Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
4 March 2022
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 4 March 2022
The previous notice was given to the ASX on: 18 February 2022
The previous notice was dated: 18 February 2022
2. Issued Share Capital
2,802,983,631 fully paid Ordinary Shares in the capital of ANZ have been issued as at
3 March 2022.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,310,253 0.15%
4,473,112 0.16%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,310,253 0.15%
4,473,112 0.16%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
210,669 0.01%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,172,034 0.08%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 452,245 0.02%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,538,164 0.05%
Aggregation
4,473,112 0.16%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 16,156.80
Ordinary fully
paid
-542
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,840.26
Ordinary fully
paid
61
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,267.07
Ordinary fully
paid
42
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,413.46
Ordinary fully
paid
80
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 754.20
Ordinary fully
paid
-25
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,086.06
Ordinary fully
paid
-36
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 844.71
Ordinary fully
paid
-28
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 422.36
Ordinary fully
paid
-14
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 874.88
Ordinary fully
paid
-29
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,538.58
Ordinary fully
paid
-51
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,930.60
Ordinary fully
paid
97
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,510.62
Ordinary fully
paid
-50
22/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,419.98
Ordinary fully
paid
-47
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 986.37
Ordinary fully
paid
-33
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,076.04
Ordinary fully
paid
-36
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 627.69
Ordinary fully
paid
-21
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,673.84
Ordinary fully
paid
-56
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,630.32
Ordinary fully
paid
-88
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,021.52
Ordinary fully
paid
-168
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,138.45
Ordinary fully
paid
-105
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 807.03
Ordinary fully
paid
-27
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,766.14
Ordinary fully
paid
-126
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,614.06
Ordinary fully
paid
54
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,235.77
Ordinary fully
paid
208
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
599.59
Ordinary fully
paid
20
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,259.15
Ordinary fully
paid
42
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,122.19
Ordinary fully
paid
-71
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 388.57
Ordinary fully
paid
-13
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,404.83
Ordinary fully
paid
-47
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,007.89
Ordinary fully
paid
201
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,483.50
Ordinary fully
paid
150
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,733.62
Ordinary fully
paid
-58
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,930.60
Ordinary fully
paid
97
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
418.46
Ordinary fully
paid
14
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,271.64
Ordinary fully
paid
76
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 119.56
Ordinary fully
paid
-4
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,241.75
Ordinary fully
paid
-75
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,883.07
Ordinary fully
paid
63
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,510.62
Ordinary fully
paid
-50
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,419.98
Ordinary fully
paid
-47
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 328.79
Ordinary fully
paid
-11
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,391.20
Ordinary fully
paid
-80
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,510.76
Ordinary fully
paid
-84
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,127.45
Ordinary fully
paid
205
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,315.16
Ordinary fully
paid
44
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
17,246.52
Ordinary fully
paid
577
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 89.67
Ordinary fully
paid
-3
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,899.33
Ordinary fully
paid
-97
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,692.73
Ordinary fully
paid
-157
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,002.63
Ordinary fully
paid
-67
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,393.82
Ordinary fully
paid
-147
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 747.25
Ordinary fully
paid
-25
23/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,426.35
Ordinary fully
paid
215
24/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 14,102.77
Ordinary fully
paid
-481
24/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,257.61
Ordinary fully
paid
-77
24/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,069.17
Ordinary fully
paid
-207
24/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 12,343.59
Ordinary fully
paid
-421
24/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,616.77
Ordinary fully
paid
258
24/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,207.22
Ordinary fully
paid
278
24/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,790.14
Ordinary fully
paid
-230
24/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 826.63
Ordinary fully
paid
-28
24/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,435.88
Ordinary fully
paid
-218
24/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,771.34
Ordinary fully
paid
-60
25/02/2022
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
32
28/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
56,931.84
Ordinary fully
paid
2,000
28/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,716.66
Ordinary fully
paid
-66
28/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,574.99
Ordinary fully
paid
-99
28/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,716.66
Ordinary fully
paid
-66
28/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 442.17
Ordinary fully
paid
-17
28/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 468.18
Ordinary fully
paid
-18
28/02/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 442.17
Ordinary fully
paid
-17
1/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
90,684.37
Ordinary fully
paid
3,482
2/03/2022
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
209,457
2/03/2022
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market sale 1,314,318.78
Ordinary fully
paid
-51,228
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 28.42
Ordinary fully
paid
-1
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 568.35
Ordinary fully
paid
-20
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 625.18
Ordinary fully
paid
-22
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,614.41
Ordinary fully
paid
-92
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 852.52
Ordinary fully
paid
-30
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 28.42
Ordinary fully
paid
-1
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 511.51
Ordinary fully
paid
-18
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,074.47
Ordinary fully
paid
73
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,140.67
Ordinary fully
paid
40
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,125.92
Ordinary fully
paid
110
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,653.98
Ordinary fully
paid
58
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,807.94
Ordinary fully
paid
-134
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 15,856.93
Ordinary fully
paid
-558
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,131.31
Ordinary fully
paid
-75
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,364.04
Ordinary fully
paid
-48
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,023.03
Ordinary fully
paid
-36
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,813.33
Ordinary fully
paid
-99
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,706.52
Ordinary fully
paid
236
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,564.61
Ordinary fully
paid
125
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,537.48
Ordinary fully
paid
406
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,102.62
Ordinary fully
paid
214
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,591.38
Ordinary fully
paid
56
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
884.02
Ordinary fully
paid
31
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,751.10
Ordinary fully
paid
132
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,967.67
Ordinary fully
paid
69
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,216.56
Ordinary fully
paid
78
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,169.19
Ordinary fully
paid
41
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 795.69
Ordinary fully
paid
-28
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 994.61
Ordinary fully
paid
-35
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,108.28
Ordinary fully
paid
39
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
627.37
Ordinary fully
paid
22
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,591.38
Ordinary fully
paid
56
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
884.02
Ordinary fully
paid
31
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,564.43
Ordinary fully
paid
231
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,450.55
Ordinary fully
paid
121
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,950.02
Ordinary fully
paid
139
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,081.74
Ordinary fully
paid
73
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,506.12
Ordinary fully
paid
-53
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,443.90
Ordinary fully
paid
-86
2/03/2022
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,251.84
Ordinary fully
paid
-220
3/03/2022
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
32
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
4 March 2022
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.