SPH Notice – HEL in Rua Bioscience Ltd
DISCLOSURE OF BEGINNING TO HAVE SUBSTANTIAL HOLDING
Section 276, Financial Markets Conducts Act 2013
To NZX Limited
and
To Rua Bioscience Limited (Rua)
Date this disclosure made: [18 March 2022]
Date on which substantial holding began: [17 March 2022]
Substantial product holder(s) giving disclosure
Full name(s): Hikurangi Enterprises Limited
(HEL)
Summary of substantial holding
Class of quoted voting products: ordinary shares in Rua (NZX code: RUA)
Summary for: HEL
For this disclosure:
a) total number held in class: 8,132,620
b) total in class: 149,879,267
c) total percentage held in class: 5.43%
Details of relevant interests
Details for HEL
Nature of relevant interest(s): Registered holder and beneficial owner of the shares.
For that relevant interest,–
a) number held in class: 8,132,620
b) percentage held in class: 5.43%
c) current registered holder(s): Hikurangi Bioactives Limited Partnership
d) registered holder(s) once transfers are registered: HEL
For a derivative relevant interest, also –
a) type of derivative: Not applicable
b) details of derivative: Not applicable
c) parties to the derivative: Not applicable
d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest in
the derivative: Not applicable
Details of transaction and event giving rise to substantial holding
Details of the transaction or other event requiring disclosure:
The date that the off‐market trade was effected is [17 March 2022]
The nature of the transaction is off‐market purchase of shares
The total value of the consideration for the off‐market trade is $3,673,504.45
The total number of ordinary shares in Rua to which
the off‐market trade relates is 8,132,620
Additional information
Address of substantial product holder:
HEL: 6464 Waiapu Road, Rd 1, Ruatoria, 4081, New Zealand
Contact details: [Mateawa Keelan, mateawa@hikurangi.enterprises]
Name of any other person believed to have given, or believed to be required to give, a disclosure under the
Financial
Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: not
applicable.
Certification
I, [Panapa Ehau], certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by
all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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