Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
17 September 2021
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 17 September 2021
The previous notice was given to the ASX on: 3 September 2021
The previous notice was dated: 3 September 2021
2. Issued Share Capital
2,831,083,997 fully paid Ordinary Shares in the capital of ANZ have been issued as at
16 September 2021.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,626,417 0.16%
4,791,475 0.17%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,626,417 0.16%
4,791,475 0.17%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
99,676 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,614,648 0.09%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 452,245 0.02%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,524,906 0.06%
Aggregation
4,791,475 0.17%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
100,209.11
Ordinary fully
paid
3,413
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,344.57
Ordinary fully
paid
114
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,383.25
Ordinary fully
paid
388
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,948.17
Ordinary fully
paid
305
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,019.34
Ordinary fully
paid
137
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,833.32
Ordinary fully
paid
267
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,615.46
Ordinary fully
paid
430
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,397.35
Ordinary fully
paid
-82
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
20,184.75
Ordinary fully
paid
688
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,349.56
Ordinary fully
paid
46
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,916.34
Ordinary fully
paid
338
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,672.28
Ordinary fully
paid
57
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
20,976.87
Ordinary fully
paid
715
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,900.34
Ordinary fully
paid
-65
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 906.31
Ordinary fully
paid
-31
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,791.49
Ordinary fully
paid
436
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,549.51
Ordinary fully
paid
-53
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 87.71
Ordinary fully
paid
-3
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 204.65
Ordinary fully
paid
-7
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,257.14
Ordinary fully
paid
-43
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 350.83
Ordinary fully
paid
-12
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 116.94
Ordinary fully
paid
-4
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 380.07
Ordinary fully
paid
-13
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,368.12
Ordinary fully
paid
-81
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,524.95
Ordinary fully
paid
461
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,667.29
Ordinary fully
paid
125
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 321.60
Ordinary fully
paid
-11
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,374.09
Ordinary fully
paid
-47
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,841.87
Ordinary fully
paid
-63
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,309.64
Ordinary fully
paid
-79
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 847.84
Ordinary fully
paid
-29
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
15,197.23
Ordinary fully
paid
518
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,200.37
Ordinary fully
paid
75
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,938.19
Ordinary fully
paid
441
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
35,880.72
Ordinary fully
paid
1,223
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,075.10
Ordinary fully
paid
242
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,065.53
Ordinary fully
paid
309
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 847.84
Ordinary fully
paid
-29
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
40,457.50
Ordinary fully
paid
1,379
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,576.78
Ordinary fully
paid
156
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
26,580.49
Ordinary fully
paid
906
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 760.14
Ordinary fully
paid
-26
7/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,746.88
Ordinary fully
paid
436
9/09/2021
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
1,518,802.78
Ordinary fully
paid
55,000
9/09/2021
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
1,846,002.79
Ordinary fully
paid
66,791
13/09/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
17,754
14/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
100,228.45
Ordinary fully
paid
3,511
15/09/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
61
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 802.19
Ordinary fully
paid
-28
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,339.07
Ordinary fully
paid
151
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
431.04
Ordinary fully
paid
15
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,270.11
Ordinary fully
paid
253
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 458.40
Ordinary fully
paid
-16
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 401.09
Ordinary fully
paid
-14
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 257.85
Ordinary fully
paid
-9
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,091.43
Ordinary fully
paid
-73
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 773.54
Ordinary fully
paid
-27
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
20,919.52
Ordinary fully
paid
728
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,643.68
Ordinary fully
paid
266
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 802.19
Ordinary fully
paid
-28
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,488.51
Ordinary fully
paid
191
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,281.60
Ordinary fully
paid
497
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,109.19
Ordinary fully
paid
317
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,313.88
Ordinary fully
paid
360
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,500.00
Ordinary fully
paid
87
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,034.48
Ordinary fully
paid
384
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
104,942.46
Ordinary fully
paid
3,652
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 458.39
Ordinary fully
paid
-16
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,781.61
Ordinary fully
paid
62
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,695.40
Ordinary fully
paid
59
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 458.39
Ordinary fully
paid
-16
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,833.33
Ordinary fully
paid
377
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,954.02
Ordinary fully
paid
242
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,758.61
Ordinary fully
paid
96
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,950.92
Ordinary fully
paid
-103
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,672.42
Ordinary fully
paid
93
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
19,626.43
Ordinary fully
paid
683
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,896.55
Ordinary fully
paid
66
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,459.76
Ordinary fully
paid
190
15/09/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 859.49
Ordinary fully
paid
-30
16/09/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
605
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
17 September 2021
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