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Notification of Issue of Securities

Capital Change10 December 2021FPHHealthcare

Page 1 of 2
09 December 2021

Issue of ordinary shares

This notice is given under NZX Listing Rule 3.13.1 and relates to the issue of ordinary shares in Fisher & Paykel

Healthcare Corporation Limited (“FPH”) under one or more of FPH’s employee share plans.

This notice is given in reliance on a waiver from NZX Listing Rule 3.13.1 granted by NZX on 6 August 2019 that

allows FPH, subject to certain conditions, to disclose the issue of FPH shares under FPH’s employee share plans

within 10 business days of issue.

Section 1: issuer information

Name of issuer Fisher & Paykel Healthcare Corporation Limited

NZX ticker code FPH

Class of Financial Product Ordinary shares

ISIN NZFAPE0001S2

Section 2: capital change details

Number of issuances to which this

notice relates

Six

Number issued (1) 18,292

(2) 12,712

(3) 771

(4) 10,256

(5) 908

(6) 4,880

Total issued: 47,819 shares

Nominal value (if any) Not applicable

Issue price (1) NZD11.81 (315 shares); NZD14.91 (17,977 shares)

(2) NZD11.81 (889 shares); NZD14.91 (11,823 shares)

(3) NZD11.81

(4) NZD14.91

(5) NZD11.81

(6) NZD14.91

Nature of the payment Not applicable

Amount paid up (if not in full) In full

Percentage of total class of Financial

Products issued

(1) 0.00317%

(2) 0.00220%

(3) 0.00013%

(4) 0.00178%

(5) 0.00016%

(6) 0.00085%

For an issue of Convertible Financial

Products or Options, the principal

terms of Conversion

Not applicable

Reason for issue

(1) Cancellation of 500 options and issue of 315 ordinary shares;

exercise of 17,977 options under the FPH Share Option Plan and

issue of 17,977 ordinary shares.

(2) Cancellation of 22,625 options and issue of 12,712 ordinary

shares.

(3) Exercise of 771 options under the FPH Share Option Plan and

issue of 771 ordinary shares.

(4) Cancellation of 18,576 options and issue of 10,256 ordinary

shares.

(5) Cancellation of 1,433 options and issue of 908 ordinary shares.

(6) Cancellation of 9,160 options and issue of 4,880 ordinary shares.

All cancellations are under the FPH Share Option Plan Cancellation

Facility

Page 2 of 2
Total number of Financial Products of

the Class after the issue (excluding

Treasury Stock) and the total number

of Financial Products of the Class held

as Treasury Stock after the issue.

(1) Total number (excluding Treasury Stock): 577,069,058.

Treasury stock: 137,282

(2) Total number (excluding Treasury Stock): 577,081,770.

Treasury stock: 137,282

(3) Total number (excluding Treasury Stock): 577,082,541.

Treasury stock: 137,282

(4) Total number (excluding Treasury Stock): 577,092,797.

Treasury stock: 137,282

(5) Total number (excluding Treasury Stock): 577,093,705.

Treasury stock: 137,282

(6) Total number (excluding Treasury Stock): 577,098,585.

Treasury stock: 137,282

Total number of ordinary shares on issue as at the date of this notice

after the issues disclosed in this notice (excluding Treasury Stock):

577,098,585.

Treasury stock as at the date of this notice: 137,282.

Total number of ordinary shares on issue as at the date of this notice

after the issues disclosed in this notice (including Treasury Stock):

577,235,867.

In the case of an acquisition of shares,

whether those shares are to be held as

treasury stock

Not applicable

Specific authority for the issue Directors’ resolution, Listing Rule 4.6

Terms or details of the issue The ordinary shares issued rank pari passu with the existing ordinary

shares

Date of issue (1) 26 November 2021

(2) 29 November 2021

(3) 30 November 2021

(4) 02 December 2021

(5) 07 December 2021

(6) 09 December 2021

Section 3: authority for this announcement

Name of person authorised to make

this announcement

Raelene Leonard

Contact phone number +64 9 574 0147

Contact email address raelene.leonard@fphcare.co.nz

Date of release via MAP 09 December 2021

---

Application for quotation of +securities
Application for quotation of +securities

1 / 16

Announcement Summary

Entity name

FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED

Announcement Type

New announcement

Date of this announcement

Thursday December 09, 2021

The +securities to be quoted are:

Total number of +securities to be quoted

ASX +security

codeSecurity description

Number of +securities to

be quotedIssue date

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

18,29226/11/2021

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

12,71229/11/2021

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

77130/11/2021

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

10,25602/12/2021

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

90807/12/2021

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

4,88009/12/2021

Refer to next page for full details of the announcement

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities

being converted

Application for quotation of +securities
Application for quotation of +securities

2 / 16

Part 1 - Entity and announcement details

1.1 Name of entity

FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix

2A of the ASX Listing Rules.

1.2 Registered number type

ARBN

Registration number

098026281

1.3 ASX issuer code

FPH

1.4 The announcement is

1.5 Date of this announcement

9/12/2021

New announcement

Application for quotation of +securities
Application for quotation of +securities

3 / 16

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities

being converted

Application for quotation of +securities
Application for quotation of +securities

4 / 16

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an

Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

500

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

26/11/2021

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Issue date

26/11/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Application for quotation of +securities
Application for quotation of +securities

5 / 16

Issue details

Number of +securities to be quoted

315

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 11.81000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

17,977

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

26/11/2021

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Yes

Application for quotation of +securities
Application for quotation of +securities

6 / 16

Issue date

26/11/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Issue details

Number of +securities to be quoted

17,977

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 14.91000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the exercise of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

29/11/2021

Yes

Yes

Application for quotation of +securities
Application for quotation of +securities

7 / 16

Please state the number of options

that were exercised or other

+convertible securities that were

converted

1,371

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Issue date

29/11/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Application for quotation of +securities
Application for quotation of +securities

8 / 16

Issue details

Number of +securities to be quoted

889

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 11.81000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

21,254

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

29/11/2021

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

YesYes

Application for quotation of +securities
Application for quotation of +securities

9 / 16

Issue date

29/11/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Issue details

Number of +securities to be quoted

11,823

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 14.91000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

771

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

30/11/2021

Yes

Yes

Application for quotation of +securities
Application for quotation of +securities

10 / 16

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Issue date

30/11/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Issue details

Number of +securities to be quoted

771

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 11.81000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the exercise of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

Yes

Yes

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Application for quotation of +securities
Application for quotation of +securities

11 / 16

FROM (Existing Class)

ASX +security code and description

FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

18,576

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

2/12/2021

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Issue date

2/12/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Application for quotation of +securities
Application for quotation of +securities

12 / 16

Issue details

Number of +securities to be quoted

10,256

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 14.91000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

1,433

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

7/12/2021

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

YesYes

Application for quotation of +securities
Application for quotation of +securities

13 / 16

Issue date

7/12/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Issue details

Number of +securities to be quoted

908

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 11.81000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

9,160

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

9/12/2021

Yes

Yes

Application for quotation of +securities
Application for quotation of +securities

14 / 16

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Issue date

9/12/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Issue details

Number of +securities to be quoted

4,880

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 14.91000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Yes

Yes

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Application for quotation of +securities
Application for quotation of +securities

15 / 16

Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will

comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one

application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the

+securities subject of this application)

ASX +security code and description

Total number of

+securities on issue

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX577,235,867

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description

Total number of

+securities on issue

FPHAZ : PERFORMANCE SHARE RIGHTS EXPIRING 11-SEP-2024253,337

FPHAAA : OPTION EXPIRING 11-SEP-2024 EX $17.21801,923

FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91223,566

FPHAY : EMPLOYEE SHARE RIGHTS120,722

FPHAV : OPTION EXPIRING 07-SEP-2022 EX $11.812,732

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81218,192

FPHAAC : PERFORMANCE SHARE RIGHTS EXPIRING 04-SEP-2025129,748

FPHAAB : OPTION EXPIRING 04-SEP-2025 EX $36.54408,927

FPHAAD : EMPLOYEE SHARE RIGHTS EXPIRING 04-SEP-202559,933

FPHAAE : EMPLOYEE SHARE RIGHTS EXPIRING 06-SEP-202480,331

FPHAAF : OPTION EXPIRING 08-JAN-2027 EX NZD32.69461,204

FPHAAG : PERFORMANCE SHARE RIGHTS EXPIRING 28-SEP-2026161,412

Application for quotation of +securities
Application for quotation of +securities

16 / 16

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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