Genesis Energy D&O Ongoing Disclosure Notice
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 10 September 2021
Date of last disclosure:
Monday, 9 August 2021
Director or senior manager giving disclosure
Full name(s):
Marc Sheldon England
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Executive
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
(1) Grant of performance share rights
to acquire ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Performance Share Rights Plan 2021
(2) Beneficial interest in shares
vested as award shares and held on
trust for the Senior Manager pursuant
to the Genesis Energy Employee
Share Scheme
For that relevant interest-
Number held in class before acquisition or disposal:
(1) N/A as no acquisition or disposal
of ordinary shares
(2) 504
Number held in class after acquisition or disposal:
(1) N/A
(2) 9,870
Current registered holder(s):
(1) N/A as no transfers
(2) On market purchase
Registered holder(s) once transfers are registered:
(1) N/A as no transfers
(2) CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 2
Details of transactions requiring disclosure-
Date of transaction:
(1) Wednesday, 1 September 2021
(2) Tuesday, 7 September 2021
Nature of transaction:
(1) Grant of 268,907 performance
share rights under the Genesis
Energy Performance Share Rights
Plan 2021
(2) On market purchase of 504
ordinary shares in Genesis Energy
Limited vested as award shares
pursuant to the Employee Share
Scheme
Name of any other party or parties to the transaction (if known):(1) Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
(1) Nil
(2) $3.40 per share
Number of financial products to which the transaction related:
(1) N/A as there were no financial
products traded
(2) 504 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:
(1) Beneficial interest in performance
share rights pursuant to the Genesis
Energy Performance Share Rights
Plan 2019
(2) Beneficial interest in performance
share rights pursuant to the Genesis
Energy Performance Share Rights
Plan 2020
(3) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:
(1) N/A
(2) N/A
(3) 232,523
Current registered holder(s):
(1) N/A
(2) N/A
(3) Marc Sheldon England
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Isaac Taylor
Date of signature:Friday, 10 September 2021
Name and title of authorised person:
Isaac Taylor
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 10 September 2021
Date of last disclosure:
Friday, 13 August 2021
Director or senior manager giving disclosure
Full name(s):
Tracey Elaine Hickman
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Customer Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):(1) Grant of performance share
rights to acquire ordinary shares
subject to the achievement of
certain performance hurdles in
accordance with the terms of the
Genesis Energy Performance
Share Rights Plan 2021
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme
(3) Beneficial interest in shares
vested as award shares and held
on trust for the Senior Manager
pursuant to the Genesis Energy
Employee Share Scheme
For that relevant interest-
Number held in class before acquisition or disposal:
(1) N/A as no acquisition or
disposal of ordinary shares
(2) 22,683
(3) 22,805
Number held in class after acquisition or disposal:
(1) N/A
(2) 22,805
(3) 23,432
Current registered holder(s):
(1) N/A as no transfers
(2)(3) On market purchase
Registered holder(s) once transfers are registered:
(1) N/A as no transfers
(2)(3) CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 3
Details of transactions requiring disclosure-
Date of transaction:
(1) Wednesday, 1 September 2021
(2) Monday, 6 September 2021
(3) Tuesday, 7 September 2021
Nature of transaction: (1) Grant of 54,320 performance
share rights under the Genesis
Energy Performance Share Rights
Plan 2021
(2) On market purchase of 122
ordinary shares in Genesis Energy
Limited in accordance with the
Genesis Energy Employee Share
Scheme
(3) On market purchase of 627
ordinary shares in Genesis Energy
Limited vested as award shares
pursuant to the Genesis Energy
Employee Share Scheme
Name of any other party or parties to the transaction (if known):(1) Genesis Energy Limited as
grantor
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
(1) Nil
(2) $3.41 per share
(3) $3.40 per share
Number of financial products to which the transaction related: (1) N/A as there were no financial
products traded
(2) 122 ordinary shares
(3) 627 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:(1) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(2) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2020
(3) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:(1) N/A
(2) N/A
(3) 88,529
Current registered holder(s):(1) N/A
(2) N/A
(3) Tracey Elaine Hickman
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons for
whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Isaac Taylor
Date of signature:
Friday, 10 September 2021
Name and title of authorised person:
Isaac Taylor
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 10 September 2021
Date of last disclosure:
Monday, 9 August 2021
Director or senior manager giving disclosure
Full name(s):
Matthew Osborne
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Corporate Affairs Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Grant of performance share rights to
acquire ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Performance Share Rights Plan 2021
For that relevant interest-
Number held in class before acquisition or disposal:
N/A as no acquisition or disposal of
ordinary shares
Number held in class after acquisition or disposal:
N/A
Current registered holder(s):
N/A as no transfers
Registered holder(s) once transfers are registered:
N/A as no transfers
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:Wednesday, 1 September 2021
Nature of transaction:
Grant of 35,543 performance share
rights under the Genesis Energy
Performance Share Rights Plan 2021
Name of any other party or parties to the transaction (if known):Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Nil
Number of financial products to which the transaction related:
N/A as there were no financial
products traded
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:
(1) Beneficial interest in performance
share rights pursuant to the Genesis
Energy Performance Share Rights
Plan 2019
(2) Beneficial interest in performance
share rights pursuant to the Genesis
Energy Performance Share Rights
Plan 2020
(3) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:
(1) N/A
(2) N/A
(3) 12,190
Current registered holder(s):
(1) N/A
(2) N/A
(3) Matthew Osborne
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Isaac Taylor
Date of signature:Friday, 10 September 2021
Name and title of authorised person:
Isaac Taylor
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To
NZX Limited; and
Name of listed issuer:
Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 10 September 2021
Date of last disclosure:
Monday, 9 August 2021
Director or senior manager giving disclosure
Full name(s):
Christopher Harding Jewell
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Financial Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Beneficial interest in shares vested
as award shares and held on trust for
the Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme
For that relevant interest-
Number held in class before acquisition or disposal:
12,779
Number held in class after acquisition or disposal:
13,311
Current registered holder(s):
On market purchase
Registered holder(s) once transfers are registered:
CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:Wednesday, 7 September 2021
Nature of transaction:
On market purchase of 532 ordinary
shares in Genesis Energy Limited
vested as award shares pursuant to
the Genesis Energy Employee Share
Scheme
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
$3.40 per share
Number of financial products to which the transaction related:
532 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:
(1) Beneficial interest in performance
share rights pursuant to the Genesis
Energy Performance Share Rights
Plan 2019
(2) Beneficial interest in performance
share rights pursuant to the Genesis
Energy Performance Share Rights
Plan 2020
(3) Beneficial interest in shares
(4) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:
(1) N/A
(2) N/A
(3) 15,230
(4) 62,038
Current registered holder(s):
(1) N/A
(2) N/A
(3) The Jewell Family Trust
(4) Christopher Harding Jewell
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Isaac Taylor
Date of signature:
Friday, 10 September 2021
Name and title of authorised person:
Isaac Taylor
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 10 September 2021
Date of last disclosure:
Friday, 13 August 2021
Director or senior manager giving disclosure
Full name(s):
Nicola Richardson
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:Chief People Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):(1) Grant of performance share
rights to acquire ordinary shares
subject to the achievement of
certain performance hurdles in
accordance with the terms of the
Genesis Energy Performance
Share Rights Plan 2021
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme
For that relevant interest-
Number held in class before acquisition or disposal:
(1) N/A as no acquisition or
disposal of ordinary shares
(2) 766
Number held in class after acquisition or disposal:
(1) N/A
(2) 839
Current registered holder(s):
(1) N/A as no transfers
(2) On market purchase
Registered holder(s) once transfers are registered:
(1) N/A as no transfers
(2) CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
2
Details of transactions requiring disclosure-
Date of transaction:
(1) Wednesday, 1 September
2021
(2) Monday, 6 September 2021
Nature of transaction: (1) Grant of 35,382 performance
share rights under the Genesis
Energy Performance Share Rights
Plan 2021
(2) On market purchase of 73
ordinary shares in Genesis Energy
Limited in accordance with the
Genesis Energy Employee Share
Scheme
Name of any other party or parties to the transaction (if known):
(1) Genesis Energy Limited as
grantor
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
(1) Nil
(2) $3.41 per share
Number of financial products to which the transaction related: (1) N/A as there were no financial
products traded
(2) 73 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:(1) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(2) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2020
(3) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:
(1) N/A
(2) N/A
(3) 46,861
Current registered holder(s):(1) N/A
(2) N/A
(3) Nicola Richardson
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Isaac Taylor
Date of signature:
Friday, 10 September 2021
Name and title of authorised person:Isaac Taylor
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 10 September 2021
Date of last disclosure:
Friday, 13 August 2021
Director or senior manager giving disclosure
Full name(s):
James Magill
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Digital Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):(1) Grant of performance share
rights to acquire ordinary shares
subject to the achievement of
certain performance hurdles in
accordance with the terms of the
Genesis Energy Performance
Share Rights Plan 2021
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme
(3) Beneficial interest in shares
vested as award shares and held
on trust for the Senior Manager
pursuant to the Genesis Energy
Employee Share Scheme
For that relevant interest-
Number held in class before acquisition or disposal:
(1) N/A as no acquisition or
disposal of ordinary shares
(2) 7,949
(3) 8,072
Number held in class after acquisition or disposal:
(1) N/A
(2) 8,072
(3) 8,540
Current registered holder(s):
(1) N/A as no transfers
(2)(3) On market purchase
Registered holder(s) once transfers are registered:
(1) N/A as no transfers
(2)(3) CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
3
Details of transactions requiring disclosure-
Date of transaction:
(1) Wednesday, 1 September
2021
(2) Monday, 6 September 2021
(3) Tuesday, 7 September 2021
Nature of transaction: (1) Grant of 56,729 performance
share rights under the Genesis
Energy Performance Share Rights
Plan 2021
(2) On market purchase of 123
ordinary shares in Genesis Energy
Limited in accordance with the
Genesis Energy Employee Share
Scheme
(3) On market purchase of 468
ordinary shares in Genesis Energy
Limited vested as award shares
pursuant to the Genesis Energy
Employee Share Scheme
Name of any other party or parties to the transaction (if known):
(1) Genesis Energy Limited as
grantor
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
(1) Nil
(2) $3.41 per share
(3) $3.40 per share
Number of financial products to which the transaction related: (1) N/A as there were no financial
products traded
(2) 123 ordinary shares
(3) 468 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis
Energy Limited
Nature of relevant interest:(1) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(2) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2020
(3) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:(1) N/A
(2) N/A
(3) 52,923
Current registered holder(s):(1) N/A
(2) N/A
(3) James Magill
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Isaac Taylor
Date of signature:
Friday, 10 September 2021
Name and title of authorised person:Isaac Taylor
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 10 September 2021
Date of last disclosure:
Thursday, 2 September 2021
Director or senior manager giving disclosure
Full name(s):
Nigel Julien Clark
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Operations Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Grant of performance share rights to
acquire ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Performance Share Rights Plan 2021
For that relevant interest-
Number held in class before acquisition or disposal:
N/A as no acquisition or disposal of
ordinary shares
Number held in class after acquisition or disposal:
N/A
Current registered holder(s):
N/A as no transfers
Registered holder(s) once transfers are registered:
N/A as no transfers
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:
Wednesday, 1 September 2021
Nature of transaction:
Grant of 53,727 performance share
rights under the Genesis Energy
Performance Share Rights Plan 2021
Name of any other party or parties to the transaction (if known):Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Nil
Number of financial products to which the transaction related:
N/A as there were no financial
products traded
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:
(1) Beneficial interest in performance
share rights pursuant to the Genesis
Energy Performance Share Rights
Plan 2019
(2) Beneficial interest in performance
share rights pursuant to the Genesis
Energy Performance Share Rights
Plan 2020
For that relevant interest,-
Number held in class:
(1) N/A
(2) N/A
Current registered holder(s):
(1) N/A
(2) N/A
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:Isaac Taylor
Date of signature:Friday, 10 September 2021
Name and title of authorised person:
Isaac Taylor
Legal Counsel
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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