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Notice Corporations Act Subsection 259C(2)

Insider Disclosure12 November 2021ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


12 November 2021


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 12 November 2021

The previous notice was given to the ASX on: 29 October 2021

The previous notice was dated: 29 October 2021

2. Issued Share Capital

2,819,045,293 fully paid Ordinary Shares in the capital of ANZ have been issued as at

11 November 2021.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,844,781 0.17%


4,805,828 0.17%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,844,781 0.17%


4,805,828 0.17%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

120,355 0.01%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 100,000 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,614,648 0.09%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 452,245 0.02%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,518,580 0.05%


Aggregation


4,805,828 0.17%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

3/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,568,123.83

Ordinary fully

paid

-54,000

3/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

100,203.15

Ordinary fully

paid

3,398

3/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

100,400.08

Ordinary fully

paid

3,415

3/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,719.39

Ordinary fully

paid

93

3/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 71,564.98

Ordinary fully

paid

-2,456

3/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

71,155.83

Ordinary fully

paid

2,456




8/11/2021

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

1,098

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 145.05

Ordinary fully

paid

-5

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,798.63

Ordinary fully

paid

-62

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,059.73

Ordinary fully

paid

-71

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 29.01

Ordinary fully

paid

-1

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,030.71

Ordinary fully

paid

-70

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,813.63

Ordinary fully

paid

131

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,375.46

Ordinary fully

paid

219

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,769.84

Ordinary fully

paid

473




10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 58.02

Ordinary fully

paid

-2

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,943.68

Ordinary fully

paid

-67

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,104.75

Ordinary fully

paid

141

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,055.23

Ordinary fully

paid

208

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

46,986.29

Ordinary fully

paid

1,614

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,735.01

Ordinary fully

paid

197

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,092.14

Ordinary fully

paid

210

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,868.86

Ordinary fully

paid

339

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,856.65

Ordinary fully

paid

-64

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 812.28

Ordinary fully

paid

-28




10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 841.30

Ordinary fully

paid

-29

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 957.34

Ordinary fully

paid

-33

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,336.17

Ordinary fully

paid

-115

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,813.98

Ordinary fully

paid

-97

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 986.35

Ordinary fully

paid

-34

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 145.05

Ordinary fully

paid

-5

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,595.56

Ordinary fully

paid

-55

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,334.47

Ordinary fully

paid

-46

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,566.55

Ordinary fully

paid

-54

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,601.14

Ordinary fully

paid

55




10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,775.81

Ordinary fully

paid

61

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,774.32

Ordinary fully

paid

164

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

14,824.20

Ordinary fully

paid

511

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,368.58

Ordinary fully

paid

254

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 174.06

Ordinary fully

paid

-6

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 464.16

Ordinary fully

paid

-16

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 464.17

Ordinary fully

paid

-16

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 290.10

Ordinary fully

paid

-10

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 638.22

Ordinary fully

paid

-22

10/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,943.68

Ordinary fully

paid

-67




11/11/2021

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

100,215.10

Ordinary fully

paid

3,441





Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

12 November 2021

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.