ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Substantial Holder Notice3 July 2022ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


01 July 2022


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It ha s been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited




Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 1 July 2022

The previous notice was given to the ASX on: 17 June 2022

The previous notice was dated: 17 June 2022

2. Issued Share Capital

2,794,104,174 fully paid Ordinary Shares in the capital of ANZ have been issued as at

30 June 2022.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,213,795 0.15%


4,230,680 0.15%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,213,795 0.15%


4,230,680 0.15%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

48,064 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments Limited on

behalf of various investment funds and

client portfolios 100,000 0.00%





JP Morgan Chase Bank

ANZ New Zealand Investments Limited on

behalf of various investment funds and

client portfolios 1,984,301 0.07%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments Limited on

behalf of various investment funds and

client portfolios 452,245 0.02%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,646,070 0.06%


Aggregation


4,230,680 0.15%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

20/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

119,185.85

Ordinary fully

paid

5,000

20/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,156.44

Ordinary fully

paid

-222

20/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,183.36

Ordinary fully

paid

-94

20/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,113.68

Ordinary fully

paid

-91

20/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,182.13

Ordinary fully

paid

-137

20/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,156.44

Ordinary fully

paid

222





20/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,183.36

Ordinary fully

paid

94

20/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,113.68

Ordinary fully

paid

91

20/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,182.13

Ordinary fully

paid

137

21/06/2022

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

7,970

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 863.35

Ordinary fully

paid

-36

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,482.32

Ordinary fully

paid

-312

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,566.06

Ordinary fully

paid

-107

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 23.98

Ordinary fully

paid

-1

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 23.98

Ordinary fully

paid

-1





22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 119.91

Ordinary fully

paid

-5

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,815.73

Ordinary fully

paid

-117

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,195.75

Ordinary fully

paid

-299

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,492.09

Ordinary fully

paid

-62

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,925.28

Ordinary fully

paid

80

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,278.27

Ordinary fully

paid

-95

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 23.98

Ordinary fully

paid

-1

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,165.60

Ordinary fully

paid

-132

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 551.58

Ordinary fully

paid

-23

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 71.95

Ordinary fully

paid

-3





22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,419.89

Ordinary fully

paid

-226

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,247.05

Ordinary fully

paid

-52

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 938.58

Ordinary fully

paid

-39

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 288.79

Ordinary fully

paid

-12

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 721.98

Ordinary fully

paid

-30

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,636.49

Ordinary fully

paid

-68

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,789.14

Ordinary fully

paid

-199

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,885.41

Ordinary fully

paid

-203

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,007.23

Ordinary fully

paid

-42

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,582.80

Ordinary fully

paid

-66





22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,647.26

Ordinary fully

paid

-110

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,702.71

Ordinary fully

paid

-71

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,285.51

Ordinary fully

paid

-137

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,299.57

Ordinary fully

paid

-54

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,877.15

Ordinary fully

paid

-78

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,021.55

Ordinary fully

paid

-84

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,321.11

Ordinary fully

paid

138

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,319.00

Ordinary fully

paid

-55

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 239.82

Ordinary fully

paid

-10

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,588.36

Ordinary fully

paid

-66





22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,195.75

Ordinary fully

paid

299

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 287.78

Ordinary fully

paid

-12

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,645.24

Ordinary fully

paid

-152

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,043.10

Ordinary fully

paid

-168

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

18,458.66

Ordinary fully

paid

767

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,654.74

Ordinary fully

paid

-69

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,684.62

Ordinary fully

paid

-70

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,882.77

Ordinary fully

paid

-287

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,007.24

Ordinary fully

paid

-42

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 577.58

Ordinary fully

paid

-24





22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,628.94

Ordinary fully

paid

-317

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 8,729.38

Ordinary fully

paid

-364

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,749.26

Ordinary fully

paid

-322

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,347.70

Ordinary fully

paid

-56

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

23,103.40

Ordinary fully

paid

960

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,224.85

Ordinary fully

paid

134

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 3,034.37

Ordinary fully

paid

-139

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 764.05

Ordinary fully

paid

-35

22/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 3,754.76

Ordinary fully

paid

-172





23/06/2022

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

91

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

54,744.27

Ordinary fully

paid

2,230

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,461.77

Ordinary fully

paid

100

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,495.72

Ordinary fully

paid

142

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 834.49

Ordinary fully

paid

-34

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,037.14

Ordinary fully

paid

-83

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 564.51

Ordinary fully

paid

-23

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 932.67

Ordinary fully

paid

-38

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 981.76

Ordinary fully

paid

-40





29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 541.59

Ordinary fully

paid

-22

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 689.30

Ordinary fully

paid

-28

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 418.50

Ordinary fully

paid

-17

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,378.59

Ordinary fully

paid

-56

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 24.62

Ordinary fully

paid

-1

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

22,057.50

Ordinary fully

paid

896

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,671.41

Ordinary fully

paid

-271

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 16,173.86

Ordinary fully

paid

-657

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 39,954.60

Ordinary fully

paid

-1,623

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 595.38

Ordinary fully

paid

-24





29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 818.65

Ordinary fully

paid

-33

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

595.38

Ordinary fully

paid

24

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

818.65

Ordinary fully

paid

33

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

36,286.56

Ordinary fully

paid

1,474

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 564.51

Ordinary fully

paid

-23

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,208.95

Ordinary fully

paid

-90

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,380.76

Ordinary fully

paid

-97

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,349.91

Ordinary fully

paid

-55

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,546.27

Ordinary fully

paid

-63

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,767.16

Ordinary fully

paid

-72





29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,153.56

Ordinary fully

paid

-47

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 73.63

Ordinary fully

paid

-3

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 837.00

Ordinary fully

paid

-34

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 713.92

Ordinary fully

paid

-29

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,329.36

Ordinary fully

paid

-54

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,938.84

Ordinary fully

paid

-160

29/06/2022

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,370.03

Ordinary fully

paid

340

30/06/2022

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

4,909









Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

1 July 2022

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.