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Notification regarding unquoted securities – ANZ

Insider Disclosure24 March 2022ANZFinancials

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

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Announcement Summary

Entity name

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Date of this announcement

Thursday March 24, 2022

The +securities the subject of this notification are:

Total number of +securities to be issued/transferred

ASX +security

codeSecurity description

Total number of

+securities to be

issued/transferredIssue date

ANZAAOPTIONS/RIGHTS470,99411/03/2022

Refer to next page for full details of the announcement

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

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Part 1 - Entity and announcement details

1.1 Name of entity

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ABN

Registration number

11005357522

1.3 ASX issuer code

ANZ

1.4 The announcement is

1.5 Date of this announcement

24/3/2022

New announcement

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 2 - Issue details

2.1 The +securities the subject of this notification are:

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and

which:

has an existing ASX security code ("existing class")

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to

ASX in an Appendix 3B

ASX +security code and description

ANZAA : OPTIONS/RIGHTS

Date the +securities the subject of this notification were issued

11/3/2022

Will these +securities rank equally in all respects from their issue date with the existing issued

+securities in that class

Were any of the +securities issued to +key management personnel (KMP) or an +associate?

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme

or a summary of the terms

Refer to ANZ's 2021 Annual Report (pages 231 - 236) for details of the terms of ANZ's employee incentive schemes: https

. The unquoted options/rights (ANZAA) the://www.anz.com/content/dam/anzcom/shareholder/2021-anz-annual-report.pdf

subject of this notification have a grant date of 22/11/2021 or 27/2/2022. They are Deferred Share Rights which have been

granted in tranches with different vesting periods.

Any other information the entity wishes to provide about the +securities the subject of this notification

Regarding Part 4: i. ANZHAR were redeemed 23/03/22 ii. at 23/03/22, the number of unquoted options/rights (ANZAA) is

6,461,654 and of Ordinary Fully Paid Shares is 2,794,899,599 with the discrepancy attributable to timing requirements for

lodgement of certain ASX forms iii. the number of debt securities is automatically generated by ASX's online system and

does not reflect the actual number of securities.

Issue details

Number of +securities

470,994

No

Yes

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Equity Securities

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of

the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one

application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

ASX +security code and description

Total number of

+securities on issue

ANZ : ORDINARY FULLY PAID2,803,649,178

ANZHAY : 3.40% NOTES MAT 20-DEC-2039 MIN CONS $5HT N-C13,250

ANZHBC : 1.809% NOTES MAT 16-SEP-203150,000

ANZPG : CAP NOTE 3-BBSW+4.70% PERP NON-CUM RED T-03-2416,220,000

ANZHAU : 6.75% PERP SUB NOTES MIN.CONS. $5HT NC50,000

ANZPH : CAP NOTE 3-BBSW+3.80% PERP NON-CUM RED T-03-259,310,782

ANZPI : CAP NOTE 3-BBSW+3.00 PERP NON-CUM RED T-03-2815,000,000

ANZHAV : 4.75% SUB MAT 7-SEP-2032 MIN.CONS. $5HT NC11,250

ANZPE : CAP NOTE 6-BBSW+3.25% PERP NON-CUM RED T-03-2216,100,000

ANZHAR : 3.75% SUB MAT 23-MAR-2027 MIN.CONS. $5HT NC20,000

ANZHAX : 1.125% NOTES MAT 21-NOV-2029 MIN CONS $5HT N-C100,000

ANZHBB : 0.669% NOTES MAT 5-MAY-203175,000

ANZPJ : CAP NOTE 3-BBSW+2.70% PERP NON-CUM RED T-03-2913,100,000

ANZPF : CAP NOTE 6-BBSW+3.60% PERP NON-CUM RED T-03-239,701,791

ANZHAS : 4.75% SUB MAT 13-MAY-2027 MIN.CONS. $5HT NC10,000

ANZHBA : 3.00% NOTES MAT 17-DEC-2040 MIN CONS $5HT NC16,500

ANZHAZ : 2.92% NOTES MAT 22-DEC-2040 MIN CONS $5HT NC9,750

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Equity Securities

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ANZHAW : 0.625% NOTES MAT 21-FEB-2023 MIN CONS $5HT NC75,000

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description

Total number of

+securities on issue

ANZAA : OPTIONS/RIGHTS6,972,713

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Equity Securities

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Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue

did not need any security holder approval under Listing Rule 7.1?

5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under

listing rule 7.1?

5.2b Are any of the +securities being issued without +security holder approval using the

entity's 15% placement capacity under listing rule 7.1?

5.2b.1 How many +securities are being issued without +security holder approval using the

entity's 15% placement capacity under listing rule 7.1?

470,994

5.2c Are any of the +securities being issued without +security holder approval using the

entity's additional 10% placement capacity under listing rule 7.1A (if applicable)?

No

Yes

No

No

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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