SPH Notice – Auscap Asset Management Limited

100080615/3821103.1
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the
form.
To NZX Limited
and
To NZME Limited
Relevant event being disclosed: Disclosure of movement of 1% or more in substantial
holding
Date of relevant event: 17 June 2022
Date this disclosure made: 21 June 2022
Date last disclosure made: 13 April 2022
Substantial product holder(s) giving disclosure
Full name(s): Auscap Asset Management Limited as responsible entity of Auscap Long
Short Australian Equities Fund
Summary of substantial holding
Class of quoted voting products: NZME Limited ordinary shares (NZM)
Summary for: Auscap Asset Management Limited as responsible entity of Auscap Long
Short Australian Equities Fund
For this disclosure,—
(a) total number held in class: 14,171,488

(b) total in class: 193,557,537
(c) total percentage held in class: 7.32%
For last disclosure,—
(a) total number held in class: 16,728,000

(b) total in class: 197,385,061
(c) total percentage held in class: 8.47%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: Between 14 April 2022 and
17 June 2022, Auscap Asset Management Limited as the responsible entity of Auscap Long
Short Australian Equities Fund undertook the following transactions as part of normal on
market trading activities:

100080615/3821103.1
Transaction Type Period Shares Consideration
On-market sales and
purchases
14/04/2022 to
17/06/2022
2,556,512
AU$2,668,724.53

Details after relevant event
Details for Auscap Asset Management Limited as responsible entity of Auscap Long Short
Australian Equities Fund
Nature of relevant interest(s): Power to (or to control) the exercise of the right to vote
and/or dispose of the securities.
For that relevant interest,—
(a) number held in class: 14,171,488
(b) percentage held in class: 7.32%
(c) current registered holder(s): Citicorp Nominees Pty Limited
(d) registered holder(s) once transfers are registered: Not applicable
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the
relevant interest in the derivative: Not applicable
Additional information
Address(es) of substantial product holder(s): Level 30, 9 Castlereagh Street, Sydney NSW
2000, Australia
Contact details: Tim Carleton
Tel: +61 2 8378 0800
Email: admin@auscapam.com
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Not applicable
Certification
I, Tim Carleton, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.