SPH Notice – Jarden Securities Limited
041898866/4161889.1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX Limited
and
To EROAD Limited (ERD)
Date this disclosure made: 4 October 2021
Date on which substantial
holding began:
30 September 2021
Substantial product holder(s) giving disclosure
Full name(s): Jarden Securities Limited
Summary of substantial holding:
Jarden Securities Limited:
Class of quoted voting products:
Ordinary Shares
Summary for:
Jarden Securities Limited (includes DIMS
holdings)
For this
disclosure -
(a) total number
held in class:
4,883,963
(b) total in class: 97,021,787
(c) total percentage
held in class:
5.033%
041898866/4161889.1
Details of Relevant Interests:
Details for: Jarden Securities Limited (DIMS) Jarden Securities Limited
Nature of relevant
interest(s):
Jarden Securities Limited has, as provider of
discretionary investment management
services (DIMS) under various investment
management agreements with clients (the
beneficial owners of the product), the power
to exercise (or control the exercise of) a right
to vote attached to, and power to acquire or
dispose of (or control the acquisition or
disposal of), the Convertible Notes
As beneficial owner, through normal on-market
trading activity, with the power to exercise (or
control the exercise of) a right to vote attached to,
and power to acquire or dispose of (or control the
acquisition or disposal of), the Convertible Notes
Number held in class:
4,843,714 40,249
Percentage held in
class:
4.992% 0.041%
Current registered
holder of financial
products:
FNZ Custodians Limited (as sub-custodian of
Jarden Custodial Services Limited) and
unknown
Jarden Securities Limited and unknown
Registered holder of
financial products once
transfer is registered:
FNZ Custodians Limited (as sub-custodian of
Jarden Custodial Services Limited) and
unknown
Jarden Securities Limited and unknown
041898866/4161889.1
Details of Transactions and Events Giving Rise to Relevant Event:
The transactions giving rise to this disclosure obligation are on-market purchases, on-market sales and off-market transfers into
DIMS Service by Jarden Securities Limited, since the last relevant event on 15 December 2020, as detailed in the table below:
Details for: Jarden Securities Limited
(DIMS Service)
Jarden Securities Limited
On-market purchases –
number of shares
766,099 3,736,669
On-market purchases –
gross consideration
$4,247,213 $20,075,677
On-market sales –
number of shares
786,345 3,855,920
On-market sales –
gross consideration
$4,391,711 $20,730,752
Net shares transfers
into DIMS service
936,240 N/A
041898866/4161889.1
Additional information:
Address(es) of substantial
product holder(s):
Level 14, 171 Featherston Street, Wellington
Contact details:
Kate Livingston
+ 64 274062563
kate.livingston@jarden.co.nz
Nature of connection between
substantial product holders:
N/A
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: none.
Certification:
I, Kate Livingston, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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