EBOS Group Limited/Announcement
EBOS Group Limited logo

Retail Offer Oversubscribed

Capital Raise23 January 2022EBOHealthcare

Not for release to US wire services or distribution in the United States

24 January 2022

NZX / ASX Code: EBO

RETAIL OFFER OVERSUBSCRIBED

EBOS Group Limited (EBOS) is pleased to announce that its non-underwritten NZ$105 million (A$100

million) retail offer (Retail Offer) in connection with the agreement to acquire LifeHealthcare has

closed oversubscribed. The Retail Offer was strongly supported by eligible shareholders, with EBOS

receiving valid applications totalling approximately NZ$412 million (A$389 million

1

), reflecting the

strength of EBOS’ share price following announcement of the LifeHealthcare acquisition on 9

December 2021.

In recognition of the strong support from retail shareholders, EBOS has elected to increase the size

of the Retail Offer, setting it at an amount that provides participating retail shareholders with their

pro rata allocation

2

(up to the maximum application amount

3

). This will result in EBOS accepting an

additional NZ$66 million (A$62 million) of subscriptions, bringing the total amount raised under the

Retail Offer to NZ$171 million (A$161 million).

A total of approximately five million new fully paid EBOS ordinary shares will be issued under the

Retail Offer at the issue price of NZ$34.50 per share

4

. Scaling and the return of any surplus

application amounts have been carried out on a pro rata basis in accordance with the terms of the

Retail Offer contained in the Retail Offer Document dated 15 December 2021, with refunds and

allotment statements to be sent to participating shareholders on Friday, 28 January 2022.

In accepting oversubscriptions, EBOS had regard to rewarding retail shareholder support and further

strengthening the balance sheet to provide additional headroom to continue our growth strategy,

whilst preserving EPS accretion from the transaction and an appropriate capital structure.

Under the Retail Offer, each person who was recorded in EBOS’ share register as being a registered

holder of EBOS ordinary shares and having an address in New Zealand or Australia as at 7:00pm

(NZDT) / 5:00pm (AEDT) on the record date of 8 December 2021 could each subscribe for up to

NZ$50,000 / A$47,500 worth of new EBOS shares. 27,752 EBOS eligible shareholders applied under

the Retail Offer, with an average application size of approximately NZ$14,870

5

.

The Retail Offer was part of EBOS’ equity raising announced on 9 December 2021, under which EBOS

also undertook a fully underwritten approximately NZ$674 million / A$642 million placement of new

shares to partly fund the acquisition of LifeHealthcare.

Settlement of the Retail Offer, and allotment of the new shares, will occur today. Trading of new

shares issued under the Retail Offer will commence on NZX later today, and on ASX tomorrow, 25


1

Reflecting an AUD NZD exchange rate of 1.0595 as reported by the Reserve Bank of Australia as at 4pm AEDT,

17 January 2022 (being the Retail Offer close date).

2

Pro rata allocation based on the announced offer size comprising a NZ$674 million (A$642 million) placement

and NZ$105 million (A$100 million) Retail Offer, representing the same offer size that was used to calculate

pro rata for shareholders who participated in the placement.

3

Or the amount applied for if an eligible shareholder applied for a lower amount.

4

Or A$32.56 for ASX Retail Offer applicants. The Issue Price was announced on 18 January 2022.

5

Includes applications from underlying holders of custodians.




January 2022. New shares issued under the Retail Offer will rank equally with EBOS’ existing ordinary

shares.

This release was authorised for lodgement with NZX and ASX by the Chief Executive Officer.

For further information, please contact:

Investor Relations:

Martin Krauskopf

General Manager, M&A and Investor Relations

EBOS Group

martin.krauskopf@ebosgroup.com

+61 3 9918 5555


Media:

New Zealand:

Geoff Senescall

Senescall Akers

+64 21 481 234


Australia:

Patrick Rasmussen

PRX

+61 430 159 690


ABOUT EBOS GROUP

EBOS Group Limited NZBN 9429031998840 (NZX/ASX Code: EBO) is the largest and most diversified

Australasian marketer, wholesaler and distributor of healthcare, medical and pharmaceutical

products. It is also a leading Australasian animal care brand owner, product marketer and

distributor.


NOT FOR RELEASE OR DISTRIBUTION IN THE UNITED STATES

This market release has been prepared for publication in Australia and New Zealand and may not be

released to US wires services or distributed in the United States. This market release does not

constitute an offer to sell, or a solicitation of an offer to buy, any securities in the United States or

any other jurisdiction. The securities referred to in this release have not been, and will not be,

registered under the US Securities Act of 1933 or the securities laws of any state or other jurisdiction

of the United States and, as a result, the securities may not be offered, sold or resold, directly or

indirectly, in the United States or to persons acting for the account or benefit of a person in the

United States (to the extent such persons hold EBOS shares and are acting for the account or benefit

of a person in the United States) except in transactions exempt from, or not subject to, the

registration requirements of the US Securities Act and the applicable securities laws of any state or

other jurisdiction of the United States.

You must not send copies of this announcement or any other material relating to the Retail Offer to

any person in the United States or elsewhere outside Australia and New Zealand.

---

Capital Change Notice



Section 1: Issuer information

Name of issuer EBOS Group Limited

NZX ticker code EBO

Class of financial product Ordinary Shares

ISIN NZEBOE0001S6

Currency NZD

Section 2: Capital change details

Number issued 4,955,780

Nominal value (if any) Not applicable

Issue price per security NZ$34.50 per share

(or alternatively A$32.56 per share

which has been determined with

reference to the AUD NZD

exchange rate as reported by the

Reserve Bank of Australia as at

4pm AEDT on 17 January 2022).

Nature of the payment (for example, cash or other consideration) Cash

Amount paid up (if not in full) Paid in full

Percentage of total class of Financial Products issued (calculated on the

number of Financial Products of the Class, excluding any Treasury

Stock, in existence)

2.697%

For an issue of Convertible Financial Products or Options, the principal

terms of Conversion (for example the Conversion price and Conversion

date and the ranking of the Financial Product in relation to other Classes

of Financial Product) or the Option (for example, the exercise price and

exercise date)

Not applicable

Reason for issue and specific authority for issue (the reason for change

must be identified here)

Allotment under a share purchase

plan conducted by EBOS Group

Limited to partially fund an

acquisition

Total number of Financial Products of the Class after the issue

(excluding Treasury Stock) and the total number of Financial Products of

the Class held as Treasury Stock after the issue.

188,674,886

In the case of an acquisition of shares, whether those shares are to be

held as treasury stock

Not applicable

Specific authority for the issue including a reference to the rule pursuant

to which the issue is made

Directors’ resolution dated 8

December 2021 for issue under

rules 4.3.1(c) and 4.5

Terms or details of the issue (for example: restrictions, escrow

arrangements)

New ordinary shares which rank

equally with all other fully paid

ordinary shares

Date of issue 24/01/2022

Section 3: Authority for this announcement and contact person

Name of person


authorised to make this announcement Janelle Cain

Contact person for this announcement Janelle Cain

Contact phone number +61 3 9918 5555

Contact email address janelle.cain@ebosgroup.com

Date of release through MAP


24/01/2022

---

This appendix is available as an online form
Only use this form if the online version is not available +Rule 2.8, 3.10.3A to 3.10.3D

+ See chapter 19 for defined terms

5 June 2021 Page 1

Appendix 2A

Application for quotation of +securities

Information or documents not available now must be given to ASX as soon as available. Information

and documents given to ASX become ASX’s property and may be made public.

If you are an entity incorporated outside Australia and you are seeking quotation of a new class of

+securities other than CDIs, you will need to obtain and provide an International Securities

Identification Number (ISIN) for that class. Further information on the requirement for the notification of

an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non-

Australian issuers.

*Denotes minimum information required for first lodgement of this form, with exceptions provided in

specific notes for certain questions. The balance of the information, where applicable, must be

provided as soon as reasonably practicable by the entity.

Part 1 – Entity and announcement details

Question

no

Question Answer

1.1 *Name of entity

We (the entity here named) apply for

+quotation of the following +securities and

agree to the matters set out in

Appendix 2A of the ASX Listing Rules.

1


EBOS Group Limited (“EBOS”)

1.2 *Registration type and number

Please supply your ABN, ARSN, ARBN, ACN or

another registration type and number (if you supply

another registration type, please specify both the type

of registration and the registration number).

ARBN 166 840 973

1.3 *ASX issuer code EBO

1.4 *This announcement is

Tick whichever is applicable.

☒ A new announcement

☐ An update/amendment to a previous

announcement

☐ A cancellation of a previous

announcement

1.4a *Reason for update

Answer this question if your response to Q 1.4 is an

update/amendment to previous announcement.


1.4b *Date of previous announcement to this

update

Answer this question if your response to Q 1.4 is an

update/amendment to previous announcement.


1.4c *Reason for cancellation

Answer this question if your response to Q 1.4 is “A

cancellation of a previous announcement”



1

Appendix 2A of the Listing Rules includes a warranty that an offer of the securities for sale within 12 months after their issue

will not require disclosure under section 707(3) or 1012C(6) of the Corporations Act. If you are in any doubt as to the

application of, or the entity’s capacity to give, this warranty, please see ASIC Regulatory Guide 173 Disclosure for on-sale of

securities and other financial products and consult your legal adviser.

This appendix is available as an online form Appendix 2A
Application for quotation of +securities

+ See chapter 19 for defined terms

5 June 2021 Page 2

1.4d *Date of previous announcement to this

cancellation

Answer this question if your response to Q 1.4 is “A

cancellation of a previous announcement”


1.5 *Date of this announcement 24 January 2022

Part 2 – Type of issue

Question

No.

Question Answer

2.1 *The +securities to be quoted are:

Select whichever item is applicable.

If you wish to apply for quotation of different types of

issues of securities, please complete a separate

Appendix 2A for each type of issue.

☒ +Securities issued as part of a

transaction or transactions previously

announced to the market in an

Appendix 3B

☐ +Securities issued under a +dividend or

distribution plan

☐ +Securities issued, transferred or re-

classified as a result of options being

exercised or other +convertible

securities being converted

☐ Unquoted partly paid +securities that

have been fully paid up and are now to

become quoted fully paid +securities

Note: there is no need to apply for quotation of

the fully paid securities if the partly paid securities

were already quoted

☐ +Restricted securities where the escrow

period has expired or is about to expire

☐ +Securities previously issued under an

+employee incentive scheme where the

restrictions on transfer have ceased or

are about to cease

☐ +Securities issued under an +employee

incentive scheme that are not subject to

a restriction on transfer or that are to be

quoted notwithstanding there is a

restriction on transfer

☐ Other [please specify]

If you have selected ‘other’ please explain the

circumstances of the issue here:

2.1a

*Have the +securities to be quoted been

issued yet?

Yes

2.1a.1 *What was their date of issue?

Answer this question if your response to Q2.1a is

“Yes”.

24 January 2022

2.1a.2 *What is their proposed date of issue?

Answer this question if your response to Q2.1a is “No”.


2.2a.1 *Date of Appendix 3B notifying the market

of the proposed issue of +securities for

which quotation is now being sought

Answer this question if your response to Q2.1 is

“Securities issued as part of a transaction or

transactions previously announced to the market in an

Appendix 3B”

9 December 2021 in respect of EBOS’

share purchase plan

This appendix is available as an online form Appendix 2A
Application for quotation of +securities

+ See chapter 19 for defined terms

5 June 2021 Page 3

2.2a.2 *Are there any further issues of +securities

yet to take place to complete the

transaction(s) referred to in the

Appendix 3B?

Answer this question if your response to Q2.1 is

“Securities issued as part of a transaction or

transactions previously announced to the market in an

Appendix 3B”.

No

2.2a.2.1 *Please provide details of the further issues

of +securities yet to take place to complete

the transaction(s) referred to in the

Appendix 3B

Answer this question if your response to Q2.1 is

“Securities issued as part of a transaction or

transactions previously announced to the market in an

Appendix 3B” and your response to Q2.2a.2 is “Yes”.

Please provide details of the proposed dates and

number of securities for the further issues. This may

be the case, for example, if the Appendix 3B related to

an accelerated pro rata offer with an institutional

component being quoted on one date and a retail

component being quoted on a later date.

N/A

2.2b.1 Date of Appendix 3A.1 lodged with ASX in

relation to the underlying +dividend or

distribution

Answer this question if your response to Q2.1 is

“Securities issued under a dividend or distribution

plan”.


2.2c.1 Please state the number and type of

options that were exercised or other

+convertible securities that were converted

(including their ASX security code)

Answer this question if your response to Q2.1 is

“Securities issued, transferred or re-classified as a

result of options being exercised or other convertible

securities being converted”.


2.2c.2 And the date the options were exercised or

other +convertible securities were

converted

Answer this question if your response to Q2.1 is

“Securities issued, transferred or re-classified as a

result of options being exercised or other convertible

securities being converted”.

Note: If this occurred over a range of dates, enter the

first date and last date of the period in which the

options were exercised or convertible securities were

converted.


2.2c.3 Is this all of the options or other

+convertible securities on issue of that type

(ie have all of those options now been

exercised or have all of those convertible

securities now been converted)?

Answer this question if your response to Q2.1 is

“Securities issued, transferred or re-classified as a

result of options being exercised or other convertible

securities being converted”.

Yes or No

Note: If you have answered “No”, consider whether

you need to lodge an Appendix 3H with ASX notifying

ASX of the cessation of some or all of the remaining

options or other convertible securities under Listing

Rule 3.10.E. This may the case, for example, if options

have lapsed because they have passed their expiry

date without being exercised, or convertible debt

securities have been repaid or redeemed without

being converted.

2.2c.4 The right of the holder of the options or

other +convertible securities to receive the

+underlying securities is being satisfied by:

Answer this question if your response to Q2.1 is

“Securities issued, transferred or re-classified as a

result of options being exercised or other convertible

securities being converted”.

☐ An issue of new +securities

☐ A transfer of existing +securities

☐ A reclassification of the +convertible

securities as securities in the same

class as the +underlying securities

This appendix is available as an online form Appendix 2A
Application for quotation of +securities

+ See chapter 19 for defined terms

5 June 2021 Page 4

2.2c.5 The underlying securities being received by

the holder are:

Answer this question if your response to Q2.1 is

“Securities issued, transferred or re-classified as a

result of options being exercised or other convertible

securities being converted”.

☐ Already quoted by ASX

☐ Intended to be, but are not yet, quoted

by ASX

☐ Are not, and are not intended to be,

quoted by ASX

2.2c.6 Were the options being exercised or other

+convertible securities being converted

issued under an +employee incentive

scheme?

Answer this question if your response to Q2.1 is “Securities

issued, transferred or re-classified as a result of options

being exercised or other convertible securities being

converted”.

Yes or No

2.2c.7 *Are any of the options being exercised or

other +convertible securities being

converted held by +key management

personnel (KMP) or an +associate?

Answer this question if your response to Q2.1 is “Securities

issued, transferred or re-classified as a result of options

being exercised or other convertible securities being

converted” and your response to Q2.2c.6 is “Yes”.

Yes or No

2.2c.7.a *Provide details of the KMP or +associates who are exercising options or converting

convertible securities.

Answer this question if your response to Q2.1 is “Securities issued, transferred or re-classified as a result of

options being exercised or other convertible securities being converted”, your response to Q2.2c.6 is “Yes” and

your response to Q2.2c.7 is “Yes”. Repeat the detail in the table below for each KMP involved. If the options or

other convertible securities are held by the KMP, repeat the name of the KMP or insert “Same” in “Name of

registered holder”. If the options or other convertible securities are held by an associate of a KMP, insert the

name of the associate in “Name of registered holder”.


Name of KMP

[200 characters]

Name of registered holder

[200 characters]

Number of options

being exercised or

other +convertible

securities being

converted

[16 characters]



2.2d.1 Please state the number and type of

unquoted partly paid +securities (including

their ASX security code) that have been

fully paid up and that are now to become

quoted on ASX

Answer this question if your response to Q2.1 is “Partly

paid securities that have been fully paid up and are

now to become quoted fully paid securities”.


2.2d.2

And the date the

+

securities were fully paid

up

Answer this question if your response to Q2.1 is “Partly

paid securities that have been fully paid up and are

now to become quoted fully paid securities”.

Note: If this occurred over a range of dates, enter the

date the last of the securities was fully paid up.

This appendix is available as an online form Appendix 2A
Application for quotation of +securities

+ See chapter 19 for defined terms

5 June 2021 Page 5

2.2d.3 Is this all of the partly paid +securities on

issue of that type (ie have all of those partly

paid securities now been fully paid up)?

Answer this question if your response to Q2.1 is

“Unquoted partly paid securities that have been fully

paid up and are now to become quoted fully paid

securities”.

Yes or No

Note: If you have answered “No”, consider whether

you need to lodge an Appendix 3H with ASX notifying

ASX of the cessation of some or all of the remaining

partly paid securities under Listing Rule 3.10.E. This

may the case, for example, if partly paid securities that

have not had the call paid by the due date will be

cancelled. If you are an NL company, consider also

whether you have notification obligations in relation to

any forfeiture of the partly paid securities not paid up

under Listing Rule 3.12.

2.2e.1

Please state the number and type of

+restricted securities (including their ASX

security code) where the escrow period has

expired or is about to expire

Answer this question if your response to Q2.1 is

“Restricted securities where the escrow period has

expired or is about to expire”.


2.2e.2 And the date the escrow restrictions have

ceased or will cease

Answer this question if your response to Q2.1 is

“Restricted securities where the escrow period has

expired or is about to expire”.

Note: If this occurred over a range of dates, enter the

date the last of the escrow restrictions has ceased or

will cease.


2.2f.1 Please state the number and type of

+securities (including their ASX security

code) previously issued under the

+employee incentive scheme where the

restrictions on transfer have ceased or are

about to cease

Answer this question if your response to Q2.1 is

“Securities previously issued under an employee

incentive scheme where the restrictions on transfer

have ceased or are about to cease”.


2.2f.2

And the date the restrictions on transfer

have ceased or will cease:

Answer this question if your response to Q2.1 is

“Securities previously issued under an employee

incentive scheme where the restrictions on transfer

have ceased or are about to cease”.

Note: If this occurred over a range of dates, enter the

date the last of the restrictions on transfer has ceased

or will cease.


2.2g.1 Please state the number and type of

+securities (including their ASX security

code) issued under the +employee

incentive scheme that are not subject to a

restriction on transfer or that are to be

quoted notwithstanding there is a restriction

on transfer

Answer this question if your response to Q2.1 is

“Securities issued under an employee incentive

scheme that are not subject to a restriction on transfer

or that are to be quoted notwithstanding there is a

restriction on transfer”.

This appendix is available as an online form Appendix 2A
Application for quotation of +securities

+ See chapter 19 for defined terms

5 June 2021 Page 6

2.2g.2 *Please attach a document or provide

details of a URL link for a document lodged

with ASX detailing the terms of the

+employee incentive scheme or a summary

of the terms.

Answer this question if your response to Q2.1 is

“Securities issued under an employee incentive

scheme that are not subject to a restriction on transfer

or that are to be quoted notwithstanding there is a

restriction on transfer”.


2.2g.3

*Are any of these +securities being issued

to +key management personnel (KMP) or

an +associate

Answer this question if your response to Q2.1 is

“Securities issued under an employee incentive

scheme that are not subject to a restriction on transfer

or that are to be quoted notwithstanding there is a

restriction on transfer”.

Yes or No

2.2g.3.a *Provide details of the KMP or +associates being issued +securities.

Answer this question if your response to Q2.1 is “Securities issued under an employee incentive scheme that are

not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer”

and your response to Q2.2g.3 is “Yes”. Repeat the detail in the table below for each KMP involved in the issue. If

the securities are being issued to the KMP, repeat the name of the KMP or insert “Same” in “Name of registered

holder”. If the securities are being issued to an associate of a KMP, insert the name of the associate in “Name of

registered holder”.


Name of KMP

[200 characters]

Name of registered holder

[200 characters]

Number of +securities

[16 characters]



2.2h.1 *Were the +securities issued for a cash

consideration?

Answer this question if your response to Q2.1 is

“Other”.

If the securities are being issued for nil cash

consideration, answer this question “No”.

Yes or No

2.2h.1.a *In what currency was the cash

consideration paid?

Answer this question if your response to Q2.1 is

“Other” and your response to Q2.2h.1 is “Yes”.

For example, if the consideration is being paid in

Australian Dollars, state AUD.


2.2h.1.b *What was the issue price per +security

Answer this question if your response to Q2.1 is

“Other” and your response to Q2.2h.1 is “Yes”, and by

reference to the issue currency provided in your

response to Q2.2h.1.a.

Note: you cannot enter a nil amount here. If the

securities are being issued for nil cash consideration,

answer Q2.2h.1 as “No” and complete Q2.2h.1.c.


2.2h.1.c Please describe the consideration provided

for the +securities

Answer this question if your response to Q2.1 is

“Other” and your response to Q2.2h.1 is “No”.


2.2h.1.d

Please provide an estimate (in AUD) of the

value of the consideration provided per

+security for the +securities to be quoted

Answer this question if your response to Q2.1 is

“Other” and your response to Q2.2h.1 is “No”.

This appendix is available as an online form Appendix 2A
Application for quotation of +securities

+ See chapter 19 for defined terms

5 June 2021 Page 7

2.2h.2 *The purpose(s) for which the entity is

issuing the +securities is:

Answer this question if your response to Q2.1 is

“Other”.

You may select one or more of the items in the list.

☐ To raise additional working capital

☐ To fund the retirement of debt

☐ To pay for the acquisition of an asset

[provide details below]

☐ To pay for services rendered

[provide details below]

☐ Other [provide details below]


Additional details:



2.2h.3 *Please provide any further information

needed to understand the circumstances in

which you are applying to have these

+securities quoted on ASX, including why

the issue of the +securities has not been

previously announced to the market in an

Appendix 3B

You must answer this question if your response to

Q2.1 is “Other”. If there is no other information to

provide, please answer “Not applicable” or “N/A”.


2.2i *Have these +securities been offered under

a +disclosure document or +PDS?

Answer this question if your response to Q2.1 is

“Other”.

Yes or No

2.2i.1 *Date of +disclosure document or +PDS?

Answer this question if your response to Q2.1 is

“Other” and your response to Q2.2i is “Yes”.

Under the Corporations Act, the entity must apply for

quotation of the securities within 7 days of the date of

the disclosure document or PDS.

This appendix is available as an online form Appendix 2A
Application for quotation of +securities

+ See chapter 19 for defined terms

5 June 2021 Page 8

2.3 *Any on-sale of the +securities to be quoted

within 12 months of their date of issue will

comply with the secondary sale provisions

in sections 707(3) and 1012C(6) of the

Corporations Act by virtue of:

Answer this question if your response to Q2.1 is

“Other” and your response to Q2.2i is “No”.

Note: Under Appendix 2A of the Listing Rules, when

the entity applies for quotation of securities, it gives a

warranty that an offer of the securities for sale within

12 months after their issue will not require disclosure

under section 707(3) or 1012C(6) of the Corporations

Act.

If you are in any doubt as to the application of, or the

entity’s capacity to give, this warranty, please see

ASIC Regulatory Guide 173 Disclosure for on-sale of

securities and other financial products and consult

your legal adviser.

☐ The publication of a +disclosure

document or +PDS for the +securities

to be quoted

☐ The publication of a cleansing notice

under section 708A(5), 708AA(2)(f),

1012DA(5) or 1012DAA(2)(f)

☐ The publication of a +disclosure

document or +PDS involving the same

class of securities as the +securities to

be quoted that meets the requirements

of section 708A(11) or 1012DA(11)

☐ An applicable ASIC instrument or class

order

☐ Not applicable – the entity has

arrangements in place with the holder

that ensure the securities cannot be on-

sold within 12 months in a manner that

would breach section 707(3) or

1012C(6)

Note: Absent relief from ASIC, a listed entity can only

issue a cleansing notice where trading in the relevant

securities has not been suspended for more than

5 days during the shorter of: (a) the period during

which the class of securities are quoted; and (b) the

period of 12 months before the date on which the

relevant securities under the offer were issued.

2.4 *The +securities to be quoted are:

Tick whichever is applicable

☒ Additional +securities in a class that is

already quoted on ASX ("existing

class")

☐ New +securities in a class that is not yet

quoted on ASX ("new class")


This appendix is available as an online form Appendix 2A
Application for quotation of +securities

+ See chapter 19 for defined terms

5 June 2021 Page 9

Part 3A – number and type of +securities to be quoted (existing class or

new class) where issue has previously been notified to ASX in

an Appendix 3B

Answer the questions in this Part if your response to Q2.1 is “Securities issued as part of a transaction or transactions

previously announced to the market in an Appendix 3B”.

Question

No.

Question Answer

3A.1 *ASX security code & description EBO: ordinary fully paid

3A.2 *Number of +securities to be quoted 4,955,780

3A.3 Any other information the entity wishes to

provide about the +securities to be quoted

The shares have been issued at NZD34.50

per share, or alternatively at AUD32.56 per

share (which has been determined with

reference to the AUD NZD exchange rate

of 1.0595 as reported by the Reserve Bank

of Australia as at 4pm AEDT on 17 January

2022).

3A.4 *Provide a distribution schedule for the new +securities according to the categories set out

in the left hand column – including the number of recipients and the total percentage of the

new +securities held by the recipients in each category.

Number of +securities held Number of holders Total percentage of

+securities held

1 – 1,000

1,001 – 5,000

5,001 – 10,000

10,001 – 100,000

100,001 and over

Answer this question only if you are an ASX Listing (ASX Foreign Exempt Listings and ASX Debt Listings do not

have to answer this question), your response to Q2.4 is “new class” and the securities to be quoted have already

been issued.

Note: if the securities to be quoted have not yet been issued, under listing rule 3.10.5, you will need to provide to

ASX a list of the 20 largest recipients of the new securities, and the number and percentage of the new securities

received by each of those recipients, and a distribution schedule for the securities when they are issued.


Part 4 – Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity

will comprise:

Note: the figures provided in the tables in sections 4.1 and 4.2 below are used to calculate the total market capitalisation of the

entity published by ASX from time to time. Please make sure you include in the relevant table each class of securities issued by

the entity.

If you have quoted CHESS Depository Interests (CDIs) issued over your securities, include them in the table in section 4.1 and

include in the table in section 4.2 any securities that do not have CDIs issued over them (and therefore are not quoted on ASX).

Restricted securities should only be included in the table in section 4.1 if you are applying to have them quoted because the

escrow period for the securities has expired or is about to expire. Otherwise include them in the table in section 4.2.

4.1 *Quoted +securities (total number of each +class of +securities quoted on ASX following

the +quotation of the +securities the subject of this application)

ASX security code and description Total number of +securities on issue

Ordinary fully paid shares (EBO) 188,674,886

This appendix is available as an online form Appendix 2A
Application for quotation of +securities

+ See chapter 19 for defined terms

5 June 2021 Page 10

4.2 *Unquoted +securities (total number of each +class of +securities issued but not quoted

on ASX):

ASX security code and description Total number of +securities on issue

Performance rights (EBOAA) 777,249


Part 5 – Other Listing Rule requirements

The questions in this Part should only be answered if you are an ASX Listing (ASX Foreign Exempt Listings and ASX Debt

Listings do not need to complete this Part) and your response to Q2.1 is:

- “Securities issued under a dividend/distribution plan”;

- “Securities issued under an employee incentive scheme that are not subject to a restriction on transfer or that are to be

quoted notwithstanding there is a restriction on transfer”; or

- “Other”.

Note that if your response to Q2.1 is “Securities issued as part of a transaction or transactions previously announced to the

market in an Appendix 3B”, it is assumed that you will have provided the information referred to in this Part in the Appendix 3B.

Question

No.

Question Answer

5.1 *Are the +securities being issued under an

exception in Listing Rule 7.2 and therefore

the issue does not need any security holder

approval under Listing Rule 7.1?

Yes or No

5.1a Enter the number of the applicable

exception in Listing Rule 7.2

Answer this question is your response to Q5.1 is “Yes”

Note this should be a number between 1 and 17.


This appendix is available as an online form Appendix 2A
Application for quotation of +securities

+ See chapter 19 for defined terms

5 June 2021 Page 11

5.1a.1 *Does the +dividend or distribution plan

meet the requirement of listing rule 7.2

exception 4 that it does not impose a limit

on participation?

Answer this question if your response to Q5.1 is “Yes”

and your response to Q5.1a is “4”.

Note: Exception 4 only applies where security holders

are able to elect to receive all of their dividend or

distribution as securities. For example, Exception 4

would not apply in the following circumstances: 1) The

entity has specified a dollar limit on the level of

participation e.g. security holders can only participate

to a maximum value of $x in respect of their

entitlement, or 2) The entity has specified a maximum

number of securities that can participate in the plan

e.g. security holders can only receive securities in lieu

of dividend payable for x number of securities.

Yes or No

5.2 *Has the entity obtained, or is it obtaining,

+security holder approval for the issue

under listing rule 7.1?

Answer this question if the response to Q5.1 is “No”.

Yes or No

5.2a *Date of meeting or proposed meeting to

approve the issue under listing rule 7.1

Answer this question if the response to Q5.1 is “No”

and the response to Q5.2 is “Yes”.


5.2b *Are any of the +securities being issued

without +security holder approval using the

entity’s 15% placement capacity under

listing rule 7.1?

Answer this question if the response to Q5.1 is “No”

and the response to Q5.2 is “No”.

Yes or No

5.2b.1 *How many +securities are being issued

without +security holder approval using the

entity’s 15% placement capacity under

listing rule 7.1?

Answer this question if the response to Q5.1 is “No”,

the response to Q5.2 is “No” and the response to

Q5.2b is “Yes”.

If the response to Q5.2b is “Yes”, please complete and

separately send by email to your ASX listings

compliance adviser a work sheet in the form of

Annexure B to Guidance Note 21 confirming the entity

has the available capacity under listing rule 7.1 to

issue that number of securities.


5.2c *Are any of the +securities being issued

without +security holder approval using the

entity’s additional 10% placement capacity

under listing rule 7.1A (if applicable)?

Answer this question if the response to Q5.1 is “No”

and the response to Q5.2 is “No”.

Yes or No or n/a

This appendix is available as an online form Appendix 2A
Application for quotation of +securities

+ See chapter 19 for defined terms

5 June 2021 Page 12

5.2c.1 *How many +securities are being issued

without +security holder approval using the

entity’s additional 10% placement capacity

under listing rule 7.1A?

Answer this question if the response to Q5.1 is “No”,

the response to Q5.2 is “No” and the response to

Q5.2c is “Yes”.

If the response to Q5.2c is “Yes”, please complete and

separately send by email to your ASX listings

compliance adviser a work sheet in the form of

Annexure C to Guidance Note 21 confirming the entity

has the available capacity under listing rule 7.1A to

issue that number of securities.


Introduced 01/12/19; amended 31/01/20; 05/06/21

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.