Notification of Issue of Securities
Page 1 of 3
30 September 2021
Issue of ordinary shares
This notice is given under NZX Listing Rule 3.13.1 and relates to the issue of ordinary shares in Fisher & Paykel
Healthcare Corporation Limited (“FPH”) under one or more of FPH’s employee share plans.
This notice is given in reliance on a waiver from NZX Listing Rule 3.13.1 granted by NZX on 6 August 2019 that
allows FPH, subject to certain conditions, to disclose the issue of FPH shares under FPH’s employee share plans
within 10 business days of issue.
Section 1: issuer information
Name of issuer Fisher & Paykel Healthcare Corporation Limited
NZX ticker code FPH
Class of Financial Product Ordinary shares
ISIN NZFAPE0001S2
Section 2: capital change details
Number of issuances to which this
notice relates
Nine
Number issued (1) 20,982
(2) 16,404
(3) 11,323
(4) 16,049
(5) 3,568
(6) 10,196
(7) 2,840
(8) 2,643
(9) 13,027
Total issued: 97,032 shares
Nominal value (if any) Not applicable
Issue price
(1) NZD0.00 (11,352 shares); NZD14.91 (9,630 shares)
(2) NZD0.00 (4,227 shares); NZD11.81 (3,002 shares); NZD14.91
(9,175 shares)
(3) NZD0.00 (7,133 shares); NZD14.91 (4,190 shares)
(4) NZD0.00 (10,199 shares); NZD14.91 (5,850 shares)
(5) NZD0.00 (840 shares); NZD14.91 (2,728 shares)
(6) NZD0.00 (1,234 shares); NZD11.81 (6,868 shares); NZD14.91
(2,094 shares)
(7) NZD0.00 (1,055 shares); NZD14.91 (1,785 shares)
(8) NZD0.00 (995 shares); NZD14.91 (1,648 shares)
(9) NZD0.00 (6,723 shares); NZD11.81 (1,058 shares); NZD14.91
(5,246 shares)
Nature of the payment Not applicable
Amount paid up (if not in full) In full
Percentage of total class of Financial
Products issued
(1) 0.00364%
(2) 0.00284%
(3) 0.00196%
(4) 0.00278%
(5) 0.00062%
(6) 0.00177%
(7) 0.00049%
(8) 0.00046%
(9) 0.00226%
For an issue of Convertible Financial
Products or Options, the principal
terms of Conversion
Not applicable
Reason for issue
(1) Exercise of 11,352 PSRs under the Performance Share Rights
Plan and issue of 11,352 ordinary shares; cancellation of 6,197
Page 2 of 3
options and issue of 3,238 ordinary shares; exercise of 6,392
options under the FPH Share Option Plan and issue of 6,392
ordinary shares.
(2) Exercise of 4,227 PSRs under the Performance Share Rights
plan and issue of 4,227 ordinary shares; cancellation of 4,741
options and issue of 3,002 ordinary shares; cancellation of 17,087
options and issue of 9,175 ordinary shares.
(3) Exercise of 7,133 PSRs under the Performance Share Rights
Plan and issue of 7,133 ordinary shares; cancellation of 6,049
options and issue of 3,259 ordinary shares; exercise of 931
options under the FPH Share Option Plan and issue of 931
ordinary shares.
(4) Exercise of 10,199 PSRs under the Performance Share Rights
Plan and issue of 10,199 ordinary shares; cancellation of 10,828
options and issue of 5,850 ordinary shares.
(5) Exercise of 840 PSRs under the Performance Share Rights Plan
and issue of 840 ordinary shares; cancellation of 3,915 options
and issue of 2,124 ordinary shares; exercise of 604 options under
the FPH Share Option Plan and issue of 604 ordinary shares.
(6) Exercise of 1,234 PSRs under the Performance Share Rights
Plan and issue of 1,234 ordinary shares; cancellation of 10,662
options and issue of 6,868 ordinary shares; cancellation of 3,812
options and issue of 2,094 ordinary shares.
(7) Exercise of 1,055 PSRs under the Performance Share Rights
Plan and issue of 1,055 ordinary shares; cancellation of 3,261
options and issue of 1,785 ordinary shares.
(8) Exercise of 995 PSRs under the Performance Share Rights Plan
and issue of 995 ordinary shares; cancellation of 3,074 options
and issue of 1,648 ordinary shares.
(9) Exercise of 6,723 PSRs under the Performance Share Rights
Plan and issue of 6,723 ordinary shares; cancellation of 1,673
options and issue of 1,058 ordinary shares; cancellation of 9,919
options and issue of 5,246 ordinary shares.
All cancellations are under the FPH Share Option Plan Cancellation
Facility
Total number of Financial Products of
the Class after the issue (excluding
Treasury Stock) and the total number
of Financial Products of the Class held
as Treasury Stock after the issue.
(1) Total number (excluding Treasury Stock): 576,917,978.
Treasury stock: 137,282
(2) Total number (excluding Treasury Stock): 576,934,382.
Treasury stock: 137,282
(3) Total number (excluding Treasury Stock): 576,945,705.
Treasury stock: 137,282
(4) Total number (excluding Treasury Stock): 576,961,754.
Treasury stock: 137,282
(5) Total number (excluding Treasury Stock): 576,965,322.
Treasury stock: 137,282
(6) Total number (excluding Treasury Stock): 576,975,518.
Treasury stock: 137,282
(7) Total number (excluding Treasury Stock): 576,978,358.
Treasury stock: 137,282
(8) Total number (excluding Treasury Stock): 576,981,001.
Treasury stock: 137,282
(9) Total number (excluding Treasury Stock): 576,994,028.
Treasury stock: 137,282
Total number of ordinary shares on issue as at the date of this notice
after the issues disclosed in this notice (excluding Treasury Stock):
576,994,028.
Treasury stock as at the date of this notice: 137,282.
Total number of ordinary shares on issue as at the date of this notice
after the issues disclosed in this notice (including Treasury Stock):
577,131,310.
In the case of an acquisition of shares,
whether those shares are to be held as
treasury stock
Not applicable
Specific authority for the issue Directors’ resolution, Listing Rule 4.6
Page 3 of 3
Terms or details of the issue The ordinary shares issued rank pari passu with the existing ordinary
shares
Date of issue (1) 20 September 2021
(2) 21 September 2021
(3) 22 September 2021
(4) 23 September 2021
(5) 24 September 2021
(6) 27 September 2021
(7) 28 September 2021
(8) 29 September 2021
(9) 30 September 2021
Section 3: authority for this announcement
Name of person authorised to make
this announcement
Marcus Driller
Contact phone number +64 9 574 0110
Contact email address marcus.driller@fphcare.co.nz
Date of release via MAP 30 September 2021
---
Application for quotation of +securities
Application for quotation of +securities
1 / 38
Announcement Summary
Entity name
FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED
Announcement Type
New announcement
Date of this announcement
Thursday September 30, 2021
The +securities to be quoted are:
Total number of +securities to be quoted
ASX +security
codeSecurity description
Number of +securities to
be quotedIssue date
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
20,98220/09/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
16,40421/09/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
11,32322/09/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
16,04923/09/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
3,56824/09/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
10,19627/09/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
2,84028/09/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
2,64329/09/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
13,02730/09/2021
Refer to next page for full details of the announcement
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Application for quotation of +securities
Application for quotation of +securities
2 / 38
Part 1 - Entity and announcement details
1.1 Name of entity
FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration number
098026281
1.3 ASX issuer code
FPH
1.4 The announcement is
1.5 Date of this announcement
30/9/2021
New announcement
Application for quotation of +securities
Application for quotation of +securities
3 / 38
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Application for quotation of +securities
Application for quotation of +securities
4 / 38
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
11,352
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
20/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
20/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
5 / 38
Issue details
Number of +securities to be quoted
11,352
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 11,352 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 11,352 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
12,589
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
20/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
No
Application for quotation of +securities
Application for quotation of +securities
6 / 38
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
20/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
9,630
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the exercise or cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
The first date the options were
exercised or other +convertible
The last date the options were
exercised or other +convertible
Yes
Yes
No
Application for quotation of +securities
Application for quotation of +securities
7 / 38
that were exercised or other
+convertible securities that were
converted
4,227
exercised or other +convertible
securities were converted
exercised or other +convertible
securities were converted
21/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
21/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
8 / 38
Issue details
Number of +securities to be quoted
4,227
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 4,227 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 4,227 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
4,741
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
21/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
NoNo
Application for quotation of +securities
Application for quotation of +securities
9 / 38
personnel (KMP) or an +associate?
Issue date
21/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
3,002
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 11.81000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
Yes
Yes
No
Application for quotation of +securities
Application for quotation of +securities
10 / 38
+convertible securities that were
converted
17,087
securities were converted
securities were converted
21/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
21/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
11 / 38
Issue details
Number of +securities to be quoted
9,175
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
7,133
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
22/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
YesYes
Application for quotation of +securities
Application for quotation of +securities
12 / 38
Issue date
22/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
7,133
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 7,133 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 7,133 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
No
Yes
Application for quotation of +securities
Application for quotation of +securities
13 / 38
+convertible securities that were
converted
6,980
securities were converted
securities were converted
22/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
22/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
14 / 38
Issue details
Number of +securities to be quoted
4,190
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the exercise or cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
10,199
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
23/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
YesYes
Application for quotation of +securities
Application for quotation of +securities
15 / 38
Issue date
23/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
10,199
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 10,199 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 10,199 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
No
Yes
Application for quotation of +securities
Application for quotation of +securities
16 / 38
+convertible securities that were
converted
10,828
securities were converted
securities were converted
23/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
23/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
17 / 38
Issue details
Number of +securities to be quoted
5,850
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
840
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
24/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
YesYes
Application for quotation of +securities
Application for quotation of +securities
18 / 38
Issue date
24/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
840
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 840 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 840 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
No
Yes
Application for quotation of +securities
Application for quotation of +securities
19 / 38
+convertible securities that were
converted
4,519
securities were converted
securities were converted
24/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
24/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
20 / 38
Issue details
Number of +securities to be quoted
2,728
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the exercise or cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
1,234
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
27/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
YesYes
Application for quotation of +securities
Application for quotation of +securities
21 / 38
Issue date
27/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
1,234
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 1,234 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 1,234 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
No
Yes
Application for quotation of +securities
Application for quotation of +securities
22 / 38
+convertible securities that were
converted
10,662
securities were converted
securities were converted
27/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
27/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
23 / 38
Issue details
Number of +securities to be quoted
6,868
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 11.81000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
3,812
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
27/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
YesYes
Application for quotation of +securities
Application for quotation of +securities
24 / 38
Issue date
27/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
2,094
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
1,055
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
28/9/2021
Yes
Yes
Application for quotation of +securities
Application for quotation of +securities
25 / 38
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
28/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
26 / 38
Issue details
Number of +securities to be quoted
1,055
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 1,055 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 1,055 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
3,261
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
28/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
NoNo
Application for quotation of +securities
Application for quotation of +securities
27 / 38
personnel (KMP) or an +associate?
Issue date
28/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
1,785
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
Yes
Yes
No
Application for quotation of +securities
Application for quotation of +securities
28 / 38
+convertible securities that were
converted
995
securities were converted
securities were converted
29/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
29/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
29 / 38
Issue details
Number of +securities to be quoted
995
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 955 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 955 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
3,074
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
29/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
NoNo
Application for quotation of +securities
Application for quotation of +securities
30 / 38
personnel (KMP) or an +associate?
Issue date
29/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
1,648
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
Yes
Yes
No
Application for quotation of +securities
Application for quotation of +securities
31 / 38
+convertible securities that were
converted
6,723
securities were converted
securities were converted
30/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
30/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
32 / 38
Issue details
Number of +securities to be quoted
6,723
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 6,723 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 6,723 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
1,673
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
30/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
NoNo
Application for quotation of +securities
Application for quotation of +securities
33 / 38
personnel (KMP) or an +associate?
Issue date
30/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
1,058
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 11.81000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
Yes
Yes
No
Application for quotation of +securities
Application for quotation of +securities
34 / 38
+convertible securities that were
converted
9,919
securities were converted
securities were converted
30/9/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
30/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
35 / 38
Issue details
Number of +securities to be quoted
5,246
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
YesYes
Application for quotation of +securities
Application for quotation of +securities
36 / 38
Application for quotation of +securities
Application for quotation of +securities
37 / 38
Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX577,131,310
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
FPHAZ : PERFORMANCE SHARE RIGHTS EXPIRING 11-SEP-2024254,180
FPHAAA : OPTION EXPIRING 11-SEP-2024 EX $17.21804,591
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-202323,243
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91311,957
FPHAY : EMPLOYEE SHARE RIGHTS122,280
FPHAV : OPTION EXPIRING 07-SEP-2022 EX $11.812,732
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81230,800
FPHAAC : PERFORMANCE SHARE RIGHTS EXPIRING 04-SEP-2025130,119
FPHAAB : OPTION EXPIRING 04-SEP-2025 EX $36.54410,095
FPHAAD : EMPLOYEE SHARE RIGHTS EXPIRING 04-SEP-202560,658
FPHAAE : EMPLOYEE SHARE RIGHTS EXPIRING 06-SEP-202481,311
FPHAAF : OPTION EXPIRING 08-JAN-2027 EX NZD32.69462,365
FPHAAG : PERFORMANCE SHARE RIGHTS EXPIRING 28-SEP-2026161,819
Application for quotation of +securities
Application for quotation of +securities
38 / 38
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- KFL — Kingfish Limited: KFL – Issue of Securities – 24 September 20212021-09-23
“Capital Change Notice KFL – Notice of issue of securities Section 1: Issuer information Name of issuer Kingfish Limited NZX ticker code KFL Class of financial product Ordinary shares ISIN (If unknown, check…”
- KFL — Kingfish Limited: KFL – Issue of Securities – 17 December 20212021-12-17
“Capital Change Notice KFL – Notice of issue of securities Section 1: Issuer information Name of issuer Kingfish Limited NZX ticker code KFL Class of financial product Ordinary shares ISIN (If unknown, check…”
- PFI — Property for Industry Limited: Capital Change Notice – Dividend Reinvestment Scheme2021-09-06
“Template Capital Change Notice Updated as at 17 October 2019 Section 1: Issuer information Name of issuer Property for Industry Limited NZX ticker code PFI Class of financial product Ordinary Shares ISIN (If unknown, check on NZX website) NZPFIE0001S5 Currency NZD…”