ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure3 September 2021ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


3 September 2021


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 3 September 2021

The previous notice was given to the ASX on: 20 August 2021

The previous notice was dated: 20 August 2021

2. Issued Share Capital

2,837,808,945 fully paid Ordinary Shares in the capital of ANZ have been issued as at

2 September 2021.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,676,757 0.16%


4,626,417 0.16%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,676,757 0.16%


4,626,417 0.16%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

81,256 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 100,000 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,547,857 0.09%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 397,245 0.02%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,500,059 0.05%


Aggregation


4,626,417 0.16%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

24/08/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

6,884

24/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,838.70

Ordinary fully

paid

-100

24/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,249.03

Ordinary fully

paid

-44

24/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,390.96

Ordinary fully

paid

-49

24/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,249.03

Ordinary fully

paid

-44

24/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 5,536.05

Ordinary fully

paid

-195




25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,195.93

Ordinary fully

paid

-74

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

534.14

Ordinary fully

paid

18

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,104.05

Ordinary fully

paid

-172

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,017.88

Ordinary fully

paid

-68

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,937.79

Ordinary fully

paid

-99

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,750.81

Ordinary fully

paid

-59

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,581.70

Ordinary fully

paid

-87

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 29.67

Ordinary fully

paid

-1

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 474.80

Ordinary fully

paid

-16

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,522.35

Ordinary fully

paid

-85




25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 474.79

Ordinary fully

paid

-16

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 712.19

Ordinary fully

paid

-24

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,433.33

Ordinary fully

paid

-82

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 979.27

Ordinary fully

paid

-33

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 830.89

Ordinary fully

paid

-28

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,082.46

Ordinary fully

paid

305

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,206.41

Ordinary fully

paid

242

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,164.16

Ordinary fully

paid

207

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

565.79

Ordinary fully

paid

19

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,717.49

Ordinary fully

paid

192




25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,412.06

Ordinary fully

paid

81

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,707.81

Ordinary fully

paid

326

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 890.24

Ordinary fully

paid

-30

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,722.32

Ordinary fully

paid

125

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 801.22

Ordinary fully

paid

-27

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,106.90

Ordinary fully

paid

-71

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,819.10

Ordinary fully

paid

-95

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 741.86

Ordinary fully

paid

-25

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 296.75

Ordinary fully

paid

-10

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,900.99

Ordinary fully

paid

131




25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,811.66

Ordinary fully

paid

128

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,720.28

Ordinary fully

paid

360

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

18,724.73

Ordinary fully

paid

631

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,538.81

Ordinary fully

paid

186

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

18,843.43

Ordinary fully

paid

635

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

21,738.34

Ordinary fully

paid

730

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,099.77

Ordinary fully

paid

272

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,871.22

Ordinary fully

paid

130

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,869.50

Ordinary fully

paid

-63

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 59.35

Ordinary fully

paid

-2




25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,471.94

Ordinary fully

paid

-117

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,551.28

Ordinary fully

paid

220

25/08/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,856.70

Ordinary fully

paid

331

27/08/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

-65,902

31/08/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

613

1/09/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

121

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,464.72

Ordinary fully

paid

394




1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,947.30

Ordinary fully

paid

-205

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,473.36

Ordinary fully

paid

85

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

29,651.14

Ordinary fully

paid

1,019

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,251.23

Ordinary fully

paid

43

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 638.25

Ordinary fully

paid

-22

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,233.86

Ordinary fully

paid

-77

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,901.13

Ordinary fully

paid

-100

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,307.28

Ordinary fully

paid

-114

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 667.26

Ordinary fully

paid

-23

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,075.19

Ordinary fully

paid

-106




1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,110.64

Ordinary fully

paid

210

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,816.77

Ordinary fully

paid

303

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

23,760.21

Ordinary fully

paid

819

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,756.07

Ordinary fully

paid

-95

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,814.09

Ordinary fully

paid

-97

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 87.03

Ordinary fully

paid

-3

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,276.50

Ordinary fully

paid

-44

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 145.06

Ordinary fully

paid

-5

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,334.51

Ordinary fully

paid

-46

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,349.91

Ordinary fully

paid

81




1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

14,520.04

Ordinary fully

paid

499

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,642.18

Ordinary fully

paid

297

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,989.93

Ordinary fully

paid

-172

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 841.33

Ordinary fully

paid

-29

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,798.70

Ordinary fully

paid

-62

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,899.16

Ordinary fully

paid

134

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,541.36

Ordinary fully

paid

431

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

47,517.48

Ordinary fully

paid

1,633

1/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,703.37

Ordinary fully

paid

300

2/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 3,907.40

Ordinary fully

paid

-140




2/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 83.73

Ordinary fully

paid

-3

2/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 6,893.77

Ordinary fully

paid

-247

2/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,483.99

Ordinary fully

paid

-89

2/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 4,967.97

Ordinary fully

paid

-178



Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

3 September 2021

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.