Notification of Issue of Securities
Page 1 of 2
17 September 2021
Issue of ordinary shares
This notice is given under NZX Listing Rule 3.13.1 and relates to the issue of ordinary shares in Fisher & Paykel
Healthcare Corporation Limited (“FPH”) under one or more of FPH’s employee share plans.
This notice is given in reliance on a waiver from NZX Listing Rule 3.13.1 granted by NZX on 6 August 2019 that
allows FPH, subject to certain conditions, to disclose the issue of FPH shares under FPH’s employee share plans
within 10 business days of issue.
Section 1: issuer information
Name of issuer Fisher & Paykel Healthcare Corporation Limited
NZX ticker code FPH
Class of Financial Product Ordinary shares
ISIN NZFAPE0001S2
Section 2: capital change details
Number of issuances to which this
notice relates
Two
Number issued (1) 120,496
(2) 51,914
Total issued: 172,410 shares
Nominal value (if any) Not applicable
Issue price (1) NZD0.00 (64,822 shares); NZD11.81 (2,088 shares); NZD14.91
(53,586 shares)
(2) NZD0.00 (40,390 shares); NZD14.91 (11,524 shares)
Nature of the payment Not applicable
Amount paid up (if not in full) In full
Percentage of total class of Financial
Products issued
(1) 0.02089%
(2) 0.00900%
For an issue of Convertible Financial
Products or Options, the principal
terms of Conversion
Not applicable
Reason for issue
(1) Exercise of 64,822 PSRs under the Performance Share Rights
Plan and issue of 64,822 ordinary shares; cancellation of 3,270
options and issue of 2,088 ordinary shares; cancellation of
101,321 options and issue of 53,586 ordinary shares.
(2) Exercise of 40,390 PSRs under the Performance Share Rights
Plan and issue of 40,390 ordinary shares; cancellation of 21,982
options and issue of 11,524 ordinary shares.
All cancellations are under the FPH Share Option Plan Cancellation
Facility
Total number of Financial Products of
the Class after the issue (excluding
Treasury Stock) and the total number
of Financial Products of the Class held
as Treasury Stock after the issue.
(1) Total number (excluding Treasury Stock): 576,845,082.
Treasury stock: 137,282
(2) Total number (excluding Treasury Stock): 576,896,996.
Treasury stock: 137,282
Total number of ordinary shares on issue as at the date of this notice
after the issues disclosed in this notice (excluding Treasury Stock):
576,896,996.
Treasury stock as at the date of this notice: 137,282.
Total number of ordinary shares on issue as at the date of this notice
after the issues disclosed in this notice (including Treasury Stock):
577,034,278.
In the case of an acquisition of shares,
whether those shares are to be held as
treasury stock
Not applicable
Page 2 of 2
Specific authority for the issue Directors’ resolution, Listing Rule 4.6
Terms or details of the issue The ordinary shares issued rank pari passu with the existing ordinary
shares
Date of issue (1) 16 September 2021
(2) 17 September 2021
Section 3: authority for this announcement
Name of person authorised to make
this announcement
Marcus Driller
Contact phone number +64 9 574 0110
Contact email address marcus.driller@fphcare.co.nz
Date of release via MAP 17 September 2021
---
Application for quotation of +securities
Application for quotation of +securities
1 / 14
Announcement Summary
Entity name
FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED
Announcement Type
New announcement
Date of this announcement
Friday September 17, 2021
The +securities to be quoted are:
Total number of +securities to be quoted
ASX +security
codeSecurity description
Number of +securities to
be quotedIssue date
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
120,49616/09/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
51,91417/09/2021
Refer to next page for full details of the announcement
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Application for quotation of +securities
Application for quotation of +securities
2 / 14
Part 1 - Entity and announcement details
1.1 Name of entity
FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration number
098026281
1.3 ASX issuer code
FPH
1.4 The announcement is
1.5 Date of this announcement
17/9/2021
New announcement
Application for quotation of +securities
Application for quotation of +securities
3 / 14
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Application for quotation of +securities
Application for quotation of +securities
4 / 14
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
64,822
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
16/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Provide details of the KMP or +associates who are exercising options or converting convertible securities
Name of KMPName of registered holder
Number of options being exercised
or other +convertible securities
being converted
Lewis GradonLewis Gradon
32,466
Yes
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
5 / 14
Issue date
16/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
64,822
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 64,822 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 64,822 PSRs under the Performance Share Rights Plan for nil consideration.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
3,270
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
16/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
No
Yes
Application for quotation of +securities
Application for quotation of +securities
6 / 14
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
16/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
2,088
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 11.81000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
Yes
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
7 / 14
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
101,321
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
16/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Provide details of the KMP or +associates who are exercising options or converting convertible securities
Name of KMPName of registered holder
Number of options being exercised
or other +convertible securities
being converted
Lewis GradonLewis Gradon
100,313
Issue date
16/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
Yes
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
8 / 14
Issue details
Number of +securities to be quoted
53,586
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
40,390
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
17/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Provide details of the KMP or +associates who are exercising options or converting convertible securities
Yes
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Yes
Application for quotation of +securities
Application for quotation of +securities
9 / 14
Provide details of the KMP or +associates who are exercising options or converting convertible securities
Name of KMPName of registered holder
Number of options being exercised
or other +convertible securities
being converted
Andrew SomervellAndrew Somervell
10,020
Paul ShearerPaul Shearer
18,036
Issue date
17/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
40,390
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 40,390 PSRs under the Performance Share Rights Plan for nil consideration.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 40,390 PSRs under the Performance Share Rights Plan for nil consideration.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
No
Yes
Application for quotation of +securities
Application for quotation of +securities
10 / 14
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
21,982
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
17/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
17/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
11 / 14
Issue details
Number of +securities to be quoted
11,524
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
YesYes
Application for quotation of +securities
Application for quotation of +securities
12 / 14
Application for quotation of +securities
Application for quotation of +securities
13 / 14
Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX577,034,278
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
FPHAZ : PERFORMANCE SHARE RIGHTS EXPIRING 11-SEP-2024254,180
FPHAAA : OPTION EXPIRING 11-SEP-2024 EX $17.21804,591
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-202367,001
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91384,026
FPHAY : EMPLOYEE SHARE RIGHTS122,280
FPHAV : OPTION EXPIRING 07-SEP-2022 EX $11.812,732
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81247,876
FPHAAC : PERFORMANCE SHARE RIGHTS EXPIRING 04-SEP-2025130,119
FPHAAB : OPTION EXPIRING 04-SEP-2025 EX $36.54410,095
FPHAAD : EMPLOYEE SHARE RIGHTS EXPIRING 04-SEP-202560,658
FPHAAE : EMPLOYEE SHARE RIGHTS EXPIRING 06-SEP-202481,311
FPHAAF : OPTION EXPIRING 08-JAN-2027 EX NZD32.69462,365
FPHAAG : PERFORMANCE SHARE RIGHTS EXPIRING 28-SEP-2026161,819
Application for quotation of +securities
Application for quotation of +securities
14 / 14
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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