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CDPP withdraws proceedings against ANZ and Rick Moscati

Legal31 October 2021ANZFinancials

Australia and New Zealand Banking Group Limited
9/833 Collins Street Docklands Victoria 3008 Australia

ABN 11 005 357 522

News Release

For Release: 29 October 2021

CDPP withdraws proceedings against ANZ and Rick

Moscati

ANZ today welcomed the decision by the Commonwealth Director of Public Prosecutions to

discontinue proceedings against both ANZ and Rick Moscati in relation to all counts on the

indictment filed 16 August 2021.

The indictment involved an institutional e quity placement in 2015 and an arrangement or

understanding allegedly made between joint lead managers in relation to the supply of ANZ

shares.

ANZ Chief Risk Officer Kevin Corbally said: “We maintained all along ANZ acted in

accordance with the law in relation to the placement. We defended the bank and Rick on

that basis and we are pleased the matter is now behind us.”

ANZ will not be making any further comment on this matter.

For media enquiries contact:

Stephen Ries

Head of Corporate Communications

Tel: +61 409 655 551

Approved for disclosure by ANZ’s Continuous Disclosure Committee

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