ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure17 September 2021ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008

17 September 2021

Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000

Notice Corporations Act Subsection 259C(2)

Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.

Yours faithfully

Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 17 September 2021

The previous notice was given to the ASX on: 3 September 2021

The previous notice was dated: 3 September 2021

2. Issued Share Capital

2,831,083,997 fully paid Ordinary Shares in the capital of ANZ have been issued as at

16 September 2021.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,626,417 0.16%


4,791,475 0.17%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,626,417 0.16%


4,791,475 0.17%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

99,676 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 100,000 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,614,648 0.09%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 452,245 0.02%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,524,906 0.06%


Aggregation


4,791,475 0.17%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

100,209.11

Ordinary fully

paid

3,413

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,344.57

Ordinary fully

paid

114

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,383.25

Ordinary fully

paid

388

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,948.17

Ordinary fully

paid

305

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,019.34

Ordinary fully

paid

137

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,833.32

Ordinary fully

paid

267

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,615.46

Ordinary fully

paid

430




7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,397.35

Ordinary fully

paid

-82

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

20,184.75

Ordinary fully

paid

688

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,349.56

Ordinary fully

paid

46

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,916.34

Ordinary fully

paid

338

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,672.28

Ordinary fully

paid

57

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

20,976.87

Ordinary fully

paid

715

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,900.34

Ordinary fully

paid

-65

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 906.31

Ordinary fully

paid

-31

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,791.49

Ordinary fully

paid

436

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,549.51

Ordinary fully

paid

-53




7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 87.71

Ordinary fully

paid

-3

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 204.65

Ordinary fully

paid

-7

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,257.14

Ordinary fully

paid

-43

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 350.83

Ordinary fully

paid

-12

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 116.94

Ordinary fully

paid

-4

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 380.07

Ordinary fully

paid

-13

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,368.12

Ordinary fully

paid

-81

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,524.95

Ordinary fully

paid

461

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,667.29

Ordinary fully

paid

125

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 321.60

Ordinary fully

paid

-11




7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,374.09

Ordinary fully

paid

-47

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,841.87

Ordinary fully

paid

-63

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,309.64

Ordinary fully

paid

-79

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 847.84

Ordinary fully

paid

-29

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

15,197.23

Ordinary fully

paid

518

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,200.37

Ordinary fully

paid

75

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,938.19

Ordinary fully

paid

441

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

35,880.72

Ordinary fully

paid

1,223

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,075.10

Ordinary fully

paid

242

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,065.53

Ordinary fully

paid

309




7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 847.84

Ordinary fully

paid

-29

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

40,457.50

Ordinary fully

paid

1,379

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,576.78

Ordinary fully

paid

156

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

26,580.49

Ordinary fully

paid

906

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 760.14

Ordinary fully

paid

-26

7/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,746.88

Ordinary fully

paid

436

9/09/2021

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

1,518,802.78

Ordinary fully

paid

55,000

9/09/2021

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

1,846,002.79

Ordinary fully

paid

66,791




13/09/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

17,754

14/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

100,228.45

Ordinary fully

paid

3,511

15/09/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

61

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 802.19

Ordinary fully

paid

-28

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,339.07

Ordinary fully

paid

151

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

431.04

Ordinary fully

paid

15

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,270.11

Ordinary fully

paid

253

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 458.40

Ordinary fully

paid

-16




15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 401.09

Ordinary fully

paid

-14

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 257.85

Ordinary fully

paid

-9

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,091.43

Ordinary fully

paid

-73

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 773.54

Ordinary fully

paid

-27

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

20,919.52

Ordinary fully

paid

728

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,643.68

Ordinary fully

paid

266

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 802.19

Ordinary fully

paid

-28

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,488.51

Ordinary fully

paid

191

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

14,281.60

Ordinary fully

paid

497

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,109.19

Ordinary fully

paid

317




15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,313.88

Ordinary fully

paid

360

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,500.00

Ordinary fully

paid

87

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,034.48

Ordinary fully

paid

384

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

104,942.46

Ordinary fully

paid

3,652

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 458.39

Ordinary fully

paid

-16

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,781.61

Ordinary fully

paid

62

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,695.40

Ordinary fully

paid

59

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 458.39

Ordinary fully

paid

-16

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,833.33

Ordinary fully

paid

377

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,954.02

Ordinary fully

paid

242




15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,758.61

Ordinary fully

paid

96

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,950.92

Ordinary fully

paid

-103

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,672.42

Ordinary fully

paid

93

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

19,626.43

Ordinary fully

paid

683

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,896.55

Ordinary fully

paid

66

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,459.76

Ordinary fully

paid

190

15/09/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 859.49

Ordinary fully

paid

-30

16/09/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

605









Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

17 September 2021

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.