Serko Limited/Announcement
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ASX Appendix 3G

Capital Change30 May 2022SKOIndustrials

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

1 / 6

Announcement Summary

Entity name

SERKO LIMITED

Date of this announcement

Monday May 30, 2022

The +securities the subject of this notification are:

Total number of +securities to be issued/transferred

ASX +security

codeSecurity description

Total number of

+securities to be

issued/transferredIssue date

SKOABRESTRICTED SHARE UNITS1,168,32930/05/2022

Refer to next page for full details of the announcement

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being

quoted on ASX until the restriction ends

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

2 / 6

Part 1 - Entity and announcement details

1.1 Name of entity

SERKO LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ARBN

Registration number

611613980

1.3 ASX issuer code

SKO

1.4 The announcement is

1.5 Date of this announcement

30/5/2022

New announcement

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

3 / 6

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and

which:

has an existing ASX security code ("existing class")

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being

quoted on ASX until the restriction ends

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

4 / 6

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to

ASX in an Appendix 3B

Additional +securities in an existing class issued under an +employee incentive scheme

ASX +security code and description

SKOAB : RESTRICTED SHARE UNITS

Date the +securities the subject of this notification were issued

30/5/2022

Will these +securities rank equally in all respects from their issue date with the existing issued

+securities in that class

Were any of the +securities issued to +key management personnel (KMP) or an +associate?

Provide details of the KMP or +associates being issued +securities.

Name of KMPName of registered holderNumber of +securities

Robert ShawRobert Shaw

47,192

Charles NowaczekCharles Nowaczek

61,985

Darrin GraftonDarrin Grafton

65,320

Murray WarnerMurray Warner

31,706

Anthony D'AstolfoAnthony D'Astolfo

61,386

Shane SampsonShane Sampson

28,506

Sarah MillerSarah Miller

34,226

Duanne O'BrienDuanne O'Brien

29,870

Rachael SatherleyRachael Satherley

30,199

Nickolas WhiteheadNickolas Whitehead

28,125

Donna BaileyDonna Bailey

1,430

Yes

Yes

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

5 / 6

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme

or a summary of the terms

https://4389989.fs1.hubspotusercontent-na1.net/hubfs/4389989/Serko%20-%20Investor%20Centre/FY22/Serko-ESGRep

ort-2022.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

1,168,329

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

6 / 6

Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of

the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one

application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

ASX +security code and description

Total number of

+securities on issue

SKO : ORDINARY FULLY PAID FOREIGN EXEMPT NZX120,414,765

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description

Total number of

+securities on issue

SKOAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES148,309

SKOAB : RESTRICTED SHARE UNITS2,671,380

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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