SPH Notice – Mitsubishi UFJ Financial Group, Inc.
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX Limited
and
To Move Logistics Group Ltd
Date this disclosure made: 28 February, 2022
Date on which substantial holding began: 23 February, 2022
Substantial product holder(s) giving disclosure
Full name(s): Mitsubishi UFJ Financial Group, Inc., First Sentier Investors (Australia) IM Ltd.
Summary of substantial holding
Class of quoted voting products: Ordinary Shares (security code: NZMOWE0001S5)
Summary for Mitsubishi UFJ Financial Group, Inc., First Sentier Investors (Australia) IM Ltd.
For this disclosure,—
(a) total number held in class: 5,867,862
(b) total in class: 116,339,252
(c) total percentage held in class: 5.044%
Details of relevant interests
Details for Mitsubishi UFJ Financial Group, Inc.
Nature of relevant interest(s): Deemed relevant interest by reason of being a holding
company and a related company of First Sentier Investors (Australia) IM Ltd. and being
deemed to have the same relevant interests as are disclosed by First Sentier Investors
(Australia) IM Ltd. in this notice.
For that relevant interest,—
(a) number held in class: 5,867,862
(b) percentage held in class: 5.044%
(c) current registered holder(s): unknown
(d) registered holder(s) once transfers are registered: N/A
Details for First Sentier Investors (Australia) IM Ltd
Nature of relevant interest(s): Relevant interest arising from having the power to
2
control the exercise of the right to vote attached to securities and/or to control the
exercise of the power to dispose of securities in its capacity as a responsible entity of a
managed investment scheme. The relevant agreement need not be attached under
regulation 139.
(a) number held in class: 5,867,862
(b) percentage held in class : 5.044%
(c) current registered holder(s) : Unknown
(d) registered holder(s) once transfers are registered : N/A
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure:
For transaction details relating to subsidiaries of Mitsubishi UFJ Financial Group, Inc. see
Annexure A.
Additional information
Address(es) of substantial product holder(s):
Mitsubishi UFJ Financial Group, Inc. – 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330,
Japan
First Sentier Investors (Australia) IM Ltd - Level 5, Tower Three International Towers
Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia
Contact details:
Mariko Onda, Phone: +81-50-3844-4922, E-mail:mariko_onda@mufg.jp
Nature of connection between substantial product holders: First Sentier Investors
(Australia) IM Ltd and is wholly-owned subsidiary of Mitsubishi UFJ Financial Group,
Inc.
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Not applicable
Certification
I, Mariko Onda, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
3
Annexure A
Transaction details for subsidiaries of Mitsubishi UFJ Financial Group, Inc.
Date of
Transaction
Holder of Relevant
Interest
Nature of
Transaction
Class of
Securities
Numbe
r of
Securiti
es
Cash
Considerat
ion
(NZD)
29-Oct-2021
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
1,587,8
37
2,349,998.
76
01-Nov-2021
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
150,00
0
261,000.0
0
15-Nov-2021
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
676,14
9
1,216,662.
51
17-Nov-2021
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
173,00
0
311,400.0
0
16-Nov-2021
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
1,331,5
63
2,316,919.
62
18-Nov-2021
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
150,85
1
286,119.0
9
14-Dec-2021
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
1,000,0
00
1,600,000.
00
17-Feb-2022
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
159,52
4
232,825.2
8
18-Feb-2022
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
159,95
6
233,503.7
7
4
21-Feb-2022
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
4,600 6,716.00
23-Feb-2022
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
329,38
2
461,134.8
0
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- NZM — NZME Limited: SPH Notice – UBS Group AG and its related bodies corporate2022-02-28
“Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 To: NZX Limited and To: NZME Limited Relevant event being disclosed: Movement of 1% or more in substantia…”
- NZM — NZME Limited: SPH Notice – UBS Group AG and its related bodies corporate2022-03-31
“Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 To: NZX Limited and To: NZME Limited Relevant event being disclosed: Movement of 1% or more in substantia…”
- NZM — NZME Limited: SPH Notice – UBS Group AG and its related bodies corporate2022-04-27
“Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 To: NZX Limited and To: NZME Limited Relevant event being disclosed: Movement of 1% or more in substantia…”