ASX Appendix 2A
Application for quotation of +securities
Application for quotation of +securities
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Announcement Summary
Entity name
SUMMERSET GROUP HOLDINGS LIMITED
Announcement Type
New announcement
Date of this announcement
Thursday September 02, 2021
The +securities to be quoted are:
Total number of +securities to be quoted
ASX +security
codeSecurity description
Number of +securities to
be quotedIssue date
SNZORDINARY FULLY PAID FOREIGN EXEMPT
NZX
105,47801/09/2021
Refer to next page for full details of the announcement
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Application for quotation of +securities
Application for quotation of +securities
2 / 6
Part 1 - Entity and announcement details
1.1 Name of entity
SUMMERSET GROUP HOLDINGS LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration number
164228399
1.3 ASX issuer code
SNZ
1.4 The announcement is
1.5 Date of this announcement
2/9/2021
New announcement
Application for quotation of +securities
Application for quotation of +securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Application for quotation of +securities
Application for quotation of +securities
4 / 6
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
SNZAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
TO (Existing Class)
ASX +security code and description
SNZ : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
175,979
The first date the options were
exercised or other +convertible
securities were converted
1/9/2021
The last date the options were
exercised or other +convertible
securities were converted
1/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
1/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
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Issue details
Number of +securities to be quoted
105,478
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 6.11000000
Any other information the entity wishes to provide about the +securities to be quoted
The securities to be quoted are ordinary shares issued on a net settled basis upon exercise of options in accordance with
Summerset's LTI Share Option Plan. The final exercise price was NZ$6.11 per option.
Yes
Application for quotation of +securities
Application for quotation of +securities
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Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
SNZ : ORDINARY FULLY PAID FOREIGN EXEMPT NZX229,606,873
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
SNZAA : BONDS VARIOUS CLASSES375,000,000
SNZAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES1,335,474
SNZAB : OPTION EXPIRING 30-JUN-2025 EX $10.85548,505
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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