Change of Director’s Interest Notice

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Rule 3.19A.2
Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11

Name of entity
Australia and New Zealand Banking Group Limited
ABN
11 005 357 522

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.

Name of Director
Shayne Cary Elliott
Date of last notice
17 December 2021

Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be
disclosed in this part.

Ordinary Shares:

Direct or indirect interest
Direct – 4,881
Indirect – 394,620
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.

• ANZEST Pty Ltd
• ANZ Employee Share Acquisition
Plan

• Netwealth Investments Limited
• Elliott Pty Ltd as trustee for Elliott
Family Trust (229,165 shares)
• Elliott No 3 Pty Ltd <S & N Elliott S/F
A/C> (58,472 shares)





Ordinary Shares 106,983



Ordinary Shares 287,637
Date of change
(a) 20 December 2021
(b) & (d) 21 December 2021
(c) 22 December 2021

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

Appendix 3Y Page 2 01/01/2011

No. of securities held prior to change
399,501
Class
Ordinary Shares
Number acquired (direct)
(a) 36,997
(b) 62,010
Number acquired (indirect)
ANZEST Pty Ltd
• ANZ Employee Share Acquisition
Plan

(d) 56,989
Number disposed (indirect)
ANZEST Pty Ltd
• ANZ Employee Share Acquisition
Plan

(a) 36,997
Number disposed (direct)
(c) 103,888
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation

(a), (b), (c) and (d) no consideration was paid
in relation to this change.

No. of securities held after change

Direct – (a) Increased (by 36,997)
(b) Increased (by 62,010)
(c) Decreased (by 103,888)

Indirect
• ANZEST Pty Ltd
• ANZ Employee Share Acquisition
Plan – (a) Decreased (by 36,997)
(d) Increased (by 56,989)

• Netwealth Investments Limited
• Elliott Pty Ltd as trustee for Elliott
Family Trust – (c) Increased (by
103,888)
• Elliott No 3 Pty Ltd <S & N Elliott S/F
A/C> - Unchanged

Total of interest


0






126,975





333,053


58,472


518,500

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
(a) 36,997 Ordinary Shares held within
ANZ’s employee share plan trust which
were deferred incentives have vested and
transferred out of the trust and into Mr
Elliott’s own name.
(b) 62,010 Performance Rights that vested
on 19 December 2020 have been
exercised and transferred into Mr
Elliott’s own name.
(c) 103,888 Ordinary Shares held directly
have been transferred to Netwealth
Investments Limited as custodian on 22
December 2021. Elliott Pty Ltd as trustee
for Elliott Family Trust remains the
beneficial owner.
(d) 56,989 Shares are subject to 1 year
restriction period commencing on 19
December 2021 (for details, please see
(e) below).


Options over unissued ordinary shares:

Direct or indirect interest
Direct – 626,102
Indirect – Nil
Date of change
(e) 20 December 2021
(f) & (g) 21 December 2021
No. of options held prior to change
626,102
Class
Options over unissued Ordinary Shares
Number of options acquired (direct)
N/A
Number of options disposed (direct)
(e) 56,989
(f) 53,376
(g) 62,010
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation

No amount was payable by Mr Elliott
No. of options held after change

Direct – (e) decreased (by 56,989)
(f) decreased (by 53,376)
(g) decreased (by 62,010)

Indirect – unchanged

453,727

Nil

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

Appendix 3Y Page 4 01/01/2011

Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
(e) 56,989 Performance Rights granted on 19
December 2018 have vested. Shares
acquired on exercise are subject to 1 year
restriction period commencing on 19
December 2021.
(f) 53,376 of the Performance Rights granted
on 19 December 2018 lapsed.
(g) 62,010 Performance Rights that vested on
19 December 2020 have been exercised
and transferred into Mr Elliott’s own
name.

Part 2 – Change of director’s interests in contracts - Nil

Part 3 –
+
Closed period

Were the interests in the securities or contracts detailed
above traded during a
+
closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
N/A
If prior written clearance was provided, on what date was this
provided?
N/A


..................................
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
22 December 2021