Notification regarding unquoted securities – ANZ
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Announcement Summary
Entity name
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Date of this announcement
Thursday March 24, 2022
The +securities the subject of this notification are:
Total number of +securities to be issued/transferred
ASX +security
codeSecurity description
Total number of
+securities to be
issued/transferredIssue date
ANZAAOPTIONS/RIGHTS470,99411/03/2022
Refer to next page for full details of the announcement
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Part 1 - Entity and announcement details
1.1 Name of entity
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ABN
Registration number
11005357522
1.3 ASX issuer code
ANZ
1.4 The announcement is
1.5 Date of this announcement
24/3/2022
New announcement
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
has an existing ASX security code ("existing class")
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to
ASX in an Appendix 3B
ASX +security code and description
ANZAA : OPTIONS/RIGHTS
Date the +securities the subject of this notification were issued
11/3/2022
Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
Refer to ANZ's 2021 Annual Report (pages 231 - 236) for details of the terms of ANZ's employee incentive schemes: https
. The unquoted options/rights (ANZAA) the://www.anz.com/content/dam/anzcom/shareholder/2021-anz-annual-report.pdf
subject of this notification have a grant date of 22/11/2021 or 27/2/2022. They are Deferred Share Rights which have been
granted in tranches with different vesting periods.
Any other information the entity wishes to provide about the +securities the subject of this notification
Regarding Part 4: i. ANZHAR were redeemed 23/03/22 ii. at 23/03/22, the number of unquoted options/rights (ANZAA) is
6,461,654 and of Ordinary Fully Paid Shares is 2,794,899,599 with the discrepancy attributable to timing requirements for
lodgement of certain ASX forms iii. the number of debt securities is automatically generated by ASX's online system and
does not reflect the actual number of securities.
Issue details
Number of +securities
470,994
No
Yes
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of
the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
ASX +security code and description
Total number of
+securities on issue
ANZ : ORDINARY FULLY PAID2,803,649,178
ANZHAY : 3.40% NOTES MAT 20-DEC-2039 MIN CONS $5HT N-C13,250
ANZHBC : 1.809% NOTES MAT 16-SEP-203150,000
ANZPG : CAP NOTE 3-BBSW+4.70% PERP NON-CUM RED T-03-2416,220,000
ANZHAU : 6.75% PERP SUB NOTES MIN.CONS. $5HT NC50,000
ANZPH : CAP NOTE 3-BBSW+3.80% PERP NON-CUM RED T-03-259,310,782
ANZPI : CAP NOTE 3-BBSW+3.00 PERP NON-CUM RED T-03-2815,000,000
ANZHAV : 4.75% SUB MAT 7-SEP-2032 MIN.CONS. $5HT NC11,250
ANZPE : CAP NOTE 6-BBSW+3.25% PERP NON-CUM RED T-03-2216,100,000
ANZHAR : 3.75% SUB MAT 23-MAR-2027 MIN.CONS. $5HT NC20,000
ANZHAX : 1.125% NOTES MAT 21-NOV-2029 MIN CONS $5HT N-C100,000
ANZHBB : 0.669% NOTES MAT 5-MAY-203175,000
ANZPJ : CAP NOTE 3-BBSW+2.70% PERP NON-CUM RED T-03-2913,100,000
ANZPF : CAP NOTE 6-BBSW+3.60% PERP NON-CUM RED T-03-239,701,791
ANZHAS : 4.75% SUB MAT 13-MAY-2027 MIN.CONS. $5HT NC10,000
ANZHBA : 3.00% NOTES MAT 17-DEC-2040 MIN CONS $5HT NC16,500
ANZHAZ : 2.92% NOTES MAT 22-DEC-2040 MIN CONS $5HT NC9,750
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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ANZHAW : 0.625% NOTES MAT 21-FEB-2023 MIN CONS $5HT NC75,000
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
ANZAA : OPTIONS/RIGHTS6,972,713
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
5.2b Are any of the +securities being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
5.2b.1 How many +securities are being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
470,994
5.2c Are any of the +securities being issued without +security holder approval using the
entity's additional 10% placement capacity under listing rule 7.1A (if applicable)?
No
Yes
No
No
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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