid
-11
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,291.01
Ordinary fully
paid
177
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,557.23
Ordinary fully
paid
119
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,494.63
Ordinary fully
paid
-50
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,720.23
Ordinary fully
paid
-91
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,426.93
Ordinary fully
paid
215
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,633.37
Ordinary fully
paid
155
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,261.11
Ordinary fully
paid
176
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,826.26
Ordinary fully
paid
128
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 21,791.77
Ordinary fully
paid
-729
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 29.89
Ordinary fully
paid
-1
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,068.21
Ordinary fully
paid
203
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 627.75
Ordinary fully
paid
-21
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,195.71
Ordinary fully
paid
-40
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,497.44
Ordinary fully
paid
-117
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
16,381.19
Ordinary fully
paid
548
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,442.68
Ordinary fully
paid
415
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,628.25
Ordinary fully
paid
389
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,492.33
Ordinary fully
paid
351
18/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,552.12
Ordinary fully
paid
353
19/08/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,499.69
Ordinary fully
paid
282
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
20 August 2021
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