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SPH Notice – Harbour Asset Management and Jarden

Substantial Holder Notice9 March 2022PEBHealthcare

041898866/4160982.2
Disclosure of movement of 1% or more in substantial holding

or change in nature of relevant interest, or both

Sections 277 and 278, Financial Markets Conduct Act 2013

To NZX Limited

and

To Pacific Edge Limited (“PEB”)

Relevant event being disclosed:

Disclosure of movement of 1% or more in

substantial holding

Date of relevant event: 8 March 2022

Date this disclosure made: 9 March 2022

Date last disclosure made: 14 July 2021


Substantial product holder(s) giving disclosure

Full name(s):

Harbour Asset Management Limited and Jarden

Securities Limited



Summary of substantial holding

Harbour Asset Management Limited:

Class of quoted voting products:

Ordinary shares (Shares)

Summary for: Harbour Asset Management Limited only

For this

disclosure

-

(a) total number held in

class:

102,739,745

(b) total in class: 810,087,233

(c) total percentage held

in class:

12.683%

For last

disclosure

-

(a) total number held in

class:

88,154,198

(b) total in class: 728,279,398

(c) total percentage held

in class:

12.105%




041898866/4160982.2


Summary of substantial holding

Jarden Securities Limited:

Class of quoted voting products:

Ordinary shares (Shares)

Summary for:

Jarden Securities Limited (includes DIMS service)

For this

disclosure -

(a) total number held in

class:

16,976,154

(b) total in class: 810,087,233

(c) total percentage held

in class:

2.095%

For last

disclosure -

(a) total number held in

class:

11,347,231

(b) total in class: 728,279,398

(c) total percentage held

in class:

1.558%



Summary of substantial holding

All Related Bodies Corporate:

Class of quoted voting products:

Ordinary shares (Shares)

Summary for:

Harbour Asset Management Limited and Jarden

Securities Limited

For this

disclosure -

(a) total number held in

class:

119,715,899

(b) total in class: 810,087,233

(c) total percentage held

in class:

14.778%

For last

disclosure -

(a) total number held in

class:

99,501,429

(b) total in class: 728,279,398

(c) total percentage held

in class:

13.663%



041898866/4160982.2

Details of transactions and events giving rise to relevant event:


Details of on-market purchases, on-market sales, purchases from institutional and retail share offers, net in-specie transfers in re basket

creations/redemptions and net transfers into DIMS Service of Shares of the related bodies corporate since the last relevant event on 12 July

2021, as summarised in the table below:

Details for:

Harbour Asset Management

Limited

Jarden Securities Limited Jarden Securities Limited (DIMS)

Nature of relevant interest(s):

As fund manager, the power to

exercise (or control the exercise

of) a right to vote attached to,

and power to acquire or dispose of

(or control the acquisition or

disposal of), the Shares, under

investment powers contained in

investment management

agreements with clients (the

beneficial owners of the product)

or managed fund trust deeds.

As beneficial owner, through

normal on-market trading

activity, with the power to

exercise (or control the

exercise of) a right to vote

attached to, and power to

acquire or dispose of (or

control the acquisition or

disposal of), the Shares.

Jarden Securities Limited has, as

provider of discretionary investment

management services (DIMS) under

various investment management

agreements with clients (the

beneficial owners of the product), the

power to exercise (or control the

exercise of) a right to vote attached

to, and power to acquire or dispose

of (or control the acquisition or

disposal of), the Shares.

On-market purchases –

number of shares

17,948,097 4,884,333 3,870,172

On-market purchases – Gross

Consideration

$20,754,484 $6,096,513 $5,044,138

On-market sales – number of

shares

12,972,827 4,439,541 474,865

On-market sales – Gross

Consideration

$18,399,909

$5,589,174 $594,713

Allotment of shares:

30/09/21 institutional share

offer @ $1.35

20/10/21 retail share offer @

$1.35

9,610,277

N/A 1,183,966

Net in-specie transfers out, re

basket creations/redemptions

N/A 270,792 N/A

Net Transfers into DIMS

Service

N/A N/A

875,650



041898866/4160982.2

Details after relevant event:

Details for:

Harbour Asset Management

Limited

Jarden Securities Limited

Jarden Securities Limited (DIMS)

Nature of relevant interest(s):

As fund manager, the power to

exercise (or control the exercise

of) a right to vote attached to,

and power to acquire or dispose of

(or control the acquisition or

disposal of), the Shares, under

investment powers contained in

investment management

agreements with clients (the

beneficial owners of the product)

or managed fund trust deeds.

As beneficial owner, through

normal on-market trading

activity, with the power to

exercise (or control the

exercise of) a right to vote

attached to, and power to

acquire or dispose of (or

control the acquisition or

disposal of), the Shares.

Jarden Securities Limited has, as

provider of discretionary investment

management services (DIMS) under

various investment management

agreements with clients (the beneficial

owners of the product), the power to

exercise (or control the exercise of) a

right to vote attached to, and power to

acquire or dispose of (or control the

acquisition or disposal of), the Shares.

For that relevant interest,

Number held in class after the

relevant event:

102,739,745 175,000 16,801,154

Percentage held in class 12.683% 0.021% 2.074%

Current registered holder of

financial products:

Various nominees or custodians

for and on behalf of Harbour Asset

Management Limited and

unknown

Jarden Securities Limited and

unknown

FNZ Custodians Limited (as sub-

custodian of Jarden Custodial Services

Limited) and unknown

Registered holder of financial

products once transfer is

registered:

Various nominees or custodians

for and on behalf of Harbour Asset

Management Limited

Jarden Securities Limited

FNZ Custodians Limited (as sub-

custodian of Jarden Custodial Services

Limited) and unknown



041898866/4160982.2


Additional information:

Address(es) of substantial

product holder(s):

Level 14, 171 Featherston Street, Wellington

Contact details:

Shane Willett

+ 64 4 496 5334

shane.willett@jarden.co.nz

Nature of connection

between substantial product

holders:

Harbour Asset Management Limited and Jarden

Securities Limited are related bodies corporate.


Name of any other person believed to have given, or believed to be required to give, a

disclosure under the Financial Markets Conduct Act 2013 in relation to the financial

products to which this disclosure relates: None


Certification:

I, Shane Willett, certify that, to the best of my knowledge and belief, the information

contained in this disclosure is correct and that I am duly authorised to make this disclosure

by all persons for whom it is made.

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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