Summerset Group Holdings Limited logo

ASX Appendix 2A

Capital Change6 March 2022SUMHealthcare

Application for quotation of +securities
Application for quotation of +securities

1 / 6

Announcement Summary

Entity name

SUMMERSET GROUP HOLDINGS LIMITED

Announcement Type

New announcement

Date of this announcement

Monday March 07, 2022

The +securities to be quoted are:

Total number of +securities to be quoted

ASX +security

codeSecurity description

Number of +securities to

be quotedIssue date

SNZORDINARY FULLY PAID FOREIGN EXEMPT

NZX

193,12504/03/2022

Refer to next page for full details of the announcement

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities

being converted

Application for quotation of +securities
Application for quotation of +securities

2 / 6

Part 1 - Entity and announcement details

1.1 Name of entity

SUMMERSET GROUP HOLDINGS LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix

2A of the ASX Listing Rules.

1.2 Registered number type

ARBN

Registration number

164228399

1.3 ASX issuer code

SNZ

1.4 The announcement is

1.5 Date of this announcement

7/3/2022

New announcement

Application for quotation of +securities
Application for quotation of +securities

3 / 6

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities

being converted

Application for quotation of +securities
Application for quotation of +securities

4 / 6

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an

Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

SNZAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

TO (Existing Class)

ASX +security code and description

SNZ : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

431,576

The first date the options were

exercised or other +convertible

securities were converted

4/3/2022

The last date the options were

exercised or other +convertible

securities were converted

4/3/2022

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Provide details of the KMP or +associates who are exercising options or converting convertible securities

Name of KMPName of registered holder

Number of options being exercised

or other +convertible securities

being converted

Scott Grady ScoullarScott Grady Scoullar

76,667

Yes

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Application for quotation of +securities
Application for quotation of +securities

5 / 6

Issue date

4/3/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Issue details

Number of +securities to be quoted

193,125

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 7.41500000

Any other information the entity wishes to provide about the +securities to be quoted

Issue of 193,125 Ordinary Shares by net settlement upon exercise of 431,576 options pursuant to the terms of

Summerset¿s LTI Share Option Plan. The final exercise price was:

¿ 4,710 options with an exercise price of $6.026

¿ 5,354 options with an exercise price of $7.397

¿ 10,344 options with an exercise price of $5.964

¿ 10,594 options with an exercise price of $7.360

¿ 226,644 options with an exercise price of $6.044

¿ 173,930 options with an exercise price of $7.415

Yes

Yes

Application for quotation of +securities
Application for quotation of +securities

6 / 6

Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will

comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one

application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the

+securities subject of this application)

ASX +security code and description

Total number of

+securities on issue

SNZ : ORDINARY FULLY PAID FOREIGN EXEMPT NZX230,408,491

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description

Total number of

+securities on issue

SNZAA : BONDS VARIOUS CLASSES375,000,000

SNZAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES1,349,701

SNZAB : OPTION EXPIRING 30-JUN-2025 EX $10.85548,505

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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